-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SGyy3RnLA+aPhgJ1rGHI1xjuZmkMIbGpoVVI70U4QcREzgEgXQLN/5UBsbY4S0YG NUC4BHXvB6Aq5rpNnNCZcA== 0000950156-04-000184.txt : 20040830 0000950156-04-000184.hdr.sgml : 20040830 20040830073159 ACCESSION NUMBER: 0000950156-04-000184 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040630 FILED AS OF DATE: 20040830 DATE AS OF CHANGE: 20040830 EFFECTIVENESS DATE: 20040830 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CGM CAPITAL DEVELOPMENT FUND CENTRAL INDEX KEY: 0000060332 IRS NUMBER: 046014026 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-00933 FILM NUMBER: 041003756 BUSINESS ADDRESS: STREET 1: ONE INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-737-3225 MAIL ADDRESS: STREET 1: ONE INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: LOOMIS SAYLES CAPITAL DEVELOPMENT FUND INC DATE OF NAME CHANGE: 19900302 N-PX 1 d61319.txt CGM CAPITAL DEVELOPMENT FUND ------------------------------ OMB APPROVAL ------------------------------ OMB Number: 3235-0582 Expires: March 31, 2006 Estimated average burden hoursperresponse........ 14.4 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-00933 -------------------------------------------- CGM CAPITAL DEVELOPMENT FUND - ------------------------------------------------------------------------------- (Exact name of registrant as specified in charter) One International Place, Boston, MA 02110 - ------------------------------------------------------------------------------- (Address of principal executive offices) (Zip code) Jeremiah J. Bresnahan, Jr., Esq. Bingham McCutchen LLP, 150 Federal St., Boston, MA 02110 - ------------------------------------------------------------------------------- (Name and address of agent for service) Registrant's telephone number, including area code: 617-737-3225 --------------------------- Date of fiscal year end: 12/31 ----------------------- Date of reporting period: 7/1/03 -- 6/30/04 ---------------------- Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507. PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS SEC 2451 (4-03) THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER.
CGM CAPITAL DEVELOPMENT FUND FILE NO. 811-933 Proposed By Issuer For or Was or Proxies Voted July 2003 thru June 2004 Meeting Matter Security Vote Actual Against Issuer Ticker CUSIP Date Voted On Holder Cast? Vote Mgt. ------ ------ ----- ---- -------- ------ ----- ---- ---- Champion Enterprises, Inc. CHB 158496109 4/27/04 1. Elect six directors Issuer Yes For For CKE Restaurants, Inc. CKR 12561E105 6/28/04 1. Elect five directors Issuer Yes For For 2. Ratify the selection of Issuer Yes For For KPMG LLP as independent auditors for the 2005 fiscal year Cleveland-Cliffs Inc. CLF 185896107 5/11/04 1. Elect 11 directors Issuer Yes For For Companhia Siderurgica Nacional SID 20440W105 4/29/04 1. Confirmation of the Issuer Yes For For reassessment of property, plan and equipment approved in the annual and special shareholders meeting held on April 29, 2003 2. Examining the managers' Issuer Yes For For accounts, examine, discuss and vote the financial statements and administration report 3. Approval of the Issuer Yes For For destination of the 2003 business year's net profit and distribution of dividends 4. Approval of capital Issuer Yes For For budget 5. Election of the board Issuer Yes For For of director's members 6. Establishment of the Issuer Yes For For annual global remuneration of the board of directors and of executives 7. Change of the Issuer Yes For For newspapers in which the company publishes its legal matters 8A. Approval of the amendment of the 2nd Issuer Yes For For article of the bylaws 8B. Approval of the split Issuer Yes For For of shares representing the company's capital stock ConocoPhillips COP 20825C104 5/5/04 1. Elect six directors Issuer Yes For For 2. Ratify the appointment Issuer Yes For For of Ernst & Young LLP as independent auditors for the Company for 2004 3. Approve the 2004 Issuer Yes Against Against Omnibus Stock and Performance Incentive Plan 4. Shareholder proposal Security regarding officer & Holder Yes Against For director compensation 5. Shareholder proposal Security regarding executive Holder Yes Against For compensation 6. Shareholder proposal Security regarding ANWR drilling Holder Yes Against For D. R. Horton, Inc. DHI 23331A109 1/29/04 1. Elect seven directors Issuer Yes For For 2. Amend the D.R. Horton, Issuer Yes For For Inc. 2000 Incentive Plan Deere & Company DE 244199105 2/25/04 1. Elect four directors Issuer Yes For For Frontier Oil Corporation FTO 35914P105 4/15/04 1. Elect seven directors Issuer Yes For For 2. Ratify the appointment Issuer Yes For For of Deloitte & Touche LLP, independent certified public accountants, as the Company's auditors for the year ending December 31, 2004 Frontline LTD FRO G3682E127 12/31/03 1. Set the maximum number Issuer Yes For For of Directors to be not more than six 2. resolve that vacancies Issuer Yes For For in the number of Directors be designated casual vacancies and that the Board of Directors be authorized to fill such casual vacancies as and when it deems fit 3. Re-elect John Fredrisen Issuer Yes For For as a Director of the Company 4. Re-elect To Olav Troim Issuer Yes For For as a Director of the Company 5. Re-elect as a Director Issuer Yes For For of the Company, Kate Blankenship, who was appointed to fill a vacancy and, being eligible, offered herself for re-election 6. Appoint Issuer Yes For For PricewaterhouseCoopers DA of Oslo, Norway as auditors and authorize the Directors to determine their remuneration Holly Corporation HOC 435758305 5/13/04 1. Elect ten directors Issuer Yes For For 2. Approve an amendment to Issuer Yes For For the Company's Restated Certificate of Incorporation to increase the number of authorized shares of the Company's common stock Hovnanian Enterprises, Inc. HOV 442487203 3/5/04 1. Elect nine directors of Issuer Yes For For the Company for the ensuing year to serve until the next Annual Meeting 2. Ratification of the Issuer Yes For For selection of Ernst & Young LLP as independent accountants to examine financial statements for the year ended October 31, 2004 3. Approve an amendment to Issuer Yes For For the Company's amended Certificate of Incorporation to increase the total number of authorized shares of all classes of stock from 100,100,000 to 230,100,000, of which 200,000,000 shares will be Class A Common Stock and 30,000,000 shares will be shares of Class B Common Stock and 100,000 will be Preferred Stock 4. Approve Amended and Issuer Yes For For Restated Senior Executive Short-Term Incentive Plan 5. Approve Amended and Issuer Yes Against Against Restated 1999 Stock Incentive Plan INCO Limited N 453258402 4/21/04 1. Elect ten directors Issuer Yes For For 2. Approve the by-law Issuer Yes For For confirmation resolution 3. Appoint Issuer Yes For For PricewaterhouseCoopers LLP as auditors Lennar Corporation LEN 526057302 3/30/04 1. Elect three directors Issuer Yes For For M.D.C. Holdings, Inc. MDC 552676108 4/26/04 1. Elect two directors Issuer Yes For For 2. Shareowner proposal Security regarding preparation of Holder Yes Against For sustainability report Monaco Coach Corporation MNC 60886R103 5/18/04 1. Elect four directors Issuer Yes For For 2. Re-approve the Issuer Yes For For company's executive variable compensation plan 3. Ratify the appointment Issuer Yes For For of PricewaterhouseCoopers LLP as independent accountants of the company for the fiscal year ending January 1, 2005 National R.V. Holdings, Inc. NVH 637277104 6/12/04 1. Elect two directors Issuer Yes For For 2. Ratify and approve the Issuer Yes For For selection of PricewaterhouseCoopers LLP as the company's independent public accountants for the fiscal year ending December 31, 2004 Navistar International 1. Elect three directors Issuer Yes For For Corporation NAV 63934E108 2/17/04 2. Ratify the selection of Issuer Yes For For Deloitte & Touche LLP as independent auditor 3. Approve adoption of Issuer Yes Against Against 2004 Performance Incentive Plan PacifiCare Health Systems, Inc. PHS 695112102 5/20/04 1. Elect 10 directors Issuer Yes For For 2. Approve amendment and Issuer Yes For For restatement of the Employee Stock Purchase Plan 3. Ratify the selection of Issuer Yes For For Ernst & Young LLP as independent auditors PetroKazakhstan Inc. PKZ 71649P102 5/4/02 1. Elect directors Issuer Yes For For 2. Appoint TOO Deloitte & Issuer Yes For For Touche,Almaty,Kazakhstan as auditor of the corporation Petrolio Brasileiro S.A. - A1. Approve management Issuer Yes For For PETROBRAS PBR 71654V408 3/29/04 report, the financial statements and Audit Committee's Opinion for the fiscal year 2003 A2. Approve Capital Issuer Yes For For Expenditure Budget for the fiscal year 2004 A3. Approve distribution Issuer Yes For For of results for fiscal year 2003 A4. Approve election of Issuer Yes For For members of the Board of Directors, Audit Committee and their respective substitutes E1. Approve increase of Issuer Yes For For capital stock E2. Approve increase in Issuer Yes For For limit of authorized capital E3. Approve establishment Issuer Yes For For of the compensation of management and effective members of the audit committee, as well as their participation in the profits Phelps Dodge Corporation PD 717265102 5/28/04 1. Elect four directors Issuer Yes For For 2. Shareholder proposal Security regarding charitable Holder Yes Against For contributions RARE Hospitality International, 1. Elect four directors Issuer Yes For For Inc. RARE 753820109 5/10/04 2. Approve amendments to Issuer Yes Against Against the RARE Hospitality International, Inc. amended and restated 2002 Long-term Incentive Plan 3. Ratify the selection of Issuer Yes For For KPMG LLP as independent auditors for the fiscal year ending December 27, 2004 Seagate Technology STX G7945J104 10/28/03 1. Elect eleven directors Issuer Yes For For for terms expiring at the 2004 Annual General Meeting of Shareholders 2. Approve the material Issuer Yes For For terms of Seagate Technology's annual incentive bonus plan 3. Ratify the appointment Issuer Yes For For of Ernst & Young LLP as independent auditors of Seagate Technology for the year ending July 2, 2004 Teekay Shipping Corporation TK Y8564W103 6/1/04 1. Elect two directors Issuer Yes For For 2. Ratify the selection of Issuer Yes For For Ernst & Yesoung LLP as independent auditors for the fiscal year ending December 31, 2004 Toll Brothers, Inc. TOL 889478103 1/23/04 1. Elect four directors to Issuer Yes For For hold office until the 2007 Annual Meeting of Stockholders and until their respective successors are duly elected and qualified 2. Approve the Issuer Yes For For re-appointment of Ernst & Young LLP as the Company's independent auditors for the 2004 fiscal year United States Steel Corporation X 912909108 4/27/04 1. Elect four directors Issuer Yes For For 2. Elect Issuer Yes For For PricewaterhouseCoopers LLP as independent auditors Valero Energy Corporation VLO 91913Y100 4/29/04 1. Elect three directors Issuer Yes For For 2. Ratify selection of Issuer Yes For For KPMG LLP as auditors for 2004 3. Shareholder proposal Security regarding climate change Holder Yes Against For resolution WCI Communities, Inc. WCI 92923C104 5/20/04 1. Elect three directors Issuer Yes For For 2. Approve the 2004 Stock Issuer Yes Against Against Incentive Plan
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) CGM CAPITAL DEVELOPMENT FUND ------------------------------------------------------------------ By (Signature and Title)* Leslie A. Lake, Vice President & Secretary ----------------------------------------------------- Date 8/30/04 -------------------------------------------------------------------------- * Print the name and title of each signing officer under his or her signature. -----END PRIVACY-ENHANCED MESSAGE-----