-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RA5Y5bmi/opyv4l0P7jtuCoPr/KlauxjJdrsqeDkX4uhHvs0kmENBO0+mCITMxWv hK1qUesH6OZRGyXcEsZSIQ== 0001169232-03-000969.txt : 20030212 0001169232-03-000969.hdr.sgml : 20030212 20030212111824 ACCESSION NUMBER: 0001169232-03-000969 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030211 ITEM INFORMATION: Acquisition or disposition of assets ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20030212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIENA HOLDINGS INC CENTRAL INDEX KEY: 0000060150 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 751043392 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-06868 FILM NUMBER: 03552926 BUSINESS ADDRESS: STREET 1: 5068 WEST PLANO PARKWAY STREET 2: SUITE 300 CITY: PLANO STATE: TX ZIP: 75235 BUSINESS PHONE: 9723814255 MAIL ADDRESS: STREET 1: 5068 WEST PLANO PARKWAY STREET 2: SUITE 300 CITY: PLANO STATE: TX ZIP: 75235 FORMER COMPANY: FORMER CONFORMED NAME: LOMAS & NETTLETON FINANCIAL CORP DATE OF NAME CHANGE: 19881030 FORMER COMPANY: FORMER CONFORMED NAME: LOMAS FINANCIAL CORP DATE OF NAME CHANGE: 19920703 8-K 1 d53608_8-k.txt FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT TO 1934 Date of Report (Date of Earliest Event Reported): February 11, 2003 SIENA HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 1-6868 75-1043392 (Commission File Number) (IRS Employer Identification No.) 5068 West Plano Parkway, Suite 300, Plano, Texas 75093 (Address of principal executive offices) (Zip code) (972) 381-4255 (Registrant"s telephone number, including area code) Lomas Financial Corporation (Former Name or Former Address, if Changed Since Last Report) Item 2. ACQUISITION OR DISPOSITION OF ASSETS. The Company has been informed by the owner of the Treemont retirement community, which the Company manages through its subsidiary Siena Housing Management Corp, that an agreement to sell the Treemont property has been terminated. A possible sale event was anticipated by an Amendment to the Management Agreement between the Company and the Treemont owners and provides for the termination of the Management Agreement upon the sale of Treemont if the Company is compensated a percentage of the net sale proceeds as defined. The Amendment provides for a minimum payment of $2 million. The owners of Treemont have advised the Company that they intend to continue to market the property for sale. The result of any sale would materially and adversely impact the revenue and cash flow of the Company. Item 7. FINANCIAL STATEMENTS AND EXHIBITS (a) None. (b) None. (c) None. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. SIENA HOLDINGS, INC. Date: February 11, 2003 By: /s/ W. Joseph Dryer --------------------------- W. Joseph Dryer President -----END PRIVACY-ENHANCED MESSAGE-----