0000950170-24-070179.txt : 20240606 0000950170-24-070179.hdr.sgml : 20240606 20240606215028 ACCESSION NUMBER: 0000950170-24-070179 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240606 FILED AS OF DATE: 20240606 DATE AS OF CHANGE: 20240606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSENBLOOM KEITH M CENTRAL INDEX KEY: 0001190934 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13795 FILM NUMBER: 241027098 MAIL ADDRESS: STREET 1: 4695 MACARTHUR COURT, SUITE 1200 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER NAME: FORMER CONFORMED NAME: ROSENBLOOM KEITH DATE OF NAME CHANGE: 20020919 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN VANGUARD CORP CENTRAL INDEX KEY: 0000005981 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 952588080 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4695 MACARTHUR COURT CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-260-1200 MAIL ADDRESS: STREET 1: 4695 MACARTHUR COURT CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: AEROCON INC DATE OF NAME CHANGE: 19720620 4 1 ownership.xml 4 X0508 4 2024-06-06 0000005981 AMERICAN VANGUARD CORP AVD 0001190934 ROSENBLOOM KEITH M 4695 MACARTHUR COURT, SUITE 1200 NEWPORT BEACH CA 92660 true false false false false Common Stock 2024-06-06 4 A false 9174 0 A 16790 D Common Stock 1014155 I See Note These shares were awarded to reporting person in connection with his election to issuer's board of directors at issuer's 2024 Annual Meeting of Stockholder as per issuer's non-management director equity plan. Reporting person maintains an indirect interest in these shares insofar as he is Managing Member of Cruiser Capital, which serves as the management company or as investment advisor to, and may be deemed to have shared voting and dispositive power over Common Stock held by, various investment funds (the "Cruiser Funds") and separately managed accounts (the "Cruiser SMAs", together with the Cruiser Funds, the "Cruiser Funds and SMAs") that it advises. Reporting person may be deemed to have voting and dispositive power with respect to the shares of Common Stock held by the Cruiser Funds and SMAs and disclaims beneficial ownership of the securities held by the Cruiser Funds and SMAs except to the extent of his pecuniary interest. KEITH M. ROSENBLOOM 2024-06-06