0000899243-21-018265.txt : 20210504 0000899243-21-018265.hdr.sgml : 20210504 20210504210511 ACCESSION NUMBER: 0000899243-21-018265 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210309 FILED AS OF DATE: 20210504 DATE AS OF CHANGE: 20210504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hendrix Scott CENTRAL INDEX KEY: 0001662804 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13795 FILM NUMBER: 21890832 MAIL ADDRESS: STREET 1: 4695 MACARTHUR COURT STREET 2: SUITE 1200 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN VANGUARD CORP CENTRAL INDEX KEY: 0000005981 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 952588080 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4695 MACARTHUR COURT CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-260-1200 MAIL ADDRESS: STREET 1: 4695 MACARTHUR COURT CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: AEROCON INC DATE OF NAME CHANGE: 19720620 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-09 0 0000005981 AMERICAN VANGUARD CORP AVD 0001662804 Hendrix Scott 4695 MACARTHUR COURT, SUITE 1200 NEWPORT BEACH CA 92660 0 1 0 0 SVP Crop Sales, US & Canada Common Stock 2021-03-09 4 F 0 1286 20.78 D 44695 D Common Stock 2021-04-16 4 A 0 4447 0.00 A 49142 D Common Stock 2021-04-16 4 A 0 4447 0.00 A 53589 D These shares were forfeited at the election of reporting person in order to cover payroll taxes arising from the vesting of 2,757 shares of time-based restricted stock that had been awarded on March 9, 2018 and vested on March 9, 2021. These comprise an award of time-based restricted stock that vests in its entirety on April 16, 2024, if and only if reporting person is continuously employed by issuer through such vesting date as per the terms of a Restricted Stock Agreement dated as of April 16, 2021. These comprise an award of performance-based restricted stock that vests upon the attainment of both (i) continuous employment through April 16, 2024, and (ii) the relative growth of the issuer's EBIT (earnings before interest and taxes), net sales and stock price appreciation as compared to that of certain comparator groups over the course of a three-year period as per the terms of a Performance Stock Agreement dated as of April 16, 2021. /s/ Scott Hendrix 2021-04-26