0000899243-20-012280.txt : 20200507 0000899243-20-012280.hdr.sgml : 20200507 20200507181803 ACCESSION NUMBER: 0000899243-20-012280 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200430 FILED AS OF DATE: 20200507 DATE AS OF CHANGE: 20200507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hendrix Scott CENTRAL INDEX KEY: 0001662804 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13795 FILM NUMBER: 20858057 MAIL ADDRESS: STREET 1: 4695 MACARTHUR COURT STREET 2: SUITE 1200 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN VANGUARD CORP CENTRAL INDEX KEY: 0000005981 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 952588080 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4695 MACARTHUR COURT CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-260-1200 MAIL ADDRESS: STREET 1: 4695 MACARTHUR COURT CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: AEROCON INC DATE OF NAME CHANGE: 19720620 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-04-30 0 0000005981 AMERICAN VANGUARD CORP AVD 0001662804 Hendrix Scott 4695 MACARTHUR COURT, SUITE 1200 NEWPORT BEACH CA 92660 0 1 0 0 SVP Crop Sales, US & Canada Common Stock 2020-04-30 4 F 0 3366 0.00 D 26559 D On February 8, 2017, reporting person was awarded 5,660 shares of restricted stock. One half were time-based (vesting in three years) and the other half were performance-based (the vesting of which depended upon the attainment of certain financial metrics more fully described in the subject Performance Shares Agreement). Issuer has determined that, based upon its having outperformed certain of those performance metrics during the performance period, reporting person is entitled to receive 170% of the target performance shares or 1,981 additional shares. Thus, taken together, reporting person received 7,641 shares pursuant to the original grant. In order to cover payroll taxes due in connection with the vesting of these shares, reporting person forfeited 3,366 shares, thus leaving a net decrease of 1,385 from his previous share total. /s/ Scott Hendrix 2020-05-05