0001209191-13-005987.txt : 20130204 0001209191-13-005987.hdr.sgml : 20130204 20130204162712 ACCESSION NUMBER: 0001209191-13-005987 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130201 FILED AS OF DATE: 20130204 DATE AS OF CHANGE: 20130204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mahony Susan CENTRAL INDEX KEY: 0001463321 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06351 FILM NUMBER: 13570379 MAIL ADDRESS: STREET 1: LILLY CORPORATE CENTER CITY: INDIANAPOLIS STATE: IN ZIP: 46285 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LILLY ELI & CO CENTRAL INDEX KEY: 0000059478 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 350470950 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: LILLY CORPORATE CTR STREET 2: DROP CODE 1112 CITY: INDIANAPOLIS STATE: IN ZIP: 46285 BUSINESS PHONE: 3172762000 MAIL ADDRESS: STREET 1: LILLY CORPORATE CENTER STREET 2: DROP CODE 1112 CITY: INDIANAPOLIS STATE: IN ZIP: 46285 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-02-01 0 0000059478 LILLY ELI & CO LLY 0001463321 Mahony Susan LILLY CORPORATE CENTER INDIANAPOLIS IN 46285 0 1 0 0 SVP & Pres., Lilly Oncology Common Stock 2013-02-01 4 F 0 10777 53.69 D 34437 D Common Stock 2013-02-01 4 M 0 22943 0.00 A 57380 D Common Stock 2013-02-01 4 S 0 5000 54.28 D 52380 D Common Stock 1498 I 401(k) Common Stock 1489 I 401(k) - by husband Common Stock 6218 I by husband Restricted Stock Unit 0.00 2013-02-01 4 M 0 22943 0.00 D 2013-02-01 2013-02-01 Common Stock 22943 0 D The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 1, 2013. Reporting person disclaims beneficial ownership of these shares. Jamie E. Haney for Susan Mahony, authorization on file 2013-02-04