0000059478-23-000186.txt : 20230602 0000059478-23-000186.hdr.sgml : 20230602 20230602164402 ACCESSION NUMBER: 0000059478-23-000186 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230601 FILED AS OF DATE: 20230602 DATE AS OF CHANGE: 20230602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rau Diogo CENTRAL INDEX KEY: 0001860253 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06351 FILM NUMBER: 23989626 MAIL ADDRESS: STREET 1: LILLY CORPORATE CENTER CITY: INDIANAPOLIS STATE: IN ZIP: 46285 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELI LILLY & Co CENTRAL INDEX KEY: 0000059478 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 350470950 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: LILLY CORPORATE CTR STREET 2: DROP CODE 1094 CITY: INDIANAPOLIS STATE: IN ZIP: 46285 BUSINESS PHONE: 3172762000 MAIL ADDRESS: STREET 1: LILLY CORPORATE CENTER STREET 2: DROP CODE 1094 CITY: INDIANAPOLIS STATE: IN ZIP: 46285 FORMER COMPANY: FORMER CONFORMED NAME: LILLY ELI & CO DATE OF NAME CHANGE: 19941024 4 1 wk-form4_1685738624.xml FORM 4 X0407 4 2023-06-01 0 0000059478 ELI LILLY & Co LLY 0001860253 Rau Diogo LILLY CORPORATE CENTER INDIANAPOLIS IN 46285 0 1 0 0 EVP & CIDO 0 Common Stock 2023-06-01 4 M 0 6300 0 A 10694 D Common Stock 2023-06-01 4 F 0 2848 429.46 D 7846 D Restricted Stock Unit 2023-06-01 4 M 0 6300 0 D Common Stock 6300 6300 D Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock. The restricted stock units vest in three installments, 7,560 on June 1, 2022, 6,300 on June 1, 2023, and 6,300 on June 1, 2024. /s/ Jonathan Groff for Diogo Rau, pursuant to authorization on file 2023-06-02