0000059478-19-000199.txt : 20190604 0000059478-19-000199.hdr.sgml : 20190604 20190604135703 ACCESSION NUMBER: 0000059478-19-000199 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190603 FILED AS OF DATE: 20190604 DATE AS OF CHANGE: 20190604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harrington Michael J CENTRAL INDEX KEY: 0001566340 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06351 FILM NUMBER: 19876033 MAIL ADDRESS: STREET 1: LILLY CORPORATE CENTER CITY: INDIANAPOLIS STATE: IN ZIP: 46285 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LILLY ELI & CO CENTRAL INDEX KEY: 0000059478 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 350470950 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: LILLY CORPORATE CTR STREET 2: DROP CODE 1112 CITY: INDIANAPOLIS STATE: IN ZIP: 46285 BUSINESS PHONE: 3172762000 MAIL ADDRESS: STREET 1: LILLY CORPORATE CENTER STREET 2: DROP CODE 1112 CITY: INDIANAPOLIS STATE: IN ZIP: 46285 4 1 wf-form4_155967100770907.xml FORM 4 X0306 4 2019-06-03 0 0000059478 LILLY ELI & CO LLY 0001566340 Harrington Michael J LILLY CORPORATE CENTER INDIANAPOLIS IN 46285 0 1 0 0 Senior VP and General Counsel Common Stock 2019-06-03 4 S 0 16000 116.72 D 110300 D Common Stock 2019-02-11 5 G 0 E 62500 0 D 47800 D Common Stock 2019-02-11 5 G 0 E 62500 0 A 62500 I By spouse Common Stock 447 I 401(k) The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2019. This transaction was executed in multiple trades at prices ranging from $116.36 to $117.08. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Bonafide gift of securities for the benefit of reporting persons spouse. Reporting person disclaims beneficial ownership of these shares. Bronwen L. Mantlo for Michael J. Harrington, authorization on file 2019-06-03