0000059478-16-000294.txt : 20160203
0000059478-16-000294.hdr.sgml : 20160203
20160203135014
ACCESSION NUMBER: 0000059478-16-000294
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160201
FILED AS OF DATE: 20160203
DATE AS OF CHANGE: 20160203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LILLY ELI & CO
CENTRAL INDEX KEY: 0000059478
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 350470950
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: LILLY CORPORATE CTR
STREET 2: DROP CODE 1112
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46285
BUSINESS PHONE: 3172762000
MAIL ADDRESS:
STREET 1: LILLY CORPORATE CENTER
STREET 2: DROP CODE 1112
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46285
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fry Stephen F
CENTRAL INDEX KEY: 0001513324
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06351
FILM NUMBER: 161384207
MAIL ADDRESS:
STREET 1: LILLY CORPORATE CENTER
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46285
4
1
wf-form4_145452540290650.xml
FORM 4
X0306
4
2016-02-01
0
0000059478
LILLY ELI & CO
LLY
0001513324
Fry Stephen F
LILLY CORPORATE CENTER
INDIANAPOLIS
IN
46285
0
1
0
0
SVP, HR & Diversity
Common Stock
2016-02-01
4
M
0
7252
0
A
81467
D
Common Stock
2016-02-01
4
F
0
3410
79.10
D
78057
D
Common Stock
2016-02-01
4
S
0
2412
78.39
D
75645
D
Common Stock
2016-02-03
4
S
0
725
76.46
D
74920
D
Common Stock
159
I
401(k)
Restricted Stock Unit
2016-02-01
4
M
0
7252
0
D
2016-02-01
2016-02-01
Common Stock
7252.0
0
D
The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2015.
This transaction was executed in multiple trades at prices ranging from $78.19 to $78.65. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.
Tiffany R. Benjamin for Stephen F. Fry, authorization on file
2016-02-03