0000059478-16-000294.txt : 20160203 0000059478-16-000294.hdr.sgml : 20160203 20160203135014 ACCESSION NUMBER: 0000059478-16-000294 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160201 FILED AS OF DATE: 20160203 DATE AS OF CHANGE: 20160203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LILLY ELI & CO CENTRAL INDEX KEY: 0000059478 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 350470950 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: LILLY CORPORATE CTR STREET 2: DROP CODE 1112 CITY: INDIANAPOLIS STATE: IN ZIP: 46285 BUSINESS PHONE: 3172762000 MAIL ADDRESS: STREET 1: LILLY CORPORATE CENTER STREET 2: DROP CODE 1112 CITY: INDIANAPOLIS STATE: IN ZIP: 46285 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fry Stephen F CENTRAL INDEX KEY: 0001513324 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06351 FILM NUMBER: 161384207 MAIL ADDRESS: STREET 1: LILLY CORPORATE CENTER CITY: INDIANAPOLIS STATE: IN ZIP: 46285 4 1 wf-form4_145452540290650.xml FORM 4 X0306 4 2016-02-01 0 0000059478 LILLY ELI & CO LLY 0001513324 Fry Stephen F LILLY CORPORATE CENTER INDIANAPOLIS IN 46285 0 1 0 0 SVP, HR & Diversity Common Stock 2016-02-01 4 M 0 7252 0 A 81467 D Common Stock 2016-02-01 4 F 0 3410 79.10 D 78057 D Common Stock 2016-02-01 4 S 0 2412 78.39 D 75645 D Common Stock 2016-02-03 4 S 0 725 76.46 D 74920 D Common Stock 159 I 401(k) Restricted Stock Unit 2016-02-01 4 M 0 7252 0 D 2016-02-01 2016-02-01 Common Stock 7252.0 0 D The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2015. This transaction was executed in multiple trades at prices ranging from $78.19 to $78.65. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock. Tiffany R. Benjamin for Stephen F. Fry, authorization on file 2016-02-03