0000059478-14-000063.txt : 20140204 0000059478-14-000063.hdr.sgml : 20140204 20140204102717 ACCESSION NUMBER: 0000059478-14-000063 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140201 FILED AS OF DATE: 20140204 DATE AS OF CHANGE: 20140204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LILLY ELI & CO CENTRAL INDEX KEY: 0000059478 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 350470950 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: LILLY CORPORATE CTR STREET 2: DROP CODE 1112 CITY: INDIANAPOLIS STATE: IN ZIP: 46285 BUSINESS PHONE: 3172762000 MAIL ADDRESS: STREET 1: LILLY CORPORATE CENTER STREET 2: DROP CODE 1112 CITY: INDIANAPOLIS STATE: IN ZIP: 46285 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rice Derica W CENTRAL INDEX KEY: 0001359067 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06351 FILM NUMBER: 14570500 MAIL ADDRESS: STREET 1: LILLY CORPORATE CENTER CITY: INDIANAPOLIS STATE: IN ZIP: 46285 4 1 wf-form4_139152762583104.xml FORM 4 X0306 4 2014-02-01 0 0000059478 LILLY ELI & CO LLY 0001359067 Rice Derica W LILLY CORPORATE CENTER INDIANAPOLIS IN 46285 0 1 0 0 EVP-Global Services and CFO Common Stock 2014-02-01 4 M 0 29781 0 A 89356 D Common Stock 2014-02-01 4 F 0 13804 54.01 D 75552 D Common Stock 6762 I 401(k) Common Stock 217524 I by wife Common Stock 1758 I 401(k) - by wife Restricted Stock Unit 2014-02-01 4 M 0 29781 0 D 2014-02-01 2014-02-01 Common Stock 29781.0 0 D Reporting person disclaims beneficial ownership of these shares. Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock. Jamie E. Haney for Derica W. Rice, authorization on file 2014-02-03