-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A883t4HPDKWXpiBO/zs82HE2P/Vpx7X99oQ6docQGHjSLZzFQxpG2fkPRNMjxWb/ atUOC04L6dwSy7XSQf1I9A== 0000059478-97-000002.txt : 19970222 0000059478-97-000002.hdr.sgml : 19970222 ACCESSION NUMBER: 0000059478-97-000002 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970213 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SYNAPTIC PHARMACEUTICAL CORP CENTRAL INDEX KEY: 0000884939 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 222859704 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-45417 FILM NUMBER: 97528681 BUSINESS ADDRESS: STREET 1: 215 COLLEGE RD CITY: PARAMUS STATE: NJ ZIP: 07652 BUSINESS PHONE: 2012611331 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LILLY ELI & CO CENTRAL INDEX KEY: 0000059478 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 350470950 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: LILLY CORPORATE CTR STREET 2: DROP CODE 1112 CITY: INDIANAPOLIS STATE: IN ZIP: 46285 BUSINESS PHONE: 3172762000 MAIL ADDRESS: STREET 1: LILLY CORPORATE CENTER STREET 2: DROP CODE 1112 CITY: INDIANAPOLIS STATE: IN ZIP: 46285 SC 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No. 1 Synaptic Pharmaceutical Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 87156R 10 9 (CUSIP Number) Check the following box if a fee is being paid with the statement ( ) (A fee is not required only if --- the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages CUSIP No. 87156R 10 9 (1) Name of Reporting Person: Eli Lilly and Company S.S. or I.R.S. Identification 35-0470950 No. of Above Person (2) Check the Appropriate Box (a) ( ) --- if a Member of a Group (b) ( ) --- Not Applicable (3) SEC Use Only (4) Citizenship or Place of Indiana Organization Number of Shares (5) Sole Voting None Beneficially Owned Power by Each Reporting (6) Shared Voting None Person With Power (7) Sole Dispositive None Power (8) Shared Disposi- None tive Power (9) Aggregate Amount Beneficially None Owned by Each Reporting Person (10) Check if the Aggregate Amount Not Applicable In Row (9) Excludes Certain Shares (11) Percent of Class Represented -0- by Amount in Row (9) (12) Type of Reporting Person CO Page 2 of 5 Pages Item 1(a). Name of Issuer Synaptic Pharmaceutical Corporation Item 1(b). Address of Issuer's Principal Executive Offices 215 College Road Paramus, NJ 07652 Item 2(a). Name of Person Filing Eli Lilly and Company Item 2(b). Address of Principal Business Office or, if None, Residence Lilly Corporate Center Indianapolis, IN 46285 Item 2(c). Citizenship Indiana Item 2(d). Title of Class of Securities Common Stock Item 2(e). CUSIP No. 87156R 10 9 Item 3. Status of Filer Under Rules 13d-1(b) or 13d-2(b) Not applicable Page 3 of 5 Pages Item 4. Ownership (a) Amount Beneficially Owned -0- (b) Percent of Class -0- (c) Voting and Dispositive Power Sole voting power None Shared voting power None Sole dispositive power None Shared dispositive power None Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ( X ) --- Item 6. Ownership of More Than Five Percent on Behalf of Another Person Not applicable Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company Not applicable Item 8. Identification and Classification of Members of the Group Not applicable Item 9. Notice of Dissolution of Group Not applicable Item 10. Certification Not applicable Page 4 of 5 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. ELI LILLY AND COMPANY BY: --------------------------- Edwin W. Miller Vice President and Treasurer Date: February 11, 1997 -----END PRIVACY-ENHANCED MESSAGE-----