0001140361-13-001943.txt : 20130114 0001140361-13-001943.hdr.sgml : 20130114 20130114121843 ACCESSION NUMBER: 0001140361-13-001943 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130114 DATE AS OF CHANGE: 20130114 EFFECTIVENESS DATE: 20130114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LILLEY & CO CENTRAL INDEX KEY: 0000059470 IRS NUMBER: 382144412 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05241 FILM NUMBER: 13527180 BUSINESS ADDRESS: STREET 1: PO BOX 248 CITY: TECUMSEH STATE: MI ZIP: 49236 BUSINESS PHONE: 517-424-6561 MAIL ADDRESS: STREET 1: PO BOX 248 CITY: TECUMSEH STATE: MI ZIP: 49236 13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2012 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: UNITED BANK & TRUST Address: P.O. BOX 248 603 N. EVANS STREET TECUMSEH, MI 49286 Form 13F File Number: 028-05241 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: LAURA J. YARCKOW Title: OPERATIONS OFFICER Phone: 517-424-6561 Signature, Place, and Date of Signing: /s/ LAURA J. YARCKOW TECUMSEH, MI 1/14/2013 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 187 Form 13F Information Table Value Total: $ 172,062 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ----------------- ---------- -------- ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------ ------ ---- ABBOTT LABS COMMON STOCK 002824100 242 3695 SH SOLE 3695 0 0 ABBOTT LABS COMMON STOCK 002824100 6972 106437 SH OTHER 105807 0 630 AFLAC INC COMMON STOCK 001055102 63 1180 SH SOLE 1180 0 0 AFLAC INC COMMON STOCK 001055102 254 4775 SH OTHER 4775 0 0 AMERICAN EXPRESS CO COMMON STOCK 025816109 93 1625 SH SOLE 1625 0 0 AMERICAN EXPRESS CO COMMON STOCK 025816109 1842 32038 SH OTHER 32038 0 0 APACHE CORP COMMON STOCK 037411105 17 220 SH SOLE 220 0 0 APACHE CORP COMMON STOCK 037411105 610 7770 SH OTHER 7770 0 0 APPLE INC COMMON STOCK 037833100 201 378 SH SOLE 378 0 0 APPLE INC COMMON STOCK 037833100 2557 4805 SH OTHER 4623 0 182 AT&T INC COMMON STOCK 00206R102 103 3062 SH SOLE 3062 0 0 AT&T INC COMMON STOCK 00206R102 619 18358 SH OTHER 17314 0 1044 AUTOMATIC DATA PROCESSING INC COMMON STOCK 053015103 28 487 SH SOLE 487 0 0 AUTOMATIC DATA PROCESSING INC COMMON STOCK 053015103 1222 21466 SH OTHER 20762 0 704 BAKER HUGHES INC COMMON STOCK 057224107 4 110 SH SOLE 110 0 0 BAKER HUGHES INC COMMON STOCK 057224107 216 5276 SH OTHER 5276 0 0 BERKSHIRE HATHAWAY INC CLASS A COMMON STOCK 084670108 3352 25 SH OTHER 25 0 0 BOEING CO COMMON STOCK 097023105 8 100 SH SOLE 100 0 0 BOEING CO COMMON STOCK 097023105 226 2998 SH OTHER 2998 0 0 CATERPILLAR INC COMMON STOCK 149123101 33 367 SH SOLE 367 0 0 CATERPILLAR INC COMMON STOCK 149123101 1129 12597 SH OTHER 12597 0 0 CH ROBINSON WORLDWIDE INC COMMON STOCK 12541W209 32 510 SH SOLE 510 0 0 CH ROBINSON WORLDWIDE INC COMMON STOCK 12541W209 1086 17172 SH OTHER 17172 0 0 CHEVRON CORPORATION COMMON STOCK 166764100 131 1208 SH SOLE 1208 0 0 CHEVRON CORPORATION COMMON STOCK 166764100 3784 34992 SH OTHER 34506 0 486 CHUBB CORP COMMON STOCK 171232101 19 250 SH SOLE 250 0 0 CHUBB CORP COMMON STOCK 171232101 1196 15873 SH OTHER 15014 0 859 CISCO SYSTEMS INC COMMON STOCK 17275R102 104 5291 SH SOLE 5291 0 0 CISCO SYSTEMS INC COMMON STOCK 17275R102 1225 62365 SH OTHER 62365 0 0 COCA COLA CO COMMON STOCK 191216100 85 2340 SH SOLE 2340 0 0 COCA COLA CO COMMON STOCK 191216100 1188 32760 SH OTHER 31646 0 1114 COLGATE PALMOLIVE CO COMMON STOCK 194162103 72 690 SH SOLE 690 0 0 COLGATE PALMOLIVE CO COMMON STOCK 194162103 155 1487 SH OTHER 1487 0 0 CONOCOPHILLIPS COMMON STOCK 20825C104 6 100 SH SOLE 100 0 0 CONOCOPHILLIPS COMMON STOCK 20825C104 296 5103 SH OTHER 4024 0 1079 COSTCO WHOLESALE CORP COMMON STOCK 22160K105 11 115 SH SOLE 115 0 0 COSTCO WHOLESALE CORP COMMON STOCK 22160K105 1119 11332 SH OTHER 10765 0 567 CUMMINS INC COMMON STOCK 231021106 88 810 SH SOLE 810 0 0 CUMMINS INC COMMON STOCK 231021106 673 6214 SH OTHER 6214 0 0 DANAHER CORP COMMON STOCK 235851102 70 1256 SH SOLE 1256 0 0 DANAHER CORP COMMON STOCK 235851102 2954 52837 SH OTHER 51526 0 1311 DEERE & CO COMMON STOCK 244199105 435 5035 SH OTHER 4933 0 102 DISNEY WALT CO NEW COMMON STOCK 254687106 121 2435 SH SOLE 2435 0 0 DISNEY WALT CO NEW COMMON STOCK 254687106 169 3388 SH OTHER 3388 0 0 DOMINION RESOURCES INC COMMON STOCK 25746U109 62 1200 SH SOLE 1200 0 0 DOMINION RESOURCES INC COMMON STOCK 25746U109 920 17754 SH OTHER 17394 0 360 EMC CORP MASS COMMON STOCK 268648102 67 2630 SH SOLE 2630 0 0 EMC CORP MASS COMMON STOCK 268648102 271 10713 SH OTHER 10713 0 0 EMERSON ELEC CO COMMON STOCK 291011104 348 6580 SH OTHER 5561 0 1019 EXPRESS SCRIPTS HLDG COMMON STOCK 30219G108 62 1150 SH SOLE 1150 0 0 EXPRESS SCRIPTS HLDG COMMON STOCK 30219G108 572 10600 SH OTHER 8809 0 1791 EXXONMOBIL CORP COMMON STOCK 30231G102 197 2280 SH SOLE 2280 0 0 EXXONMOBIL CORP COMMON STOCK 30231G102 4682 54095 SH OTHER 54004 0 91 FORD MOTOR CO DEL COMMON STOCK 345370860 393 30333 SH OTHER 30333 0 0 FRANKLIN RESOURCES INC COMMON STOCK 354613101 86 685 SH SOLE 685 0 0 FRANKLIN RESOURCES INC COMMON STOCK 354613101 2975 23664 SH OTHER 23664 0 0 GENERAL DYNAMICS CORP COMMON STOCK 369550108 37 537 SH SOLE 537 0 0 GENERAL DYNAMICS CORP COMMON STOCK 369550108 1174 16945 SH OTHER 16945 0 0 GENERAL ELECTRIC CORP COMMON STOCK 369604103 155 7407 SH SOLE 7407 0 0 GENERAL ELECTRIC CORP COMMON STOCK 369604103 2243 106844 SH OTHER 104372 0 2472
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ----------------- ---------- -------- ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------ ------ ---- GENERAL MLS INC COMMON STOCK 370334104 70 1725 SH SOLE 1725 0 0 GENERAL MLS INC COMMON STOCK 370334104 779 19262 SH OTHER 19086 0 176 GOOGLE INC CL A COMMON STOCK 38259P508 78 110 SH SOLE 110 0 0 GOOGLE INC CL A COMMON STOCK 38259P508 2211 3125 SH OTHER 2980 0 145 HUNTINGTON BANCSHARES INC COMMON STOCK 446150104 89 14000 SH SOLE 14000 0 0 HUNTINGTON BANCSHARES INC COMMON STOCK 446150104 32 5015 SH OTHER 5015 0 0 ILLINOIS TOOL WKS INC COMMON STOCK 452308109 14 225 SH SOLE 225 0 0 ILLINOIS TOOL WKS INC COMMON STOCK 452308109 869 14295 SH OTHER 14295 0 0 INTEL CORP COMMON STOCK 458140100 33 1585 SH SOLE 1585 0 0 INTEL CORP COMMON STOCK 458140100 1288 62451 SH OTHER 60657 0 1794 INTL. BUSINESS MACHINES CORP COMMON STOCK 459200101 165 859 SH SOLE 859 0 0 INTL. BUSINESS MACHINES CORP COMMON STOCK 459200101 2193 11451 SH OTHER 11397 0 54 JOHNSON & JOHNSON COMMON STOCK 478160104 137 1959 SH SOLE 1959 0 0 JOHNSON & JOHNSON COMMON STOCK 478160104 2559 36508 SH OTHER 35439 0 1069 JOHNSON CONTROLS INC COMMON STOCK 478366107 250 8156 SH OTHER 8156 0 0 JP MORGAN CHASE & CO COMMON STOCK 46625H100 144 3285 SH SOLE 3285 0 0 JP MORGAN CHASE & CO COMMON STOCK 46625H100 943 21446 SH OTHER 20377 0 1069 KELLOGG CO COMMON STOCK 487836108 15 275 SH SOLE 275 0 0 KELLOGG CO COMMON STOCK 487836108 1363 24410 SH OTHER 24410 0 0 KEYCORP COMMON STOCK 493267108 370 44000 SH OTHER 44000 0 0 KIMBERLY CLARK CORP COMMON STOCK 494368103 9 105 SH SOLE 105 0 0 KIMBERLY CLARK CORP COMMON STOCK 494368103 214 2529 SH OTHER 2233 0 296 MARATHON OIL CORP COMMON STOCK 565849106 34 1100 SH SOLE 1100 0 0 MARATHON OIL CORP COMMON STOCK 565849106 804 26220 SH OTHER 26220 0 0 MARATHON PETROLEUM CORPORATION COMMON STOCK 56585A102 35 550 SH SOLE 550 0 0 MARATHON PETROLEUM CORPORATION COMMON STOCK 56585A102 667 10582 SH OTHER 10582 0 0 MCDONALDS CORP COMMON STOCK 580135101 191 2167 SH SOLE 2167 0 0 MCDONALDS CORP COMMON STOCK 580135101 2941 33337 SH OTHER 33337 0 0 MICROCHIP TECHNOLOGY INC COMMON STOCK 595017104 10 300 SH SOLE 300 0 0 MICROCHIP TECHNOLOGY INC COMMON STOCK 595017104 625 19165 SH OTHER 19165 0 0 MICROSOFT CORP COMMON STOCK 594918104 112 4197 SH SOLE 4197 0 0 MICROSOFT CORP COMMON STOCK 594918104 1224 45830 SH OTHER 44625 0 1205 NEXTERA ENERGY INC COMMON STOCK 65339F101 14 200 SH SOLE 200 0 0 NEXTERA ENERGY INC COMMON STOCK 65339F101 460 6652 SH OTHER 6652 0 0 NIKE INC-CLASS B COMMON STOCK 654106103 23 450 SH SOLE 450 0 0 NIKE INC-CLASS B COMMON STOCK 654106103 718 13916 SH OTHER 13916 0 0 ORACLE CORPORATION COMMON STOCK 68389X105 174 5231 SH SOLE 5231 0 0 ORACLE CORPORATION COMMON STOCK 68389X105 3104 93169 SH OTHER 93169 0 0 PEPSICO INC COMMON STOCK 713448108 163 2379 SH SOLE 2379 0 0 PEPSICO INC COMMON STOCK 713448108 2450 35800 SH OTHER 35369 0 431 PFIZER INC COMMON STOCK 717081103 81 3233 SH SOLE 3233 0 0 PFIZER INC COMMON STOCK 717081103 532 21212 SH OTHER 19444 0 1768 PHILIP MORRIS INTERNATIONAL COMMON STOCK 718172109 27 318 SH SOLE 318 0 0 PHILIP MORRIS INTERNATIONAL COMMON STOCK 718172109 216 2585 SH OTHER 2585 0 0 PROCTER & GAMBLE CO COMMON STOCK 742718109 171 2515 SH SOLE 2515 0 0 PROCTER & GAMBLE CO COMMON STOCK 742718109 3732 54977 SH OTHER 54838 0 139 QUALCOMM INC COMMON STOCK 747525103 90 1462 SH SOLE 1462 0 0 QUALCOMM INC COMMON STOCK 747525103 420 6787 SH OTHER 5206 0 1581 ROCKWELL COLLINS COMMON STOCK 774341101 6 100 SH SOLE 100 0 0 ROCKWELL COLLINS COMMON STOCK 774341101 209 3590 SH OTHER 3590 0 0 SOUTHERN COMPANY COMMON STOCK 842587107 27 640 SH SOLE 640 0 0 SOUTHERN COMPANY COMMON STOCK 842587107 688 16077 SH OTHER 16077 0 0 STRYKER CORPORATION COMMON STOCK 863667101 92 1685 SH SOLE 1685 0 0 STRYKER CORPORATION COMMON STOCK 863667101 2776 50643 SH OTHER 50643 0 0 SYSCO CORP COMMON STOCK 871829107 208 6581 SH SOLE 6581 0 0 SYSCO CORP COMMON STOCK 871829107 2645 83530 SH OTHER 83530 0 0 TARGET CORP COMMON STOCK 87612E106 31 525 SH SOLE 525 0 0 TARGET CORP COMMON STOCK 87612E106 1351 22838 SH OTHER 22629 0 209 TJX COS INC COMMON STOCK 872540109 66 1560 SH SOLE 1560 0 0 TJX COS INC COMMON STOCK 872540109 2780 65479 SH OTHER 65479 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ----------------- ---------- -------- ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------ ------ ---- UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 100 1225 SH SOLE 1225 0 0 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 3164 38576 SH OTHER 38474 0 102 V.F. CORP COMMON STOCK 918204108 24 160 SH SOLE 160 0 0 V.F. CORP COMMON STOCK 918204108 481 3189 SH OTHER 3151 0 38 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 125 2900 SH SOLE 2900 0 0 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 1426 32948 SH OTHER 32146 0 802 WAL MART STORES INC COMMON STOCK 931142103 12 183 SH SOLE 183 0 0 WAL MART STORES INC COMMON STOCK 931142103 233 3418 SH OTHER 3418 0 0 WALGREEN CO COMMON STOCK 931422109 15 400 SH SOLE 400 0 0 WALGREEN CO COMMON STOCK 931422109 198 5342 SH OTHER 5342 0 0 WELLS FARGO & CO COMMON STOCK 949746101 183 5355 SH SOLE 5355 0 0 WELLS FARGO & CO COMMON STOCK 949746101 1877 54902 SH OTHER 53285 0 1617 3M CO COMMON STOCK 88579Y101 9 100 SH SOLE 100 0 0 3M CO COMMON STOCK 88579Y101 212 2281 SH OTHER 2198 0 83 NOVARTIS AG SPONS ADR COMMON STOCK 66987V109 5 75 SH SOLE 75 0 0 NOVARTIS AG SPONS ADR COMMON STOCK 66987V109 517 8166 SH OTHER 7964 0 202 ROYAL DUTCH SHELL SPONS ADR COMMON STOCK 780259206 305 4425 SH OTHER 4425 0 0 TEVA PHARMACEUTICAL INDS SPONS COMMON STOCK 881624209 9 250 SH SOLE 250 0 0 TEVA PHARMACEUTICAL INDS SPONS COMMON STOCK 881624209 620 16606 SH OTHER 16510 0 96 ACCENTURE PLC CL A COMMON STOCK G1151C101 271 4068 SH OTHER 3125 0 943 COVIDIEN PLC COMMON STOCK G2554F113 13 225 SH SOLE 225 0 0 COVIDIEN PLC COMMON STOCK G2554F113 294 5088 SH OTHER 4936 0 152 MANULIFE FINANCIAL CORP COMMON STOCK 56501R106 283 20836 SH OTHER 20836 0 0 SCHLUMBERGER LTD COMMON STOCK 806857108 127 1837 SH SOLE 1837 0 0 SCHLUMBERGER LTD COMMON STOCK 806857108 1373 19807 SH OTHER 18764 0 1043 MEDTRONIC INC CONV 1.625% 4 OTHER 585055AM8 351 350000 PRN OTHER N.A. N.A. N.A. ALERIAN MLP ETF OTHER 00162Q866 251 15736 SH SOLE N.A. N.A. N.A. ALERIAN MLP ETF OTHER 00162Q866 7744 485531 SH OTHER N.A. N.A. N.A. GUGGENHEIM BRIC ETF OTHER 18383M100 26 727 SH SOLE N.A. N.A. N.A. GUGGENHEIM BRIC ETF OTHER 18383M100 1205 33453 SH OTHER N.A. N.A. N.A. ISHARES CORE S&P MID-CAP ETF OTHER 464287507 156 1535 SH SOLE N.A. N.A. N.A. ISHARES CORE S&P MID-CAP ETF OTHER 464287507 2207 21700 SH OTHER N.A. N.A. N.A. ISHARES CORE S&P SMALL-CAP ETF OTHER 464287804 104 1335 SH SOLE N.A. N.A. N.A. ISHARES CORE S&P SMALL-CAP ETF OTHER 464287804 3634 46532 SH OTHER N.A. N.A. N.A. ISHARES CORE S&P 500 ETF OTHER 464287200 54 378 SH SOLE N.A. N.A. N.A. ISHARES CORE S&P 500 ETF OTHER 464287200 510 3564 SH OTHER N.A. N.A. N.A. ISHARES FTSE CHINA 25 INDEX FU OTHER 464287184 116 2869 SH SOLE N.A. N.A. N.A. ISHARES FTSE CHINA 25 INDEX FU OTHER 464287184 4975 122994 SH OTHER N.A. N.A. N.A. ISHARES GOLD TRUST OTHER 464285105 16 1000 SH SOLE N.A. N.A. N.A. ISHARES GOLD TRUST OTHER 464285105 903 55462 SH OTHER N.A. N.A. N.A. ISHARES MSCI CANADA INDEX FUND OTHER 464286509 80 2800 SH SOLE N.A. N.A. N.A. ISHARES MSCI CANADA INDEX FUND OTHER 464286509 3222 113449 SH OTHER N.A. N.A. N.A. ISHARES MSCI EAFE INDEX FUND OTHER 464287465 223 3925 SH SOLE N.A. N.A. N.A. ISHARES MSCI EAFE INDEX FUND OTHER 464287465 7652 134570 SH OTHER N.A. N.A. N.A. ISHARES MSCI EMERGING MKT IN OTHER 464287234 34 760 SH SOLE N.A. N.A. N.A. ISHARES MSCI EMERGING MKT IN OTHER 464287234 201 4526 SH OTHER N.A. N.A. N.A. ISHARES MSCI PACIFIC EX-JAPAN OTHER 464286665 153 3250 SH SOLE N.A. N.A. N.A. ISHARES MSCI PACIFIC EX-JAPAN OTHER 464286665 5905 125268 SH OTHER N.A. N.A. N.A. ISHARES RUSSELL 2000 INDEX FUN OTHER 464287655 42 500 SH SOLE N.A. N.A. N.A. ISHARES RUSSELL 2000 INDEX FUN OTHER 464287655 3302 39158 SH OTHER N.A. N.A. N.A. ISHARES S&P PREF STK OTHER 464288687 11 281 SH SOLE N.A. N.A. N.A. ISHARES S&P PREF STK OTHER 464288687 233 5875 SH OTHER N.A. N.A. N.A. SPDR DJ WILSHIRE INTL REAL EST OTHER 78463X863 217 5250 SH OTHER N.A. N.A. N.A. SPDR GOLD TRUST OTHER 78463V107 57 350 SH SOLE N.A. N.A. N.A. SPDR GOLD TRUST OTHER 78463V107 204 1260 SH OTHER N.A. N.A. N.A. SPDR S&P MIDCAP 400 ETF TRUST OTHER 78467Y107 185 997 SH SOLE N.A. N.A. N.A. SPDR S&P MIDCAP 400 ETF TRUST OTHER 78467Y107 12597 67832 SH OTHER N.A. N.A. N.A. SPDR S&P 500 ETF TRUST OTHER 78462F103 10 70 SH SOLE N.A. N.A. N.A. SPDR S&P 500 ETF TRUST OTHER 78462F103 521 3660 SH OTHER N.A. N.A. N.A. TECHNOLOGY SELECT SECT SPDR OTHER 81369Y803 278 9650 SH OTHER N.A. N.A. N.A.
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ----------------- ---------- -------- ------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------ ------ ---- UTILITIES SELECT SECTOR SPDR OTHER 81369Y886 227 6500 SH OTHER N.A. N.A. N.A. VANGUARD MSCI EMERGING MARKETS OTHER 922042858 148 3315 SH SOLE N.A. N.A. N.A. VANGUARD MSCI EMERGING MARKETS OTHER 922042858 6283 141100 SH OTHER N.A. N.A. N.A. VANGUARD REIT ETF OTHER 922908553 67 1018 SH SOLE N.A. N.A. N.A. VANGUARD REIT ETF OTHER 922908553 3018 45863 SH OTHER N.A. N.A. N.A. ISHARES BARCLAYS TIPS BOND FUN OTHER 464287176 51 416 SH SOLE N.A. N.A. N.A. ISHARES BARCLAYS TIPS BOND FUN OTHER 464287176 237 1950 SH OTHER N.A. N.A. N.A.