0001140361-12-045837.txt : 20121106 0001140361-12-045837.hdr.sgml : 20121106 20121106164344 ACCESSION NUMBER: 0001140361-12-045837 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121106 DATE AS OF CHANGE: 20121106 EFFECTIVENESS DATE: 20121106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LILLEY & CO CENTRAL INDEX KEY: 0000059470 IRS NUMBER: 382144412 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05241 FILM NUMBER: 121183742 BUSINESS ADDRESS: STREET 1: PO BOX 248 CITY: TECUMSEH STATE: MI ZIP: 49236 BUSINESS PHONE: 517-424-6561 MAIL ADDRESS: STREET 1: PO BOX 248 CITY: TECUMSEH STATE: MI ZIP: 49236 13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2012 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: United Bank & Trust Address: 603 N. Evans St. PO BOX 248 Tecumseh, MI 49286 Form 13F File Number: 028-05241 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Laura J. Yarckow Title: Operations Officer Phone: 517.424.6561 Signature, Place, and Date of Signing: /s/ Laura J. Yarckow Tecumseh, MI 11/6/2012 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 197 Form 13F Information Table Value Total: $ 171,497 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------ ------ ----- ABBOTT LABS COMMON STOCK 002824100 260 3795 SH SOLE 3795 0 0 ABBOTT LABS COMMON STOCK 002824100 7303 106516 SH OTHER 104200 0 2316 AFLAC INC COMMON STOCK 001055102 56 1180 SH SOLE 1180 0 0 AFLAC INC COMMON STOCK 001055102 238 4974 SH OTHER 4850 0 124 AMERICAN EXPRESS CO COMMON STOCK 025816109 85 1500 SH SOLE 1500 0 0 AMERICAN EXPRESS CO COMMON STOCK 025816109 1573 27660 SH OTHER 27660 0 0 APACHE CORP COMMON STOCK 037411105 19 220 SH SOLE 220 0 0 APACHE CORP COMMON STOCK 037411105 529 6120 SH OTHER 6120 0 0 APPLE INC COMMON STOCK 037833100 256 383 SH SOLE 383 0 0 APPLE INC COMMON STOCK 037833100 2842 4260 SH OTHER 3883 0 377 AT&T INC COMMON STOCK 00206R102 115 3062 SH SOLE 3062 0 0 AT&T INC COMMON STOCK 00206R102 763 20234 SH OTHER 17899 0 2335 AUTOMATIC DATA PROCESSING INC COMMON STOCK 053015103 33 562 SH SOLE 562 0 0 AUTOMATIC DATA PROCESSING INC COMMON STOCK 053015103 1361 23206 SH OTHER 21507 0 1699 BANK OF AMERICA CORP COMMON STOCK 060505104 4 500 SH SOLE 500 0 0 BANK OF AMERICA CORP COMMON STOCK 060505104 196 22161 SH OTHER 22161 0 0 BERKSHIRE HATHAWAY INC CLASS A COMMON STOCK 084670108 4512 34 SH OTHER 34 0 0 BOEING CO COMMON STOCK 097023105 7 100 SH SOLE 100 0 0 BOEING CO COMMON STOCK 097023105 209 2998 SH OTHER 2998 0 0 CATERPILLAR INC COMMON STOCK 149123101 34 392 SH SOLE 392 0 0 CATERPILLAR INC COMMON STOCK 149123101 1255 14587 SH OTHER 14587 0 0 CH ROBINSON WORLDWIDE INC COMMON STOCK 12541W209 31 535 SH SOLE 535 0 0 CH ROBINSON WORLDWIDE INC COMMON STOCK 12541W209 869 14835 SH OTHER 14835 0 0 CHARLES SCHWAB CORP COMMON STOCK 808513105 132 10325 SH OTHER 0 0 10325 CHEVRON CORPORATION COMMON STOCK 166764100 152 1308 SH SOLE 1308 0 0 CHEVRON CORPORATION COMMON STOCK 166764100 3955 33927 SH OTHER 32899 0 1028 CHUBB CORP COMMON STOCK 171232101 23 300 SH SOLE 300 0 0 CHUBB CORP COMMON STOCK 171232101 1224 16048 SH OTHER 13944 0 2104 CISCO SYSTEMS INC COMMON STOCK 17275R102 113 5941 SH SOLE 5941 0 0 CISCO SYSTEMS INC COMMON STOCK 17275R102 1187 62137 SH OTHER 62137 0 0 CITIGROUP INC COMMON STOCK 172967424 0 15 SH SOLE 15 0 0 CITIGROUP INC COMMON STOCK 172967424 328 10025 SH OTHER 10025 0 0 COACH INC COMMON STOCK 189754104 209 3735 SH OTHER 150 0 3585 COCA COLA CO COMMON STOCK 191216100 93 2440 SH SOLE 2440 0 0 COCA COLA CO COMMON STOCK 191216100 1224 32262 SH OTHER 27839 0 4423 COLGATE PALMOLIVE CO COMMON STOCK 194162103 74 690 SH SOLE 690 0 0 COLGATE PALMOLIVE CO COMMON STOCK 194162103 165 1537 SH OTHER 1537 0 0 CONOCOPHILLIPS COMMON STOCK 20825C104 6 100 SH SOLE 100 0 0 CONOCOPHILLIPS COMMON STOCK 20825C104 313 5477 SH OTHER 2827 0 2650 COSTCO WHOLESALE CORP COMMON STOCK 22160K105 13 125 SH SOLE 125 0 0 COSTCO WHOLESALE CORP COMMON STOCK 22160K105 1274 12723 SH OTHER 11150 0 1573 CUMMINS INC COMMON STOCK 231021106 75 810 SH SOLE 810 0 0 CUMMINS INC COMMON STOCK 231021106 421 4565 SH OTHER 4565 0 0 DANAHER CORP COMMON STOCK 235851102 72 1312 SH SOLE 1312 0 0 DANAHER CORP COMMON STOCK 235851102 2993 54266 SH OTHER 51150 0 3116 DEERE & CO COMMON STOCK 244199105 298 3616 SH OTHER 3514 0 102 DISNEY WALT CO NEW COMMON STOCK 254687106 127 2435 SH SOLE 2435 0 0 DISNEY WALT CO NEW COMMON STOCK 254687106 184 3525 SH OTHER 3525 0 0 DOMINION RESOURCES INC COMMON STOCK 25746U109 69 1300 SH SOLE 1300 0 0 DOMINION RESOURCES INC COMMON STOCK 25746U109 989 18681 SH OTHER 17804 0 877 DU PONT E I DE NEMOURS & CO COMMON STOCK 263534109 343 6827 SH OTHER 3443 0 3384 EMC CORP MASS COMMON STOCK 268648102 68 2480 SH SOLE 2480 0 0 EMC CORP MASS COMMON STOCK 268648102 192 7049 SH OTHER 7049 0 0 EMERSON ELEC CO COMMON STOCK 291011104 349 7237 SH OTHER 5611 0 1626 EXELON CORP COMMON STOCK 30161N101 37 1048 SH SOLE 1048 0 0 EXELON CORP COMMON STOCK 30161N101 515 14475 SH OTHER 14475 0 0 EXPRESS SCRIPTS HLDG COMMON STOCK 30219G108 66 1050 SH SOLE 1050 0 0 EXPRESS SCRIPTS HLDG COMMON STOCK 30219G108 374 5972 SH OTHER 2437 0 3535 EXXONMOBIL CORP COMMON STOCK 30231G102 220 2410 SH SOLE 2410 0 0 EXXONMOBIL CORP COMMON STOCK 30231G102 5320 58176 SH OTHER 58085 0 91
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------ ------ ----- FORD MOTOR CO DEL COMMON STOCK 345370860 299 30333 SH OTHER 30333 0 0 FRANKLIN RESOURCES INC COMMON STOCK 354613101 93 740 SH SOLE 740 0 0 FRANKLIN RESOURCES INC COMMON STOCK 354613101 2962 23680 SH OTHER 23680 0 0 GENERAL DYNAMICS CORP COMMON STOCK 369550108 42 637 SH SOLE 637 0 0 GENERAL DYNAMICS CORP COMMON STOCK 369550108 1182 17870 SH OTHER 17870 0 0 GENERAL ELECTRIC CORP COMMON STOCK 369604103 174 7657 SH SOLE 7657 0 0 GENERAL ELECTRIC CORP COMMON STOCK 369604103 2565 112960 SH OTHER 104484 0 8476 GENERAL MLS INC COMMON STOCK 370334104 69 1725 SH SOLE 1725 0 0 GENERAL MLS INC COMMON STOCK 370334104 517 12975 SH OTHER 12799 0 176 GOOGLE INC CL A COMMON STOCK 38259P508 85 112 SH SOLE 112 0 0 GOOGLE INC CL A COMMON STOCK 38259P508 2434 3226 SH OTHER 2882 0 344 HOME DEPOT INC COMMON STOCK 437076102 101 1680 SH SOLE 1680 0 0 HOME DEPOT INC COMMON STOCK 437076102 103 1706 SH OTHER 300 0 1406 HUNTINGTON BANCSHARES INC COMMON STOCK 446150104 97 14000 SH SOLE 14000 0 0 HUNTINGTON BANCSHARES INC COMMON STOCK 446150104 35 5015 SH OTHER 5015 0 0 ILLINOIS TOOL WKS INC COMMON STOCK 452308109 19 325 SH SOLE 325 0 0 ILLINOIS TOOL WKS INC COMMON STOCK 452308109 865 14550 SH OTHER 14550 0 0 INTEL CORP COMMON STOCK 458140100 39 1735 SH SOLE 1735 0 0 INTEL CORP COMMON STOCK 458140100 1385 61151 SH OTHER 56229 0 4922 INTL. BUSINESS MACHINES CORP COMMON STOCK 459200101 181 872 SH SOLE 872 0 0 INTL. BUSINESS MACHINES CORP COMMON STOCK 459200101 2127 10252 SH OTHER 10198 0 54 JOHNSON & JOHNSON COMMON STOCK 478160104 140 2034 SH SOLE 2034 0 0 JOHNSON & JOHNSON COMMON STOCK 478160104 2519 36552 SH OTHER 34566 0 1986 JOHNSON CONTROLS INC COMMON STOCK 478366107 228 8325 SH OTHER 8325 0 0 JP MORGAN CHASE & CO COMMON STOCK 46625H100 157 3885 SH SOLE 3885 0 0 JP MORGAN CHASE & CO COMMON STOCK 46625H100 828 20452 SH OTHER 17835 0 2617 KELLOGG CO COMMON STOCK 487836108 14 275 SH SOLE 275 0 0 KELLOGG CO COMMON STOCK 487836108 1328 25710 SH OTHER 25710 0 0 KEYCORP COMMON STOCK 493267108 385 44000 SH OTHER 44000 0 0 KIMBERLY CLARK CORP COMMON STOCK 494368103 9 105 SH SOLE 105 0 0 KIMBERLY CLARK CORP COMMON STOCK 494368103 252 2943 SH OTHER 2225 0 718 MARATHON OIL CORP COMMON STOCK 565849106 33 1100 SH SOLE 1100 0 0 MARATHON OIL CORP COMMON STOCK 565849106 832 28134 SH OTHER 28134 0 0 MARATHON PETROLEUM CORPORATION COMMON STOCK 56585A102 30 550 SH SOLE 550 0 0 MARATHON PETROLEUM CORPORATION COMMON STOCK 56585A102 638 11682 SH OTHER 11682 0 0 MCDONALDS CORP COMMON STOCK 580135101 199 2167 SH SOLE 2167 0 0 MCDONALDS CORP COMMON STOCK 580135101 3014 32853 SH OTHER 31949 0 904 MERCK & CO INC COMMON STOCK 58933Y105 89 1975 SH SOLE 1975 0 0 MERCK & CO INC COMMON STOCK 58933Y105 117 2590 SH OTHER 2590 0 0 MICROCHIP TECHNOLOGY INC COMMON STOCK 595017104 10 300 SH SOLE 300 0 0 MICROCHIP TECHNOLOGY INC COMMON STOCK 595017104 584 17840 SH OTHER 17840 0 0 MICROSOFT CORP COMMON STOCK 594918104 129 4347 SH SOLE 4347 0 0 MICROSOFT CORP COMMON STOCK 594918104 1473 49500 SH OTHER 46642 0 2858 NEXTERA ENERGY INC COMMON STOCK 65339F101 14 200 SH SOLE 200 0 0 NEXTERA ENERGY INC COMMON STOCK 65339F101 475 6748 SH OTHER 6748 0 0 NIKE INC-CLASS B COMMON STOCK 654106103 21 225 SH SOLE 225 0 0 NIKE INC-CLASS B COMMON STOCK 654106103 600 6325 SH OTHER 6325 0 0 NUCOR CORP COMMON STOCK 670346105 223 5824 SH OTHER 4520 0 1304 ORACLE CORPORATION COMMON STOCK 68389X105 172 5456 SH SOLE 5456 0 0 ORACLE CORPORATION COMMON STOCK 68389X105 2885 91716 SH OTHER 91716 0 0 PEPSICO INC COMMON STOCK 713448108 168 2379 SH SOLE 2379 0 0 PEPSICO INC COMMON STOCK 713448108 2597 36690 SH OTHER 35867 0 823 PFIZER INC COMMON STOCK 717081103 80 3233 SH SOLE 3233 0 0 PFIZER INC COMMON STOCK 717081103 543 21846 SH OTHER 17529 0 4317 PHILIP MORRIS INTERNATIONAL COMMON STOCK 718172109 29 318 SH SOLE 318 0 0 PHILIP MORRIS INTERNATIONAL COMMON STOCK 718172109 319 3545 SH OTHER 3545 0 0 PROCTER & GAMBLE CO COMMON STOCK 742718109 181 2614 SH SOLE 2614 0 0 PROCTER & GAMBLE CO COMMON STOCK 742718109 3783 54539 SH OTHER 54400 0 139 QUALCOMM INC COMMON STOCK 747525103 91 1462 SH SOLE 1462 0 0 QUALCOMM INC COMMON STOCK 747525103 378 6045 SH OTHER 3045 0 3000
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------ ------ ----- ROCKWELL COLLINS COMMON STOCK 774341101 5 100 SH SOLE 100 0 0 ROCKWELL COLLINS COMMON STOCK 774341101 198 3690 SH OTHER 3690 0 0 ROPER INDS INC COMMON STOCK 776696106 205 1863 SH OTHER 0 0 1863 STRYKER CORPORATION COMMON STOCK 863667101 95 1710 SH SOLE 1710 0 0 STRYKER CORPORATION COMMON STOCK 863667101 2817 50603 SH OTHER 50603 0 0 SYSCO CORP COMMON STOCK 871829107 212 6793 SH SOLE 6793 0 0 SYSCO CORP COMMON STOCK 871829107 2598 83072 SH OTHER 83072 0 0 TARGET CORP COMMON STOCK 87612E106 30 475 SH SOLE 475 0 0 TARGET CORP COMMON STOCK 87612E106 1338 21087 SH OTHER 20919 0 168 TECUMSEH PRODUCTS CO - CLASS B COMMON STOCK 878895101 608 108559 SH SOLE 108559 0 0 TJX COS INC COMMON STOCK 872540109 74 1650 SH SOLE 1650 0 0 TJX COS INC COMMON STOCK 872540109 2926 65335 SH OTHER 65335 0 0 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 102 1300 SH SOLE 1300 0 0 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 3007 38405 SH OTHER 38303 0 102 V.F. CORP COMMON STOCK 918204108 25 160 SH SOLE 160 0 0 V.F. CORP COMMON STOCK 918204108 388 2435 SH OTHER 2397 0 38 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 137 3000 SH SOLE 3000 0 0 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 1600 35119 SH OTHER 33161 0 1958 WAL MART STORES INC COMMON STOCK 931142103 14 183 SH SOLE 183 0 0 WAL MART STORES INC COMMON STOCK 931142103 313 4240 SH OTHER 4240 0 0 WALGREEN CO COMMON STOCK 931422109 15 400 SH SOLE 400 0 0 WALGREEN CO COMMON STOCK 931422109 217 5942 SH OTHER 5942 0 0 WELLS FARGO & CO COMMON STOCK 949746101 190 5505 SH SOLE 5505 0 0 WELLS FARGO & CO COMMON STOCK 949746101 1692 48994 SH OTHER 46073 0 2921 3M CO COMMON STOCK 88579Y101 9 100 SH SOLE 100 0 0 3M CO COMMON STOCK 88579Y101 211 2281 SH OTHER 2198 0 83 NOVARTIS AG SPONS ADR COMMON STOCK 66987V109 5 75 SH SOLE 75 0 0 NOVARTIS AG SPONS ADR COMMON STOCK 66987V109 421 6873 SH OTHER 5976 0 897 ROYAL DUTCH SHELL SPONS ADR COMMON STOCK 780259206 313 4504 SH OTHER 4504 0 0 TEVA PHARMACEUTICAL INDS SPONS COMMON STOCK 881624209 18 440 SH SOLE 440 0 0 TEVA PHARMACEUTICAL INDS SPONS COMMON STOCK 881624209 896 21644 SH OTHER 21215 0 429 ACCENTURE PLC CL A COMMON STOCK G1151C101 416 5947 SH OTHER 3425 0 2522 COVIDIEN PLC COMMON STOCK G2554F113 15 250 SH SOLE 250 0 0 COVIDIEN PLC COMMON STOCK G2554F113 192 3229 SH OTHER 2740 0 489 MANULIFE FINANCIAL CORP COMMON STOCK 56501R106 251 20836 SH OTHER 20836 0 0 SCHLUMBERGER LTD COMMON STOCK 806857108 133 1837 SH SOLE 1837 0 0 SCHLUMBERGER LTD COMMON STOCK 806857108 1502 20761 SH OTHER 18287 0 2474 MEDTRONIC INC CONV 1.625% 4 OTHER 585055AM8 351 35000 PRN OTHER N.A N.A N.A ALERIAN MLP ETF OTHER 00162Q866 239 14418 SH SOLE N.A N.A N.A ALERIAN MLP ETF OTHER 00162Q866 6941 418865 SH OTHER N.A N.A N.A GUGGENHEIM BRIC ETF OTHER 18383M100 26 727 SH SOLE N.A N.A N.A GUGGENHEIM BRIC ETF OTHER 18383M100 1468 41387 SH OTHER N.A N.A N.A ISHARES FTSE CHINA 25 INDEX FU OTHER 464287184 103 2985 SH SOLE N.A N.A N.A ISHARES FTSE CHINA 25 INDEX FU OTHER 464287184 4257 123048 SH OTHER N.A N.A N.A ISHARES GOLD TRUST OTHER 464285105 17 1000 SH SOLE N.A N.A N.A ISHARES GOLD TRUST OTHER 464285105 917 53081 SH OTHER N.A N.A N.A ISHARES MSCI CANADA INDEX FUND OTHER 464286509 80 2800 SH SOLE N.A N.A N.A ISHARES MSCI CANADA INDEX FUND OTHER 464286509 3127 109764 SH OTHER N.A N.A N.A ISHARES MSCI EAFE INDEX FUND OTHER 464287465 204 3850 SH SOLE N.A N.A N.A ISHARES MSCI EAFE INDEX FUND OTHER 464287465 7418 139956 SH OTHER N.A N.A N.A ISHARES MSCI EMERGING MKT IN OTHER 464287234 30 730 SH SOLE N.A N.A N.A ISHARES MSCI EMERGING MKT IN OTHER 464287234 187 4526 SH OTHER N.A N.A N.A ISHARES MSCI PACIFIC EX-JAPAN OTHER 464286665 147 3295 SH SOLE N.A N.A N.A ISHARES MSCI PACIFIC EX-JAPAN OTHER 464286665 5601 125607 SH OTHER N.A N.A N.A ISHARES RUSSELL 2000 INDEX FUN OTHER 464287655 33 400 SH SOLE N.A N.A N.A ISHARES RUSSELL 2000 INDEX FUN OTHER 464287655 2823 33833 SH OTHER N.A N.A N.A ISHARES S&P PREF STK OTHER 464288687 209 5250 SH OTHER N.A N.A N.A ISHARES S&P SMALLCAP 600 OTHER 464287804 97 1265 SH SOLE N.A N.A N.A ISHARES S&P SMALLCAP 600 OTHER 464287804 3267 42387 SH OTHER N.A N.A N.A ISHARES S&P 400 MIDCAP INDEX F OTHER 464287507 144 1460 SH SOLE N.A N.A N.A
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------ ------ ----- ISHARES S&P 400 MIDCAP INDEX F OTHER 464287507 2071 20983 SH OTHER N.A N.A N.A ISHARES S&P 500 INDEX FUND OTHER 464287200 566 3919 SH OTHER N.A N.A N.A SPDR DJ WILSHIRE INTL REAL EST OTHER 48463X863 206 5250 SH OTHER N.A N.A N.A SPDR GOLD TRUST OTHER 78463V107 60 350 SH SOLE N.A N.A N.A SPDR GOLD TRUST OTHER 78463V107 177 1031 SH OTHER N.A N.A N.A SPDR S&P MIDCAP 400 ETF TRUST OTHER 78467Y107 179 997 SH SOLE N.A N.A N.A SPDR S&P MIDCAP 400 ETF TRUST OTHER 78467Y107 10748 59737 SH OTHER N.A N.A N.A SPDR S&P 500 ETF TRUST OTHER 78462F103 10 70 SH SOLE N.A N.A N.A SPDR S&P 500 ETF TRUST OTHER 78462F103 536 3720 SH OTHER N.A N.A N.A TECHNOLOGY SELECT SECT SPDR OTHER 81369Y803 297 9650 SH OTHER N.A N.A N.A UTILITIES SELECT SECTOR SPDR OTHER 81369Y886 237 6500 SH OTHER N.A N.A N.A VANGUARD MSCI EMERGING MARKETS OTHER 922042858 135 3225 SH SOLE N.A N.A N.A VANGUARD MSCI EMERGING MARKETS OTHER 922042858 5812 139311 SH OTHER N.A N.A N.A VANGUARD REIT ETF OTHER 922908553 42 650 SH SOLE N.A N.A N.A VANGUARD REIT ETF OTHER 922908553 2564 39468 SH OTHER N.A N.A N.A ISHARES BARCLAYS TIPS BOND FUN OTHER 464287176 51 416 SH SOLE N.A N.A N.A ISHARES BARCLAYS TIPS BOND FUN OTHER 464287176 244 2000 SH OTHER N.A N.A N.A