0001209191-14-038842.txt : 20140623 0001209191-14-038842.hdr.sgml : 20140623 20140603210026 ACCESSION NUMBER: 0001209191-14-038842 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140602 FILED AS OF DATE: 20140603 DATE AS OF CHANGE: 20140603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VECTOR GROUP LTD CENTRAL INDEX KEY: 0000059440 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 650949535 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4400 BISCAYNE BOULEVARD STREET 2: 10TH FLOOR CITY: MIAMI STATE: FL ZIP: 33137 BUSINESS PHONE: 3055798000 MAIL ADDRESS: STREET 1: 4400 BISCAYNE BOULEVARD STREET 2: 10TH FLOOR CITY: MIAMI STATE: FL ZIP: 33137 FORMER COMPANY: FORMER CONFORMED NAME: BROOKE GROUP LTD DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: LIGGETT GROUP INC DATE OF NAME CHANGE: 19900815 FORMER COMPANY: FORMER CONFORMED NAME: LIGGETT & MYERS INC DATE OF NAME CHANGE: 19760602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERNSTEIN RONALD J CENTRAL INDEX KEY: 0001281070 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05759 FILM NUMBER: 14889148 MAIL ADDRESS: STREET 1: 3800 PARAMOUNT PARKWAY CITY: MORRISVILLE STATE: NC ZIP: 27560 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-06-02 0 0000059440 VECTOR GROUP LTD VGR 0001281070 BERNSTEIN RONALD J C/O LIGGETT VECTOR BRANDS LLC 3800 PARAMOUNT PARKWAY MORRISVILLE NC 27560 1 1 0 0 President Subsidiary Common Stock 2014-06-02 4 M 0 50000 12.01 A 123869 D Common Stock 2014-06-02 4 S 0 50000 20.4875 D 73869 D Common Stock 2014-06-03 4 M 0 25000 12.01 A 98869 D Common Stock 2014-06-03 4 S 0 25000 20.1067 D 73869 D Employee stock option (right to buy) 12.01 2014-06-02 4 M 0 15646 12.01 D 2007-12-31 2016-08-16 Common stock 15646 184682 D Employee stock option (right to buy) 12.01 2014-06-02 4 M 0 34354 12.01 D 2008-12-31 2016-08-16 Common stock 34354 150328 D Employee stock option (right to buy) 12.01 2014-06-03 4 M 0 25000 12.01 D 2008-12-31 2016-08-16 Common stock 25000 125328 D Represents the weighted average sales price for price increments ranging from $20.275 to $20.95. The Reporting Person undertakes to provide, upon request for the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of nonderivative securities sold at each separate price for all transactions reported on this Form 4. Represents the weighted average sales price for price increments ranging from $20.02 to $20.27. The Reporting Person undertakes to provide, upon request for the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of nonderivative securities sold at each separate price for all transactions reported on this Form 4. /s/ Ronald J. Bernstein 2014-06-03