0001209191-11-051863.txt : 20111017
0001209191-11-051863.hdr.sgml : 20111017
20111017183536
ACCESSION NUMBER: 0001209191-11-051863
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111014
FILED AS OF DATE: 20111017
DATE AS OF CHANGE: 20111017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VECTOR GROUP LTD
CENTRAL INDEX KEY: 0000059440
STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32849
FILM NUMBER: 111144574
BUSINESS ADDRESS:
STREET 1: 100 S E SECOND ST
CITY: MIAMI
STATE: FL
ZIP: 33131
BUSINESS PHONE: 3055798000
FORMER NAME:
FORMER CONFORMED NAME: BROOKE GROUP LTD
DATE OF NAME CHANGE: 19920703
FORMER NAME:
FORMER CONFORMED NAME: LIGGETT GROUP INC
DATE OF NAME CHANGE: 19900815
FORMER NAME:
FORMER CONFORMED NAME: LIGGETT & MYERS INC
DATE OF NAME CHANGE: 19760602
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Castle Brands Inc
CENTRAL INDEX KEY: 0001311538
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 000000000
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 122 EAST 42ND STREET
STREET 2: SUITE 4700
CITY: NEW YORK
STATE: NY
ZIP: 10168
BUSINESS PHONE: 646-356-0200
MAIL ADDRESS:
STREET 1: 122 EAST 42ND STREET
STREET 2: SUITE 4700
CITY: NEW YORK
STATE: NY
ZIP: 10168
4
1
doc4.xml
FORM 4 SUBMISSION
X0304
4
2011-10-14
0
0001311538
Castle Brands Inc
ROX
0000059440
VECTOR GROUP LTD
100 SE SECOND STREET, 32ND FLOOR
MIAMI
FL
33131
0
0
1
0
10% Series A Convertible Preferred Stock
0.304
2011-10-14
4
P
0
217.5397
1000.00
A
2011-10-14
Common Stock
715592
217.5397
D
Common Stock Purchase Warrants
0.38
2011-10-14
4
P
0
357796
A
2011-10-14
2016-10-14
Common Stock
357796
357796
D
The Series A Convertible Preferred Stock has no expiration date.
Does not include shares of Common Stock issuable as dividends on the Series A Convertible Preferred Stock upon its conversion or a liquidation of the issuer, which dividends accrue at the rate of 10% per annum.
The Common Stock Purchase Warrants were issued to the reporting person as part of the purchase of the shares of Series A Convertible Preferred Stock reported in this Form 4.
VECTOR GROUP LTD. BY:/s/ J. Bryant Kirkland III, Vice President and Chief Financial Officer
2011-10-17