-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AS4pa2pDtRI+jbEPLja2O3y+YMdNEX0usBYrPCODVWBICyimlvkDN46XOLkPif5t Gl/cdU88WD9an7KwcjlW0Q== 0001209191-10-037707.txt : 20100707 0001209191-10-037707.hdr.sgml : 20100707 20100707172550 ACCESSION NUMBER: 0001209191-10-037707 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20100702 FILED AS OF DATE: 20100707 DATE AS OF CHANGE: 20100707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VECTOR GROUP LTD CENTRAL INDEX KEY: 0000059440 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 650949535 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 S E SECOND ST CITY: MIAMI STATE: FL ZIP: 33131 BUSINESS PHONE: 3055798000 FORMER COMPANY: FORMER CONFORMED NAME: BROOKE GROUP LTD DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: LIGGETT GROUP INC DATE OF NAME CHANGE: 19900815 FORMER COMPANY: FORMER CONFORMED NAME: LIGGETT & MYERS INC DATE OF NAME CHANGE: 19760602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FROST PHILLIP MD ET AL CENTRAL INDEX KEY: 0000898860 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05759 FILM NUMBER: 10942689 MAIL ADDRESS: STREET 1: 4400 BISCAYNE BLVD CITY: MIAMI STATE: FL ZIP: 33137-3227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Frost Gamma Investments Trust CENTRAL INDEX KEY: 0001380896 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05759 FILM NUMBER: 10942688 BUSINESS ADDRESS: STREET 1: 4400 BISCAYNE BOULEVARD, 15TH FLOOR CITY: MIAMI STATE: FL ZIP: 33137 BUSINESS PHONE: 305-575-6000 MAIL ADDRESS: STREET 1: 4400 BISCAYNE BOULEVARD, 15TH FLOOR CITY: MIAMI STATE: FL ZIP: 33137 FORMER NAME: FORMER CONFORMED NAME: Frost Gamma Investment Trust DATE OF NAME CHANGE: 20061113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Frost Nevada Investments Trust CENTRAL INDEX KEY: 0001464124 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05759 FILM NUMBER: 10942687 BUSINESS ADDRESS: STREET 1: 4400 BISCAYNE BOULEVARD STREET 2: 15TH FLOOR CITY: MIAMI STATE: FL ZIP: 33137 BUSINESS PHONE: 305-575-6000 MAIL ADDRESS: STREET 1: 4400 BISCAYNE BOULEVARD STREET 2: 15TH FLOOR CITY: MIAMI STATE: FL ZIP: 33137 4 1 c03207_4x1.xml MAIN DOCUMENT DESCRIPTION X0303 4 2010-07-02 0000059440 VECTOR GROUP LTD VGR 0000898860 FROST PHILLIP MD ET AL 4400 BISCAYNE BOULEVARD SUITE 1500 MIAMI FL 33137 0 0 1 0 0001380896 Frost Gamma Investments Trust 4400 BISCAYNE BOULEVARD SUITE 1500 MIAMI FL 33137 0 0 1 0 0001464124 Frost Nevada Investments Trust 4400 BISCAYNE BOULEVARD SUITE 1500 MIAMI FL 33137 0 0 1 0 Common Stock 2010-07-02 4 X 0 7900 20.00 A 5295339 I By Frost Gamma Investments Trust Common Stock 10500 I By Patricia Frost Put (obligation to buy) 20 2010-07-02 4 X 0 79 0 D 2009-12-28 2010-08-21 Common Stock 7900 65900 I By Frost Gamma Investments Trust These securities are held by Frost Gamma Investments Trust, of which Phillip Frost M.D., is the trustee. Frost Gamma L.P. is the sole and exclusive beneficiary of Frost Gamma Investments Trust. Dr. Frost is one of two limited partners of Frost Gamma L.P. The general partner of Frost Gamma L.P. is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation. Dr. Frost is also the sole shareholder of Frost-Nevada Corporation. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. These securities are held by Patricia Frost, Dr. Frost's spouse. Pursuant to Rule 16a-1(a)(4), the Reporting Person disclaims beneficial ownership of these shares. /s/ Phillip Frost, MD 2010-07-07 Frost Gamma Investments Trust by: /s/ Phillip Frost, MD, Trustee 2010-07-07 Frost Nevada Investments Trust by: /s/ Phillip Frost, MD, Trustee 2010-07-07 EX-99.1 2 c03207_99x1.htm ADDITIONAL EXHIBITS Exhibit 99.1

FORM 4 — JOINT FILER INFORMATION

     
NAME:
  Frost Gamma Investments Trust
ADDRESS:
  4400 Biscayne Blvd
Miami, FL 33137
Designated Filer:
  Phillip Frost, M.D.
Issuer and Ticker Symbol:
  Vector Group Ltd. (VGR)
Date of Event Requiring Statement:
 
July 2, 2010

FROST GAMMA INVESTMENTS TRUST

       
 
 by: /s/ Phillip Frost MD, as trustee
 
    
 
   Phillip Frost, M.D., Trustee

 

1

                                             JOINT FILER INFORMATION

     
NAME:
  Frost Nevada Investments Trust
ADDRESS:
  4400 Biscayne Blvd
Miami, FL 33137
Designated Filer:
  Phillip Frost, M.D.
Issuer and Ticker Symbol:
  Vector Group Ltd. (VGR)
Date of Event Requiring Statement:
 
July 2, 2010

FROST NEVADA INVESTMENTS TRUST

       
 
 by: /s/ Phillip Frost MD, as trustee
 
    
 
   Phillip Frost, M.D., Trustee

 

2

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