-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Op5xrU827Fl6I4R+A2IrfzI+PYu2ULPEXdRHnjpC66kdONZjUhKjwAvEJgpEY4Af M+MMQacel/tuNMoJ2cgMIw== 0000950144-97-006372.txt : 19970529 0000950144-97-006372.hdr.sgml : 19970529 ACCESSION NUMBER: 0000950144-97-006372 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970528 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKE GROUP LTD CENTRAL INDEX KEY: 0000059440 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 510255124 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 033-38869 FILM NUMBER: 97615415 BUSINESS ADDRESS: STREET 1: 100 S E SECOND ST CITY: MIAMI STATE: FL ZIP: 33131 BUSINESS PHONE: 3055798000 FORMER COMPANY: FORMER CONFORMED NAME: LIGGETT GROUP INC DATE OF NAME CHANGE: 19900815 FORMER COMPANY: FORMER CONFORMED NAME: LIGGETT & MYERS INC DATE OF NAME CHANGE: 19760602 FORMER COMPANY: FORMER CONFORMED NAME: LIGGETT & MYERS TOBACCO CO DATE OF NAME CHANGE: 19690528 424B3 1 BROOKE GROUP FORM 424(B)(3) REG.33-38869 1 Rule 424(b)(3) Reg. No. 33-38869 BROOKE GROUP LTD. Supplement No. 2 dated May 28, 1997 to Prospectus dated February 19, 1991, as supplemented on February 14, 1997 The Prospectus of Brooke Group Ltd. (the "Company"), dated February 19, 1991, as supplemented on February 14, 1997 (the "Supplement"), relating to the Company's common stock, $.10 par value per share (the "Common Stock"), is hereby further supplemented as follows: 1. SELLING STOCKHOLDERS. On May 27, 1997, Bennett S. LeBow ("LeBow") transferred 500,000 shares of the Common Stock to The Bennett S. and Geraldine C. LeBow Foundation, Inc., a New York not-for-profit corporation ("The Foundation"), of which LeBow and family members serve as directors. The following table sets forth, as of May 28, 1997, certain information with respect to the ownership of the Common Stock by LeBow and The Foundation (collectively, the "Selling Stockholders"), and supersedes the table set forth on page 5 of the Prospectus and in the Supplement. All the Common Stock beneficially owned by the Selling Stockholders are covered by this Registration Statement. Amount of Shares Name to be Offered ---- ------------- Bennett S. LeBow 9,036,208(1) The Bennett S. and Geraldine C. LeBow Foundation, Inc. 500,000(2) (1) These Shares are held by LeBow directly, through LeBow Limited Partnership (a Delaware limited partnership of which LeBow is the 99.99% general partner), through BSL Partners (a New York general partnership of which LeBow owns 80% and LeBow Limited Partnership owns 20%) and through LeBow Family Partnership 1993, Ltd. (a Florida limited partnership of which LeBow is the general partner and a limited partner, and trusts for the benefit of LeBow and certain family members hold the remaining partnership interests). LeBow may sell certain of the Shares for his own account. Of these Shares, 8,500,000 are pledged to a financial institution and may be sold by such pledgee (who would be identified in a Prospectus Supplement to the extent required). (2) These Shares are pledged to a financial institution and may be sold by such pledgee (who would be identified in a Prospectus Supplement to the extent required). -----END PRIVACY-ENHANCED MESSAGE-----