-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jacq0sQlwgHuF6H9X/CyW3yFjPrhuXAFh+XFfLSvD+plh6JrE+yKaMIB9YkIR9sl oKFD+pUET/0m4VcOybKFxA== 0000950144-01-506313.txt : 20010823 0000950144-01-506313.hdr.sgml : 20010823 ACCESSION NUMBER: 0000950144-01-506313 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010820 ITEM INFORMATION: Other events FILED AS OF DATE: 20010822 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VECTOR GROUP LTD CENTRAL INDEX KEY: 0000059440 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 650949535 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-05759 FILM NUMBER: 1720780 BUSINESS ADDRESS: STREET 1: 100 S E SECOND ST CITY: MIAMI STATE: FL ZIP: 33131 BUSINESS PHONE: 3055798000 FORMER COMPANY: FORMER CONFORMED NAME: BROOKE GROUP LTD DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: LIGGETT & MYERS INC DATE OF NAME CHANGE: 19760602 FORMER COMPANY: FORMER CONFORMED NAME: LIGGETT GROUP INC DATE OF NAME CHANGE: 19900815 8-K 1 g71384e8-k.txt VECTOR GROUP 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): AUGUST 20, 2001 VECTOR GROUP LTD. (Exact name of registrant as specified in its charter) DELAWARE (State or other jurisdiction of incorporation) 1-5759 65-0949535 (Commission File Number) (I.R.S. Employer Identification No.) 100 S.E. SECOND STREET, MIAMI, FLORIDA 33131 (Address of principal executive offices) (Zip Code) (305) 579-8000 (Registrant's telephone number, including area code) 2 ITEM 5. OTHER EVENTS. On August 20, 2001, the Board of Directors of Vector Group Ltd. approved the acquisition by High River Limited Partnership and its affiliates of additional shares of Vector's common stock without High River being treated as an interested stockholder for the purposes of Section 203 of the Delaware General Corporation Law, which governs business combinations with interested stockholders. On July 2, 2001, Vector announced that its Board of Directors approved the acquisition by High River and its affiliates of beneficial ownership of a specified number of additional shares of common stock without High River being treated as an interested stockholder. High River, an investment entity owned by Carl C. Icahn, informed Vector that, prior to the purchases approved on August 20, 2001, High River and its affiliates owned approximately 4,940,507 shares of Vector's common stock, representing approximately 16.5% of the shares. High River advised Vector that it desired to purchase an additional 1,500,000 shares of common stock in the open market. Vector's Board approved on August 20, 2001 under Section 203 the proposed purchase, provided that the total number of shares of common stock beneficially owned by High River and its affiliates, assuming completion of the proposed purchase, would not exceed 6,440,507 shares of common stock, or approximately 21.5% of the shares. 2 3 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. VECTOR GROUP LTD. By: /s/ JOSELYNN D. VAN SICLEN ------------------------------------------ Joselynn D. Van Siclen Vice President and Chief Financial Officer Date: August 21, 2001 3 -----END PRIVACY-ENHANCED MESSAGE-----