0000899243-22-000237.txt : 20220103
0000899243-22-000237.hdr.sgml : 20220103
20220103210110
ACCESSION NUMBER: 0000899243-22-000237
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211229
FILED AS OF DATE: 20220103
DATE AS OF CHANGE: 20220103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VECTOR GROUP LTD
CENTRAL INDEX KEY: 0000059440
STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41054
FILM NUMBER: 22503790
BUSINESS ADDRESS:
STREET 1: 4400 BISCAYNE BOULEVARD
STREET 2: 10TH FLOOR
CITY: MIAMI
STATE: FL
ZIP: 33137
BUSINESS PHONE: 3055798000
MAIL ADDRESS:
STREET 1: 4400 BISCAYNE BOULEVARD
STREET 2: 10TH FLOOR
CITY: MIAMI
STATE: FL
ZIP: 33137
FORMER NAME:
FORMER CONFORMED NAME: BROOKE GROUP LTD
DATE OF NAME CHANGE: 19920703
FORMER NAME:
FORMER CONFORMED NAME: LIGGETT GROUP INC
DATE OF NAME CHANGE: 19900815
FORMER NAME:
FORMER CONFORMED NAME: LIGGETT & MYERS INC
DATE OF NAME CHANGE: 19760602
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NEW VALLEY LLC
CENTRAL INDEX KEY: 0000106374
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41054
FILM NUMBER: 22503789
BUSINESS ADDRESS:
STREET 1: INTERNATIONAL PLACE
STREET 2: 100 SOUTHEAST SECOND STREET
CITY: MIAMI
STATE: FL
ZIP: 33131
BUSINESS PHONE: 3055798000
MAIL ADDRESS:
STREET 1: INTERNATIONAL PLACE
STREET 2: 100 SE SECOND STREET
CITY: MIAMI
STATE: FL
ZIP: 33131
FORMER NAME:
FORMER CONFORMED NAME: NEW VALLEY CORP
DATE OF NAME CHANGE: 19920703
FORMER NAME:
FORMER CONFORMED NAME: WESTERN UNION CORP/NY/
DATE OF NAME CHANGE: 19910516
FORMER NAME:
FORMER CONFORMED NAME: WESTERN UNION TELEGRAPH CO /NY/
DATE OF NAME CHANGE: 19880121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Douglas Elliman Inc.
CENTRAL INDEX KEY: 0001878897
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 872176850
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4400 BISCAYNE BLVD
STREET 2: FLOOR 10
CITY: MIAMI
STATE: FL
ZIP: 33137
BUSINESS PHONE: 3055798026
MAIL ADDRESS:
STREET 1: 4400 BISCAYNE BLVD
STREET 2: FLOOR 10
CITY: MIAMI
STATE: FL
ZIP: 33137
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-12-29
1
0001878897
Douglas Elliman Inc.
DOUG
0000059440
VECTOR GROUP LTD
4400 BISCAYNE BLVD; 10TH FLOOR
MIAMI
FL
33137
0
0
1
0
0000106374
NEW VALLEY LLC
4400 BISCAYNE BLVD.; 10TH FLOOR
MIAMI
FL
33137
0
0
1
0
Common Stock
2021-12-29
4
J
0
77719631
0.00
A
77720631
D
Common Stock
2021-12-29
4
J
0
77720631
0.00
D
0
D
In connection with the separation of Douglas Elliman Inc. ("Douglas Elliman") from Vector Group Ltd. ("Vector"), on December 29, 2021, Douglas Elliman issued to New Valley LLC ("New Valley"), its sole stockholder, 77,719,631 shares of its Common Stock, par value $0.01 per share ("Common Stock") in consideration for receipt of the assets and liabilities of the Douglas Elliman business.
On December 29, 2021, New Valley made a distribution to its sole stockholder, Vector, of all of the outstanding shares of Common Stock of Douglas Elliman. Immediately thereafter, Vector distributed all of the outstanding shares of Common Stock to the holders of record of Vector common stock (including Vector common stock underlying outstanding stock option awards and restricted stock awards) as of December 20, 2021 in a transaction exempt under Rules 16a-9 and 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). As a result of the Distribution, Vector and New Valley no longer beneficially own any shares of Douglas Elliman and consequently neither are subject to the requirements of Section 16 of the Exchange Act with respect to Douglas Elliman.
/s/ J. Bryant Kirkland III, Senior Vice President, Treasurer and CFO of Vector Group Ltd.
2022-01-03
/s/ J. Bryant Kirkland III, Senior Vice President, Treasurer and CFO of New Valley LLC
2022-01-03