0000059440-14-000019.txt : 20140516 0000059440-14-000019.hdr.sgml : 20140516 20140516163814 ACCESSION NUMBER: 0000059440-14-000019 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140516 ITEM INFORMATION: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20140516 DATE AS OF CHANGE: 20140516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VECTOR GROUP LTD CENTRAL INDEX KEY: 0000059440 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 650949535 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-05759 FILM NUMBER: 14852014 BUSINESS ADDRESS: STREET 1: 4400 BISCAYNE BOULEVARD STREET 2: 10TH FLOOR CITY: MIAMI STATE: FL ZIP: 33137 BUSINESS PHONE: 3055798000 MAIL ADDRESS: STREET 1: 4400 BISCAYNE BOULEVARD STREET 2: 10TH FLOOR CITY: MIAMI STATE: FL ZIP: 33137 FORMER COMPANY: FORMER CONFORMED NAME: BROOKE GROUP LTD DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: LIGGETT GROUP INC DATE OF NAME CHANGE: 19900815 FORMER COMPANY: FORMER CONFORMED NAME: LIGGETT & MYERS INC DATE OF NAME CHANGE: 19760602 8-K 1 a8-kstkhldrsmeet.htm 8-K 8-K Stk Hldrs Meet


 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 16, 2014

VECTOR GROUP LTD.
(Exact Name of Registrant as Specified in Its Charter)
DELAWARE
(State or Other Jurisdiction of Incorporation)

1-5759
 
65-0949535
(Commission File Number)
 
(I.R.S. Employer Identification No.)
 
 
 
4400 Biscayne Boulevard, Miami Florida
 
33137
(Address of Principal Executive Offices)
 
(Zip Code)

(305) 579-8000
(Registrant’s Telephone Number, Including Area Code)
(Not Applicable)
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
 
 
o
 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
 
 
o
 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
 
 
o
 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


 





Item 5.03.    Amendments to Articles of Incorporation or By-laws; Changes in Fiscal Year

On May 16, 2014, the Company amended its Certificate of Incorporation to increase the authorized shares of Common Stock of the Company from 150,000,000 to 250,000,000. The Amendment is filed as Exhibit 3.1 to this Report.

Item 5.07.    Submission of Matters to a Vote of Security Holders

On May 16, 2014, Vector Group Ltd. held its 2014 annual meeting of stockholders, where stockholders considered and voted upon the following proposals:
Proposal 1: Election of Directors.
By vote reflected below, each of the directors nominated was elected.
Nominee
 
For
 
Withheld
 
Broker Non-Votes (1)
 
 
 
 
 
 
 
Bennett S. LeBow
 
65,314,221

 
511,430

 
22,258,540

Howard M. Lorber
 
64,965,417

 
860,235

 
22,258,539

Ronald J. Bernstein
 
65,290,283

 
535,369

 
22,258,539

Stanley S. Arkin
 
65,350,447

 
475,205

 
22,258,539

Henry C. Beinstein
 
47,702,371

 
18,122,839

 
22,258,981

Jeffrey S. Podell
 
47,657,782

 
18,167,428

 
22,258,981

Jean E. Sharpe
 
46,904,714

 
18,920,496

 
22,258,981

(1)    Under the Company's governing documents, broker non-votes have no effect on the outcome of the matter acted on.
Proposal 2: Advisory approval of executive compensation (say on pay).
By vote reflected below, the Company’s stockholders approved, on an advisory basis, the compensation of the Company’s named executive officers.
For
 
Against
 
Abstain
 
Broker Non-Votes (1)
40,174,620

 
25,327,618

 
322,801
 
22,259,152

(1)    Under the Company's governing documents, broker non-votes have no effect on the outcome of the matter acted on.




Proposal 3: Approval of 2014 Management Incentive Plan.
By vote reflected below, the Company’s stockholders approved the Vector Group Ltd. 2014 Management Incentive Plan.
For
 
Against
 
Abstain
 
Broker Non-Votes (1)
54,258,823

 
11,111,735

 
454,479
 
22,259,154

(1)    Under the Company's governing documents, broker non-votes have no effect on the outcome of the matter acted on.
Proposal 4: Approval of increase in number of authorized shares of common stock.
By vote reflected below, the Company’s stockholders approved, to increase the Company’s number of authorized shares of Common Stock from 150,000,000 shares to 250,000,000 shares.
For
 
Against
 
Abstain
 
Broker Non-Votes (1)
83,068,037

 
3,702,950

 
591,045

 
722,159

(1)    Under the Company's governing documents, broker non-votes have no effect on the outcome of the matter acted on.
Proposal 5: Approval of ratification of PricewaterhouseCoopers LLP as independent registered certified public accounting firm for the year ending December 31, 2014.
By vote reflected below, the selection of the independent registered certified public accounting firm was ratified.
For
 
Against
 
Abstain
 
Broker Non-Votes (1)
87,369,520

 
482,826

 
231,839

 
6

(1)    Under the Company's governing documents, broker non-votes have no effect on the outcome of the matter acted on.






SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

VECTOR GROUP LTD.



By:     /s/ J. Bryant Kirkland III            
J. Bryant Kirkland III
Vice President, Treasurer and Chief Financial Officer

Date:    May 16, 2014



EX-3.1 2 ex-31.htm EXHIBIT 3.1 ex-3.1
EXHIBIT 3.1



CERTIFICATE OF AMENDMENT

TO

THE CERTIFICATE OF INCORPORATION

OF

VECTOR GROUP LTD.

________________________


Vector Group Ltd., a corporation organized and existing under the laws of the State of Delaware (the "Corporation"), hereby certifies as follows:

1.    The Board of Directors of the Corporation has adopted a resolution proposing and declaring advisable the following amendment to the Amended and Restated Certificate of Incorporation of the Corporation (the "Certificate of Incorporation"):

RESOLVED, that it is advisable for the Corporation's Certificate of Incorporation to be amended as follows:

The first paragraph of Article FOURTH of the Certificate of Incorporation be amended to read in its entirety as follows:

“The total number of shares of capital stock which the Corporation shall have authority to issue is 250,000,000 shares of Common Stock, par value $.10 per share (the “Common Stock”), and 10,000,000 shares of Preferred Stock, par value $1.00 per share.”

2.    The amendment of the Certificate of Incorporation effected by this Certificate was duly authorized at the Annual Meeting of Stockholders held on May 16, 2014, by the holders of a majority of the outstanding capital stock of the Corporation entitled to vote thereon, after first having been declared advisable by the Board of Directors of the Corporation, all in accordance with the provisions of Section 242 of the Delaware General Corporation Law.






IN WITNESS WHEREOF, Vector Group Ltd. has caused this Certificate to be signed by March N. Bell, its Vice President, Secretary and General Counsel, who hereby acknowledges under penalties of perjury that the facts herein stated are true and that this Certificate is the Corporation’s act and deed, this 16th day of May, 2014.

VECTOR GROUP LTD.



By:    /s/ Marc N. Bell
Marc N. Bell
Vice President, Secretary and General Counsel

2