-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T5hFyOMYnyfdnSadC0HkG/OJrPeixAiJ/5nb7gVGKh+xGZlA9xoTyDaVNnBV7uDs rXCk0CWH6NuOUWJqR9tuEA== 0001188361-03-000003.txt : 20030224 0001188361-03-000003.hdr.sgml : 20030224 20030224160730 ACCESSION NUMBER: 0001188361-03-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030220 FILED AS OF DATE: 20030224 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: TUCKER WALTER J JR CENTRAL INDEX KEY: 0001188361 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 400 E CENTRAL BLVD CITY: ORLANDO STATE: FL ZIP: 32801 MAIL ADDRESS: STREET 1: 5430 LBJ FREEWAY STREET 2: SUIT 1700 CITY: DALLAS STATE: TX ZIP: 75240 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VALHI INC /DE/ CENTRAL INDEX KEY: 0000059255 STANDARD INDUSTRIAL CLASSIFICATION: SUGAR & CONFECTIONERY PRODUCTS [2060] IRS NUMBER: 870110150 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05467 FILM NUMBER: 03577695 BUSINESS ADDRESS: STREET 1: 5430 LBJ FRWY STREET 2: STE 1700 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 9722331700 MAIL ADDRESS: STREET 1: THREE LINCOLN CENTER STREET 2: 5430 LBJ FREEWAY SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75240 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY LOAN CORP DATE OF NAME CHANGE: 19800414 FORMER COMPANY: FORMER CONFORMED NAME: LLC CORP DATE OF NAME CHANGE: 19870329 4 1 jwt-vhi30220.txt JWT FORM 4 2-20-03 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. 1. Name and Address of Reporting Person(s) Tucker, Jr., J. Walter Three Lincoln Centre 5430 LBJ Freeway, Suite 1700 Dallas, TX 75240 2. Issuer Name and Ticker or Trading Symbol Valhi, Inc. (VHI) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4. Statement for Month/Day/Year 02/20/2003 5. If Amendment, Date of Original (Month/Day/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [ ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6) 7)Nature of action action or Disposed of (D) Securities Indirect Date Code A Beneficially D Beneficial (Month/ or Owned at or Ownership Day/Year) Code V Amount D Price End of Month I - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock $.01 par value 02/20/03 A(1) V 1,000 A 23,690 D Direct Common Stock $.01 par value 19,035 I by Corporation (2) Common Stock $.01 par value 200,000 I by Spouse (3) Table II (PART 1) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Derivative Security Code V A D Exercisable Expiration - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified Stock Option $10.0500 02/20/03 A(4) V 2,000 02/20/04 02/20/13 (right to buy) Table II (PART 2) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10) 11)Nature of Security action of Underlying of Deri- Derivative Indirect Date Securities vative Securities D Beneficial Amount or Security Beneficially or Ownership Number of Owned at I Title Shares End of Month - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified Stock Option 02/20/03 Common Stock $.01 par value 2,000 2,000 D Direct (right to buy)
Explanation of Responses: (1) Grant of stock pursuant to the Valhi, Inc. 1997 Long-Term Incentive Plan. (2) Held in the name of Statewide Title Guaranty Co. The reporting person is the sole shareholder. (3) The Reporting Person disclaims beneficial ownership of these shares. (4) Grant of stock options pursuant to the Valhi, Inc. 1997 Long-Term Incentive Plan. SIGNATURE OF REPORTING PERSON /S/ Andrew Louis - ---------------- Andrew Louis, Attorney-in-fact For: J. Walter Tucker, Jr., DATE 02/24/03 -----END PRIVACY-ENHANCED MESSAGE-----