0001104659-22-034451.txt : 20220316 0001104659-22-034451.hdr.sgml : 20220316 20220316160756 ACCESSION NUMBER: 0001104659-22-034451 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20220307 FILED AS OF DATE: 20220316 DATE AS OF CHANGE: 20220316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ATHENE ANNUITY & LIFE ASSURANCE Co CENTRAL INDEX KEY: 0000059252 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23319 FILM NUMBER: 22744942 BUSINESS ADDRESS: STREET 1: 400 BROOKFIELD PARKWAY CITY: GREENVILLE STATE: SC ZIP: 29607 BUSINESS PHONE: 1-864-609-1000 MAIL ADDRESS: STREET 1: 400 BROOKFIELD PARKWAY CITY: GREENVILLE STATE: SC ZIP: 29607 FORMER NAME: FORMER CONFORMED NAME: LIBERTY LIFE INSURANCE CO DATE OF NAME CHANGE: 19960202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Athene Annuity & Life Co CENTRAL INDEX KEY: 0000837332 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23319 FILM NUMBER: 22744943 BUSINESS ADDRESS: STREET 1: 7700 MILLS CIVIC PARKWAY CITY: WEST DES MOINES STATE: IA ZIP: 50266 BUSINESS PHONE: 1-888-266-8489 MAIL ADDRESS: STREET 1: 7700 MILLS CIVIC PARKWAY CITY: WEST DES MOINES STATE: IA ZIP: 50266 FORMER NAME: FORMER CONFORMED NAME: Aviva Life & Annuity Co DATE OF NAME CHANGE: 20131023 FORMER NAME: FORMER CONFORMED NAME: AMERUS LIFE INSURANCE CO DATE OF NAME CHANGE: 19960726 FORMER NAME: FORMER CONFORMED NAME: AMERICAN MUTUAL LIFE INSURANCE CO DATE OF NAME CHANGE: 19950227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Management Holdings GP, LLC CENTRAL INDEX KEY: 0001449433 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23319 FILM NUMBER: 22744944 BUSINESS ADDRESS: STREET 1: 9 W. 57TH STREET STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 W. 57TH STREET STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Management Holdings, L.P. CENTRAL INDEX KEY: 0001449434 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23319 FILM NUMBER: 22744935 BUSINESS ADDRESS: STREET 1: 9 W. 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 W. 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Capital Management GP, LLC CENTRAL INDEX KEY: 0001456419 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23319 FILM NUMBER: 22744936 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212 515 3200 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AISG GP Ltd. CENTRAL INDEX KEY: 0001829976 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23319 FILM NUMBER: 22744940 BUSINESS ADDRESS: STREET 1: C/O WALKERS CORPORATE LIMITED STREET 2: CAYMAN CORPORATE CENTER, 27 HOSPITAL RD CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-9008 BUSINESS PHONE: (914) 694-8000 MAIL ADDRESS: STREET 1: C/O WALKERS CORPORATE LIMITED STREET 2: CAYMAN CORPORATE CENTER, 27 HOSPITAL RD CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-9008 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Insurance Solutions Group LP CENTRAL INDEX KEY: 0001505002 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23319 FILM NUMBER: 22744941 BUSINESS ADDRESS: STREET 1: 2121 ROSECRANS AVE STREET 2: STE 5300 CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 310-698-4481 MAIL ADDRESS: STREET 1: 2121 ROSECRANS AVE STREET 2: STE 5300 CITY: EL SEGUNDO STATE: CA ZIP: 90245 FORMER NAME: FORMER CONFORMED NAME: Athene Asset Management, L.P. DATE OF NAME CHANGE: 20141201 FORMER NAME: FORMER CONFORMED NAME: Athene Asset Management LLC DATE OF NAME CHANGE: 20101104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Capital Management, L.P. CENTRAL INDEX KEY: 0001456421 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23319 FILM NUMBER: 22744937 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212 515 3200 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Life Asset GP, LLC CENTRAL INDEX KEY: 0001829856 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23319 FILM NUMBER: 22744938 BUSINESS ADDRESS: STREET 1: C/O WALKERS CORPORATE LIMITED STREET 2: CAYMAN CORPORATE CENTER, 27 HOSPITAL RD CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-9008 BUSINESS PHONE: (914) 694-8000 MAIL ADDRESS: STREET 1: C/O WALKERS CORPORATE LIMITED STREET 2: CAYMAN CORPORATE CENTER, 27 HOSPITAL RD CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-9008 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Life Asset L.P. CENTRAL INDEX KEY: 0001829857 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23319 FILM NUMBER: 22744939 BUSINESS ADDRESS: STREET 1: C/O WALKERS CORPORATE LIMITED STREET 2: CAYMAN CORPORATE CENTER, 27 HOSPITAL RD CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-9008 BUSINESS PHONE: (914) 694-8000 MAIL ADDRESS: STREET 1: C/O WALKERS CORPORATE LIMITED STREET 2: CAYMAN CORPORATE CENTER, 27 HOSPITAL RD CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-9008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Carlyle Tactical Private Credit Fund CENTRAL INDEX KEY: 0001725472 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE VANDERBILT AVE STE 3400 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 833-677-3646 MAIL ADDRESS: STREET 1: ONE VANDERBILT AVE STE 3400 CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: OFI Carlyle Private Credit Fund DATE OF NAME CHANGE: 20180418 FORMER COMPANY: FORMER CONFORMED NAME: Carlyle Global Private Credit Fund DATE OF NAME CHANGE: 20180418 FORMER COMPANY: FORMER CONFORMED NAME: OFI Carlyle Global Private Credit Fund DATE OF NAME CHANGE: 20171214 3 1 tm229416-1_3seq1.xml OWNERSHIP DOCUMENT X0206 3 2022-03-07 0 0001725472 Carlyle Tactical Private Credit Fund TAKAX 0001449433 Apollo Management Holdings GP, LLC 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 0 0 1 0 0000837332 Athene Annuity & Life Co 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 0 0 1 0 0000059252 ATHENE ANNUITY & LIFE ASSURANCE Co 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 0 0 1 0 0001505002 Apollo Insurance Solutions Group LP 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 0 0 1 0 0001829976 AISG GP Ltd. 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 0 0 1 0 0001829857 Apollo Life Asset L.P. 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 0 0 1 0 0001829856 Apollo Life Asset GP, LLC 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 0 0 1 0 0001456421 Apollo Capital Management, L.P. 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 0 0 1 0 0001456419 Apollo Capital Management GP, LLC 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 0 0 1 0 0001449434 Apollo Management Holdings, L.P. 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 0 0 1 0 Series A Mandatory Redeemable Preferred Shares 280000 I See Footnote Series B Mandatory Redeemable Preferred Shares 80000 I See Footnote See Exhibit 99.1. See Exhibit 99.2 2022-03-16 EX-99.1 2 tm229416d1_ex99-1.htm EXHIBIT 99.1

 

Exhibit 99.1

 

(1)Athene Annuity and Life Company (“AAIA”) holds Series A Mandatory Redeemable Preferred Shares and Athene Annuity & Life Assurance Company (“AADE”) holds Series B Mandatory Redeemable Preferred Shares (together with Series A Mandatory Redeemable Preferred Shares, the “MRPs”) of the Issuer.

 

AADE is the sole shareholder of AAIA. Apollo Insurance Solutions Group, L.P. (“AISG”) is the investment adviser of each of AAIA and AADE. AISG GP Ltd. (“AISG GP”) is the general partner of AISG. Apollo Life Asset LP (“Apollo Life”) is the general partner of AISG GP, and Apollo Life Asset GP, LLC (“Apollo Life GP”) is the general partner of Apollo Life. Apollo Capital Management, L.P. (“Capital Management”); is the sole member of Apollo Life GP. The general partner of Capital Management is Apollo Capital Management GP (“Capital Management GP”). Apollo Management Holdings, L.P. (“Management Holdings”) is the sole member and manager of Capital Management GP, and Apollo Management Holdings GP, LLC (“Management Holdings GP”) is the general partner of Management Holdings.

 

AISG GP, Apollo Life, Apollo Life GP, Capital Management, Capital Management GP, Management Holdings, Management Holdings GP, each disclaim beneficial ownership of all MRPs included in this report, and the filing of this report shall not be construed as an admission that any such person or entity is the beneficial owner of any such securities for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended, or for any other purpose.

 

The address of the principal office of AAIA and AADE is 7700 Mills Civic Parkway, West Des Moines, Iowa 50266. The address of the principal office of AISG is 2121 Rosecrans Ave. Ste 5300, El Segundo, California 90245. The address of the principal office of each of AISG GP, Apollo Life, Apollo Life GP, is c/o Walkers Corporate Limited, Cayman Corporate Center, 27 Hospital Road, George Town, KY1-9008 Grand Cayman, Cayman Islands. The address of the principal office of each of Capital Management, Capital Management GP, Management Holdings, and Management Holdings GP is 9 West 57th Street, 43rd Floor, New York, NY 10019.

 

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 EX-99.2 3 tm229416d1_ex99-2.htm EXHIBIT 99.2

 

Exhibit 99.2

 

This Statement on Form 3 is filed by: (i) Athene Annuity and Life Company; (ii) Athene Annuity & Life Assurance Company; (iii) Apollo Insurance Solutions Group LP; (iv) AISG GP Ltd.; (v) Apollo Life Asset, L.P.; (vi) Apollo Life Asset GP, LLC; (vii) Apollo Capital Management, L.P.; (viii) Apollo Capital Management GP, LLC; (ix) Apollo Management Holdings, L.P.; (x) Apollo Management Holdings GP, LLC.

 

Name of Designated Filer: Apollo Management Holdings GP, LLC

Date of Event Requiring Statement: March 7, 2022

Issuer Name and Ticker or Trading Symbol: Carlyle Tactical Private Credit Fund [TAKAX]

 

  ATHENE ANNUITY AND LIFE COMPANY
   
  By: Apollo Insurance Solutions Group LP,
its investment adviser
   
    By: AISG GP Ltd.,
its general partner
   
      By: /s/ Angelo Lombardo
      Angelo Lombardo
      Authorized Signatory
   
   
  ATHENE ANNUITY & LIFE ASSURANCE COMPANY
   
  By: Apollo Insurance Solutions Group LP,
its investment adviser
   
    By: AISG GP Ltd.,
its general partner
   
      By: /s/ Angelo Lombardo
      Angelo Lombardo
      Authorized Signatory
   
   
  APOLLO INSURANCE SOLUTIONS GROUP LP
   
  By: AISG GP Ltd.,
its general partner
   
    By: /s/ Angelo Lombardo
      Angelo Lombardo
      Authorized Signatory
   
   
  AISG GP LTD.
   
  By: /s/ Angelo Lombardo
    Angelo Lombardo
    Authorized Signatory
   

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  APOLLO LIFE ASSET, L.P.
   
  By: Apollo Life Asset GP, LLC,
its general partner
   
    By: /s/ Joseph D. Glatt
      Joseph D. Glatt
      Vice President
   
   
  APOLLO LIFE ASSET GP, LLC
   
  By: /s/ Joseph D. Glatt
    Joseph D. Glatt
    Vice President
   
   
  APOLLO CAPITAL MANAGEMENT, L.P.
   
  By: Apollo Capital Management GP, LLC,
its general partner
   
    By: /s/ Joseph D. Glatt
      Joseph D. Glatt
      Vice President
   
   
  APOLLO CAPITAL MANAGEMENT GP, LLC
   
  By: /s/ Joseph D. Glatt
    Joseph D. Glatt
    Vice President
   
   
  APOLLO MANAGEMENT HOLDINGS, L.P.
   
  By: Apollo Management Holdings GP, LLC,  
its general partner
   
   
    By: /s/ Joseph D. Glatt
      Joseph D. Glatt
Vice President
   
   
  APOLLO MANAGEMENT HOLDINGS GP, LLC
   
  By: /s/ Joseph D. Glatt
    Joseph D. Glatt
    Vice President

 

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