-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QJT2HS1UELf0y/5vln/arEi+MgugjbERr7mbi8NhNAg1an2l2zxonlpM5QlV2eVT u5pqgSa1C65KXn5h8TFnkA== 0001171694-02-000004.txt : 20021001 0001171694-02-000004.hdr.sgml : 20021001 20021001112012 ACCESSION NUMBER: 0001171694-02-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020927 FILED AS OF DATE: 20021001 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: HERRINGER FRANK C CENTRAL INDEX KEY: 0001171694 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: TRANSAMERICA CORP STREET 2: 600 MONTGOMERY ST 16TH FL CITY: SAN FRANCISCO STATE: CA ZIP: 94111 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AT&T CORP CENTRAL INDEX KEY: 0000005907 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 134924710 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01105 FILM NUMBER: 02777765 BUSINESS ADDRESS: STREET 1: 295 NORTH MAPLE AVENUE CITY: BASKING RIDGE STATE: NJ ZIP: 07920 BUSINESS PHONE: 9082214000 MAIL ADDRESS: STREET 1: 295 NORTH MAPLE AVENUE CITY: BASKING RIDGE STATE: NJ ZIP: 07920 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN TELEPHONE & TELEGRAPH CO DATE OF NAME CHANGE: 19920703 4 1 herringer-sept27.txt FORM 4 - ------------ FORM 4 - ------------ |_| CHECK THIS BOX IF NO LONGER SUBJECT TO SECTION 16. FORM 4 OR FORM 5 OBLIGATIONS MAY CONTINUE. SEE INSTRUCTION 1(B). OMB APPROVAL - ------------ OMB Number: 3235-0287 Expires: January 31, 2005 Estimated average burden hours per response..................................0.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) - -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Herringer Frank C. - -------------------------------------------------------------------------------- (Last) (First) (Middle) c/o Transamerica Corp. 600 Montgomery Street, 16th Floor - -------------------------------------------------------------------------------- (Street) San Francisco CA 94111 - -------------------------------------------------------------------------------- (City) (State) (Zip) - -------------------------------------------------------------------------------- 2. Issuer Name AND Ticker or Trading Symbol AT&T Corp. (T) - -------------------------------------------------------------------------------- 3. I.R.S. or Social Security Number of Reporting Person (Voluntary) - -------------------------------------------------------------------------------- 4. Statement for Month/Year September 27, 2002 - -------------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) - -------------------------------------------------------------------------------- 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [_] 10% Owner [_] Officer [_] Other (give title below) (specify below) - -------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [_] Form filed by More than One Reporting Person - --------------------------------------------------------------------------- TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ================================================================================ 4. Securities Acquired (A) 5. Amount of 6. Ownership 7. Nature of 3. Transaction or Disposed of (D) Securities Form: Direct Indirect Code(Instr.8) (Instr. 3, 4 and 5) Beneficially (D) or Beneficial 1. Title of -------------- ------------------------ Owned at End of Indirect (I) Ownership Security 2. Transaction Date Code V Amount (A) Price Month (Instr. 4) (Instr. 4) (Instr. 3) (Month/Day/Year) or (D) (Instr. 3 and 4) - ----------------------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. *If the form is filed by more than one reporting person, see Instruction 4(b)(v) (Over) SEC 1474 (7-96)
FORM 4 (continued) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ------------------------------------------------------------------------------------------------------------------------- 1. Title of 2. Conver- 3. Trans- 4. Trans 5. Number of 6. Date 7. Title and 8. Price of 9. Num 10. Ownership 11. Nature Derivative sion or action action Derivative Exercisable Amount of Deriv- ber Form of of In- Security Exercise Date Code Securities and Expiration Under- ative of Deriv- direct (Instr. 3) Price of (Month/ (Instr. Acquired (A) Date lying Security Deriv- ative Benefi- Deriva- Day/ 8) or Disposed (Month (Securities (Instr. 5) ative Security: cial tive Year) -------- of (D) Day/Year) (Instr. Secur- Direct Owner- Security Code V (Instr. --------------- 3 and 4) ities (D) or ship 3, 4, Date Expira- -------------- Bene- Indirect (Instr. and 5) Exer- tion Title Amount ficially (I) 4) ----------- cisable Date or Owned (Instr. 4) (A) (D) Number at End of of Month Shares (Instr. 4) --------------------------------------------------------------------------------------------------------------------------------- Non-Employee $12.41 9/27/02 A 3,000 1 9/27/12 AT&T 3,000 3,000 D Director Common Stock Option Stock (Right to Buy) --------------------------------------------------------------------------------------------------------------------------------- --------------------------------------------------------------------------------------------------------------------------------- --------------------------------------------------------------------------------------------------------------------------------- ---------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: (1) Option vests in four equal annual installments commencing on 9/27/03. By: /s/ Frank C. Herringer 9/27/02 -------------------------------------- ------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 SEC 1474 (7-96) -----END PRIVACY-ENHANCED MESSAGE-----