-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TzTX6ApWRZ+0HhaRvFEyZCdxTEi8gOY3UT49g9sScHFSRmUIuM+4Kj9Yl78Q8HHt GjNYqvcseswutJOPUf1b+g== 0001168014-02-000010.txt : 20020930 0001168014-02-000010.hdr.sgml : 20020930 20020930140111 ACCESSION NUMBER: 0001168014-02-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020926 FILED AS OF DATE: 20020930 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: MARTIN RICHARD J CENTRAL INDEX KEY: 0001168147 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 295 MAPLE AVE CITY: BASKING RIDGE STATE: NJ ZIP: 07920 BUSINESS PHONE: 9082217020 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AT&T CORP CENTRAL INDEX KEY: 0000005907 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 134924710 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01105 FILM NUMBER: 02776131 BUSINESS ADDRESS: STREET 1: 295 NORTH MAPLE AVENUE CITY: BASKING RIDGE STATE: NJ ZIP: 07920 BUSINESS PHONE: 9082214000 MAIL ADDRESS: STREET 1: 295 NORTH MAPLE AVENUE CITY: BASKING RIDGE STATE: NJ ZIP: 07920 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN TELEPHONE & TELEGRAPH CO DATE OF NAME CHANGE: 19920703 4 1 martin-sept26.txt FORM 4 - ------------ FORM 4 - ------------ |_| CHECK THIS BOX IF NO LONGER SUBJECT TO SECTION 16. FORM 4 OR FORM 5 OBLIGATIONS MAY CONTINUE. SEE INSTRUCTION 1(B). OMB APPROVAL - ------------ OMB Number: 3235-0287 Expires: January 31, 2005 Estimated average burden hours per response..................................0.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) - -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Martin Richard J. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 900 Rt. 202/206 N. - -------------------------------------------------------------------------------- (Street) Bedminster NJ 07921 - -------------------------------------------------------------------------------- (City) (State) (Zip) - -------------------------------------------------------------------------------- 2. Issuer Name AND Ticker or Trading Symbol AT&T Corp. (T) - -------------------------------------------------------------------------------- 3. I.R.S. or Social Security Number of Reporting Person (Voluntary) - -------------------------------------------------------------------------------- 4. Statement for Month/Year September 26, 2002 - -------------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) - -------------------------------------------------------------------------------- 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [_] Director [_] 10% Owner [X] Officer [_] Other (give title below) (specify below) Executive Vice President - -------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [_] Form filed by More than One Reporting Person - --------------------------------------------------------------------------- TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ================================================================================ 4. Securities Acquired (A) 5. Amount of 6. Ownership 7. Nature of 3. Transaction or Disposed of (D) Securities Form: Direct Indirect Code(Instr. 8) (Instr. 3, 4 and 5) Beneficially (D) or Beneficial 1. Title of -------------- ------------------------ Owned at End of Indirect (I) Ownership Security 2. Transaction Date Code V Amount (A) Price Month (Instr. 4) (Instr. 4) (Instr. 3) (Month/Day/Year) or (D) (Instr. 3 and 4) - ----------------------------------------------------------------------------------------------------------------------------------- AT&T Common 9/26/02 A(1) 376,880.09 A $12.13 Stock (T) - ------------------------------------------------------------------------------------------------------------------------------------ AT&T Common 9/26/02 F(2) 129,266.09 D $12.25 257,029.479 D Stock (T) - ------------------------------------------------------------------------------------------------------------------------------------ AT&T Common 1,542 I By Spouse Stock (T) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. *If the form is filed by more than one reporting person, see Instruction 4(b)(v) (Over) SEC 1474 (7-96)
FORM 4 (continued) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ------------------------------------------------------------------------------------------------------------------------- 1. Title of 2. Conver- 3. Trans- 4. Trans 5. Number of 6. Date 7. Title and 8. Price of 9. Num 10. Ownership 11. Nature Derivative sion or action action Derivative Exercisable Amount of Deriv- ber Form of of In- Security Exercise Date Code Securities and Expiration Under- ative of Deriv- direct (Instr. 3) Price of (Month/ (Instr. Acquired (A) Date lying Security Deriv- ative Benefi- Deriva- Day/ 8) or Disposed (Month (Securities (Instr. 5) ative Security: cial tive Year) -------- of (D) Day/Year) (Instr. Secur- Direct Owner- Security Code V (Instr. --------------- 3 and 4) ities (D) or ship 3, 4, Date Expira- -------------- Bene- Indirect (Instr. and 5) Exer- tion Title Amount ficially (I) 4) ----------- cisable Date or Owned (Instr. 4) (A) (D) Number at End of of Month Shares (Instr. 4) --------------------------------------------------------------------------------------------------------------------------------- Deferred 1 for 1 9/26/02 X 10,351.72 3 3 AT&T 10,351.72 -0- D Stock Units Common Stock --------------------------------------------------------------------------------------------------------------------------------- --------------------------------------------------------------------------------------------------------------------------------- --------------------------------------------------------------------------------------------------------------------------------- ---------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: (1) Stock was issued by AT&T to the reporting person in connection with an offer by AT&T to make a special deferral distribution in respect of deferred compensation obligations of AT&T to the reporting person under the company's Senior Manager Incentive Award Deferral Plan and special executive individual arrangements for stock with a value equal to the sum of 90% of the present value of the reporting person's future cash benefits and 90% of the value of the reporting person's deferred stock unit balance. All transactions were approved by the company's Board of Directors and Compensation and Employee Benefits Committee. (2) Shares withheld by AT&T in connection with payment of tax liabilities on behalf of reporting person resulting from the special deferral distribution. (3) In connection with the special deferral distribution, deferred stock units held by the reporting person as part of his deferred compensation balances were cancelled. By: /s/ Richard J. Martin 9/27/02 -------------------------------------- ------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 SEC 1474 (7-96) -----END PRIVACY-ENHANCED MESSAGE-----