-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OgxglpFeE12goSQeZ7XL3kbT0TSRceOyZBjdXGTHnW0bPJ/sZI8bGnB9bGuFxPGz AYDOL8/x0Ws1sLQT2T2Jkg== 0000005907-02-000214.txt : 20021216 0000005907-02-000214.hdr.sgml : 20021216 20021216135923 ACCESSION NUMBER: 0000005907-02-000214 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021118 FILED AS OF DATE: 20021216 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: IANNA FRANK CENTRAL INDEX KEY: 0001168015 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 295 MAPLE AVE CITY: BASKING RIDGE STATE: NJ ZIP: 07920 BUSINESS PHONE: 9082217020 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AT&T CORP CENTRAL INDEX KEY: 0000005907 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 134924710 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01105 FILM NUMBER: 02858353 BUSINESS ADDRESS: STREET 1: 900 ROUTE 202/206 NORTH CITY: BEDMINSTER STATE: NJ ZIP: 07921 BUSINESS PHONE: 9085321900 MAIL ADDRESS: STREET 1: 900 ROUTE 202/206 NORTH CITY: BEDMINSTER STATE: NJ ZIP: 07921 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN TELEPHONE & TELEGRAPH CO DATE OF NAME CHANGE: 19920703 4 1 ianna111802.txt FORM 4 FOR IANNA FOR 11/18/2002. U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [_] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). ________________________________________________________________________________ 1. Name and Address of Reporting Person* Ianna Frank - -------------------------------------------------------------------------------- (Last) (First) (Middle) One AT&T Way - -------------------------------------------------------------------------------- (Street) Bedminster NJ 07921 - -------------------------------------------------------------------------------- (City) (State) (Zip) _______________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol AT&T Corp. (T) ________________________________________________________________________________ 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) ________________________________________________________________________________ 4. Statement for Month/Year November 18, 2002 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Year) ________________________________________________________________________________ 6. Relationship of Reporting Person to Issuer (Check all applicable) [_] Director [_] 10% Owner [X] Officer (give title below) [_] Other (specify below) Executive Vice President ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check applicable line) [X] Form filed by one Reporting Person [_] Form filed by more than one Reporting Person ________________________________________________________________________________ ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 3. Disposed of (D) Securities Form: 7. Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. Code ------------------------------- Owned at End (D) or Indirect 1. Transaction (Instr. 8) (A) of Month Indirect Beneficial Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
* If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses) (Over) (Form 4-07/99) FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
10. 9. Owner- Number ship of Form 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or Derivative 6. of Underlying 8. ities Secur- of Exer- 4. Securities Date Securities Price Bene- ity: In- cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock AT&T Option (Right Common to Buy) $36.0115 1/3/94 J(8) V 1 1/4/04 Stock 6,933 6,993 D - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock AT&T Option (Right Common to Buy) $34.0510 4/15/94 J(8) V 1 4/16/04 Stock 1,411 1,411 D - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock AT&T Option (Right Common to Buy) $34.0510 1/3/95 J(8) V 1 1/3/05 Stock 9,870 9,870 D - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock AT&T Option (Right Common to Buy) $43.2990 10/31/95 J(8) V 1 10/31/05 Stock 57,446 57,446 D - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock AT&T Option (Right Common to Buy) $38.3055 1/31/97 J(8) V 1 1/31/07 Stock 40,278 40,278 D - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock AT&T Option (Right Common to Buy) $36.4175 6/18/97 J(8) V 1 6/18/07 Stock 20,139 20,139 D - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock AT&T Option (Right Common to Buy) $61.5385 1/30/98 J(8) V 1 1/30/08 Stock 40,278 40,278 D - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock AT&T Option (Right Common to Buy) $87.5120 1/29/99 J(8) V 2 1/29/09 Stock 41,053 41,053 D - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock AT&T Option (Right Common to Buy) $87.5120 1/29/99 J(8) V 2 1/29/09 Stock 168,085 168,085 D - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock AT&T Option (Right Common to Buy) $74.3575 1/31/00 J(8) V 1 1/31/10 Stock 50,606 50,606 D - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock AT&T Option (Right Common to Buy) $66.4105 2/28/00 J(8) V 3 2/28/10 Stock 52,207 52,207 D - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock AT&T Option (Right Common to Buy) $33.6750 3/15/01 J(8) V 4 3/15/11 Stock 145,886 145,886 D - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock AT&T Option (Right Common to Buy) $32.6295 7/2/01 J(8) V 5 7/2/11 Stock 97,265 97,265 D - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock AT&T Option (Right Common to Buy) $28.0335 2/19/02 J(8) V 6 2/19/12 Stock 289,256 289,256 D - ------------------------------------------------------------------------------------------------------------------------------------ - ------- Employee Stock AT&T Option (Right Common to Buy) $23.8805 9/19/02 J(8) V 7 9/19/12 Stock 330,578 330,578 D ====================================================================================================================================
Explanation of Responses: 1. Option 100% vested. 2. Option 1/3 vested on 1/29/02 with remaining 2/3 vesting in equal installments on 1/29/03 and 1/29/04. 3. Option 1/2 vested in equal installments on 2/28/01 and 2/28/02 with remaining 1/2 vesting in equal installments on 2/28/03 and 2/28/04. 4. Option vested 1/4 on 3/15/02 with remaining 3/4 vesting in equal installments on 3/15/03, 04 and 05. 5. Option vested 1/4 on 7/2/02 with remaining 3/4 vesting in equal installments on 7/2/03, 04 and 05. 6. Option vests in four equal annual installments on 2/19/03, 04, 05 and 06. 7. Option vests in two 25% installments on 9/19/03 and 9/19/04 with remaining 50% vesting on 9/19/05. 8. Reporting is of adjustments to existing stock option awards to reflect spin-off of AT&T's broadband business and 1 for 5 reverse stock split effective 11/18/02. /s/ Frank Ianna 12/13/02 - -------------------------------------------- ------------------------ **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Page 2 EDGARLink 7.0 (8/00) Ver. 3.1 -----END PRIVACY-ENHANCED MESSAGE-----