-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UmHrJklZckI65wPliYL0e7634ZmHWCTb2kzIWQ/tM20x7eW1O8GzNDF7W9l5ENda vAVZZ+LxPstkL4A4950few== 0000005907-02-000002.txt : 20020413 0000005907-02-000002.hdr.sgml : 20020413 ACCESSION NUMBER: 0000005907-02-000002 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011218 FILED AS OF DATE: 20020107 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CABLEVISION SYSTEMS CORP /NY CENTRAL INDEX KEY: 0001053112 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 112776686 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-14764 FILM NUMBER: 2502999 BUSINESS ADDRESS: STREET 1: 1111 STEWART AVENUE CITY: BETHPAGE STATE: NY ZIP: 11714 BUSINESS PHONE: 5163806230 MAIL ADDRESS: STREET 1: 1111 STEWART AVENUE CITY: BETHPAGE STATE: NY ZIP: 11714 COMPANY DATA: COMPANY CONFORMED NAME: AT&T CORP CENTRAL INDEX KEY: 0000005907 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] OWNER IRS NUMBER: 134924710 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A BUSINESS ADDRESS: STREET 1: 32 AVENUE OF AMERICAS CITY: NEW YORK STATE: NY ZIP: 10013-2412 BUSINESS PHONE: 9082214268 MAIL ADDRESS: STREET 1: 32 AVENUE OF AMERICAS CITY: NEW YORK STATE: NY ZIP: 10012-2412 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN TELEPHONE & TELEGRAPH CO DATE OF NAME CHANGE: 19920703 4/A 1 cablevisionsystemscorprmg.txt AMENDED FORM 4 FOR CABLEVISION SYSTEMS CORP (RMG) U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [_] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). - -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* AT&T Corp. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 295 North Maple Avenue - -------------------------------------------------------------------------------- (Street) Basking Ridge, NJ 07920 - -------------------------------------------------------------------------------- (City) (State) (Zip) - -------------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol Cablevision Systems Corporation (RMG) - -------------------------------------------------------------------------------- 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) 13-4924710 - -------------------------------------------------------------------------------- 4. Statement for Month/Year 12/01 - -------------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) 03/99 - -------------------------------------------------------------------------------- 6. Relationship of Reporting Person to Issuer (Check all applicable) [_] Director [X] 10% Owner [_] Officer (give title below) [_] Other (specify below) - -------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check applicable line) [X] Form filed by one Reporting Person [_] Form filed by more than one Reporting Person - -------------------------------------------------------------------------------- ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 3. Disposed of (D) Securities Form: 7. Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. Code ------------------------------- Owned at End (D) or Indirect 1. Transaction (Instr. 8) (A) of Month Indirect Beneficial Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Rainbow Media Group Class A Common Stock (RMG) 12/18/01 J(1) 14,679,750 D $22.50 9,791,336(2) D - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
* If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses) (Over) (Form 4-07/99) FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
10. 9. Owner- Number ship of Form 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or Derivative 6. of Underlying 8. ities Secur- of Exer- 4. Securities Date Securities Price Bene- ity: In- cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Contract(3) (3) 12/18/01 J (3) (3) (3) 02/15/05 Rainbow (3) (3) (3) D Media Group Class A Common Stock - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Explanation of Responses: See Attachment A for footnotes. AT&T Corp. /s/ Robert S. Feit January 07, 2002 - --------------------------------------------- ----------------------- Robert S. Feit Authorized Signatory **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Page 2 ATTACHMENT A EXPLANATION TO RESPONSES (1) Sale of shares in a registered underwritten secondary offering. The underwriting agreement was entered into on 12/12/01; the sale was consummated on 12/18/01. The reported price is before underwriting discounts, fees and expenses. (2) Includes 9,791,336 shares described in Note 3. (3) On December 18, 2001, in connection with an underwritten offering of certain exchange securities issued by a trust not affiliated with the reporting person (the "Exchange Trust"), the reporting person entered into a contract (the "Contract") relating to the disposition of no fewer than 8,025,958 nor more than 9,791,336 shares of Common Stock (the "Shares") held by the reporting person or the cash value of such number Shares. The Contract requires the reporting person to deliver to the Exchange Trust on February 15, 2005 (subject to the reporting person's right to extend such date, under certain circumstances, to May 15, 2005) (the "Exchange Date"), a number of shares of Common Stock equal to the maximum amount of Shares multiplied by the Exchange Rate, or the cash equivalent value of that number of shares at that time. The Exchange Rate is equal to (i) if the Exchange Price (as defined in the Contracts) of the Common Stock is less than $27.45 per share (the "Threshold Appreciation Price") but equal to or greater than $22.50 per share (the "Initial Price"), an amount equal to the Initial Price divided by the Exchange Price, (ii) if the Exchange Price is equal to or greater than the Threshold Appreciation Price, 0.8197, and (iii) if the Exchange Price is less than the Initial Price, 1.0, subject in each case to certain antidilution adjustments. On December 18, 2001 upon the consummation of the offering of exchange securities by the Exchange Trust, the reporting person received $155,691,662 under the Contract, representing the price of the Contract, before expenses and on December 21, 2001, the reporting person received, upon the consummation of the over-allotment option on the exchange securities, approximately $23,349,742, representing the price of the Contract before expenses. The reporting person retains, among other things, the right prior to the Exchange Date to receive dividends and certain other distributions on the Shares under the Contract. The Shares have been pledged to secure the obligations of the reporting person under the Contract. A copy of the Contract and related agreements are included as Exhibits to a Registration Statement of Form N-2, Investment Company Act File No. 811-10565, Securities Act File No. 333-72494, filed by the Exchange Trust with respect to the exchange securities. -----END PRIVACY-ENHANCED MESSAGE-----