-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TIzElqf8oJiicTCjHzMwEAWgIHv8ukMdxkGL3T00IQhSeg9wNj+LqvuautAOwzvx yho9+pDXWFED9AeqKj+imQ== 0000876661-10-000339.txt : 20100917 0000876661-10-000339.hdr.sgml : 20100917 20100917132259 ACCESSION NUMBER: 0000876661-10-000339 CONFORMED SUBMISSION TYPE: 25-NSE PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20100917 DATE AS OF CHANGE: 20100917 EFFECTIVENESS DATE: 20100917 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: 4 KIDS ENTERTAINMENT INC CENTRAL INDEX KEY: 0000058592 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 132691380 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 25-NSE SEC ACT: 1934 Act SEC FILE NUMBER: 001-16117 FILM NUMBER: 101077749 BUSINESS ADDRESS: STREET 1: 1414 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127587666 MAIL ADDRESS: STREET 1: 1414 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: LEISURE CONCEPTS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN LEISURE INDUSTRIES INC DATE OF NAME CHANGE: 19740822 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK STOCK EXCHANGE LLC CENTRAL INDEX KEY: 0000876661 IRS NUMBER: 000000000 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: 25-NSE BUSINESS ADDRESS: STREET 1: 11 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-656-2060 MAIL ADDRESS: STREET 1: 11 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: NEW YORK STOCK EXCHANGE INC DATE OF NAME CHANGE: 19910628 25-NSE 1 primary_doc.xml X0203 0000876661 NEW YORK STOCK EXCHANGE LLC 58592 4 KIDS ENTERTAINMENT INC 001-16117
1414 Avenue of the Americas New York NY NEW YORK 10019
(212) 758-7666
Common Stock 17 CFR 240.12d2-2(b) Edwin Mecabe Director 2010-09-17
EX-99.25 2 kde.txt NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES New York Stock Exchange LLC (the 'Exchange' or the 'NYSE') hereby notifies the Securities and Exchange Commission (the 'Commission') of its intention to remove the entire class of Common Stock of 4Kids Entertainment, Inc., (the 'Company') from listing and registration on the Exchange at the opening of business on September 27, 2010, pursuant to the provisions of Rule 12d2-2 (b), because, in the opinion of the Exchange, the Common Stock is no longer suitable for continued listing and trading on the Exchange. The decision to commence suspension procedures for the Common Stock was reached in view of the fact that the Common Stock has recently fallen below the NYSE?s continued listing standard regarding average global market capitalization over a consecutive 30 trading day period of not less than $15 million, which is the minimum threshold for listing. The Company had previously fallen below the NYSE?s continued listing standards for average global market capitalization over a consecutive 30 trading day period of not less than $50 million and total stockholders? equity of not less than $50 million and was in the process of submitting business plan materials for our review. 1. The Exchange?s Listed Company Manual, Section 802.01B, states, in part, that the Exchange would promptly delist a security of either a domestic or non-U.S. issuer when the issuer?s average global market capitalization over a consecutive 30 trading-day period falls below $15,000,000, regardless of the original standard under which the issuer listed. 2. NYSE Regulation, Inc. ('NYSE Regulation'), on May 12, 2010, determined that the Common Stock should be removed from the list pending any Company-requested review of this determination by a committee of the Board of Directors of NYSE Regulation. The Company was notified verbally on May 12, 2010 and by letter on May 19, 2010. Subsequently, NYSE Regulation announced on May 26, 2010, that the common stock would be suspended prior to the opening on Tuesday, June 1, 2010, and directed the preparation and filing with the Commission of this application for the removal of the Common Stock from listing and registration on the Exchange. 3. Pursuant to the above authorization, press releases were issued on May 12 and May 26, 2010, and an announcement was made on the ?ticker? of the Exchange at the close of the trading session on May 12, 2010 and other various dates of the proposed suspension of trading in the Common Stock. Similar information was included on the Exchange?s website. Trading in the Common Stock on the Exchange was suspended before the opening of the trading session on June 1, 2010. 4. The Company had a right to appeal to the Committee for Review of the Board of Directors of NYSE Regulation the determination to delist its Common Stock, provided that it filed a written request for such a review with the Secretary of the Exchange within ten business days of receiving notice of the delisting determination. The Company has decided not to challenge NYSE Regulation?s decision.
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