-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LlQ4Xrpyx4p0dA/LUouK2jaMWUEbHBtq4gMvMHiaYbyFDzBNMuKQ0WlzI/ULlrPk qlDvnLVBE2vYAPFsYTKcxg== 0000058592-07-000050.txt : 20071204 0000058592-07-000050.hdr.sgml : 20071204 20071204163218 ACCESSION NUMBER: 0000058592-07-000050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071130 FILED AS OF DATE: 20071204 DATE AS OF CHANGE: 20071204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 4 KIDS ENTERTAINMENT INC CENTRAL INDEX KEY: 0000058592 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 132691380 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1414 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127587666 MAIL ADDRESS: STREET 1: 1414 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: LEISURE CONCEPTS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN LEISURE INDUSTRIES INC DATE OF NAME CHANGE: 19740822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAHN ALFRED R CENTRAL INDEX KEY: 0001016829 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16117 FILM NUMBER: 071284038 MAIL ADDRESS: STREET 1: 1414 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 4 1 form4113007ak_ex.xml X0202 4 2007-11-30 0 0000058592 4 KIDS ENTERTAINMENT INC KDE 0001016829 KAHN ALFRED R 1414 AVENUE OF THE AMERICAS NEW YORK NY 10019 1 1 1 0 CEO and Chairman of the Board Common Stock 2007-11-30 4 M 0 6700 .9167 A 1077938 D Common Stock 6000 I By wife Common Stock 15950 I By self for minor daughter Common Stock 2007-11-30 4 S 0 6700 12.63 D 1071238 D Common Stock 6000 I By wife Common Stock 15950 I By self for minor daughter Common Stock 2007-12-03 4 M 0 113300 .9167 A 1184538 D Common Stock 6000 I By wife Common Stock 15950 I By self for minor daughter Common Stock 2007-12-03 4 S 0 48300 11.72 D 1136238 D Common Stock 6000 I By wife Common Stock 15950 I By self for minor daughter Stock Options .9167 2007-11-30 2007-11-30 4 M 0 6700 D 1998-01-02 2008-01-02 Common Stock 6700 113300 D Stock Options .9167 2007-12-03 2007-12-03 4 M 0 113300 D 1998-01-02 2008-01-02 Common Stock 113300 0 D Stock Options 3.1042 1998-11-13 2008-11-13 Common Stock 75000 75000 D Stock Options 33.2813 1999-12-22 2009-12-22 Common Stock 100000 100000 D Stock Options 8.9375 2001-01-02 2011-01-02 Common Stock 150000 150000 D Stock Options 20.03 2002-01-02 2012-01-02 Common Stock 140000 140000 D Stock Options 11.80 2008-04-01 Common Stock 137600 137600 D Stock Options 22.37 2009-04-01 Common Stock 100000 100000 D Stock Options 20.56 2010-04-25 Common Stock 150000 150000 D The options vested in two equal annual installments beginning on April 1, 2003. The options vested in two equal annual installments beginning on April 1, 2004. The options vested 50% on the date of grant and 50% on December 30, 2005. Includes 52,349 shares of unvested restricted stock. The transaction is an exercise of a derivative security and the price is reported in column 2. The sale of the exercised option is reported in table 1 above. /s/ Alfred R. Kahn 2007-12-04 -----END PRIVACY-ENHANCED MESSAGE-----