-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RuhFfW3OLJ8Yc5Ul0ZicjywzR/ZeW5htnbb45nhUZajvJnUQJ13fLhubzHCyfsBc BmhNGBa9fsMgXXyPDphHmQ== 0000058492-03-000004.txt : 20030114 0000058492-03-000004.hdr.sgml : 20030114 20030113172547 ACCESSION NUMBER: 0000058492-03-000004 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030113 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LEGGETT & PLATT INC CENTRAL INDEX KEY: 0000058492 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD FURNITURE [2510] IRS NUMBER: 440324630 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07845 FILM NUMBER: 03512610 BUSINESS ADDRESS: STREET 1: NO. 1 LEGGETT ROAD CITY: CARTHAGE STATE: MO ZIP: 64836 BUSINESS PHONE: (417) 358-8131 MAIL ADDRESS: STREET 1: NO. 1 LEGGETT ROAD CITY: CARTHAGE STATE: MO ZIP: 64836 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: GLAUBER MICHAEL A CENTRAL INDEX KEY: 0001166177 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: NO 1 LEGGETT RD CITY: CARTHAGE STATE: MO ZIP: 64836 BUSINESS PHONE: 417 358 8131 5 1 edgar.htm 5 Form 5

FORM 5

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

OMB APPROVAL

    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
    Form 3 Holdings Reported
    Form 4 Transactions Reported

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

OMB Number: 3235-0362
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Filed By
Romeo and Dye's
Section 16 Filer
www.section16.net



1. Name and Address of Reporting Person*

Glauber Michael A.

2. Issuer Name and Ticker or Trading Symbol
LEG

6. Relationship of Reporting Person(s)
to Issuer (Check all applicable)
X Director                                       10% Owner
X Officer (give title below)          Other (specify below)

Senior Vice President                             

(Last)      (First)     (Middle)

No. 1 Leggett Road
 

3. I.R.S. Identification Number
of Reporting Person,
if an entity (voluntary)

 

4. Statement for
Month/Year
12/2002

(Street)

Carthage, MO 64836

5. If Amendment,
Date of Original
(Month/Year)
 
7. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
    Form filed by More than One Reporting Person

(City)     (State)     (Zip)

Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security
(Instr. 3)

2. Trans-
action
Date
(Month/ Day/
Year)

2A. Deemed
Execution
Date,
if any
(Month/Day/
Year)

3. Trans-
action Code
(Instr. 8)

4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 & 5)

5. Amount of
Securities
Beneficially
Owned at End of Issuer's
Fiscal year
(Instr. 3 & 4)

6. Owner-
ship Form:
Direct (D)
or Indirect (I)
(Instr. 4)

7. Nature of Indirect
Beneficial Ownership
(Instr. 4)

Amount

(A)
or
(D)

Price

Common Stock

12/21/01(1)

 

G

850

D

 

 

D

 

Common Stock

12/21/01(2)

 

J(2)

1700

D

 

 

D

 

Common Stock

2/28/02(3)

 

A

413

A

$25.65

 

D

 

Common Stock

8/28/02(4)

 

A

699

A

 (4)

 

D

 

Common Stock

8/28/02(5)

 

A

728

A

 (5)

 

D

 

Common Stock

12/31/02(6)

 

A

1082

A

 (6)

270,147

D

 

Common Stock

12/31/02(7)

 

A

2734

A

 (7)

127,207

I

Held in Trust under Issuer's Retirment Plan

Common Stock

12/21/01(2)

 

J(2)

1700

A

 

4,635

I

Wife as Trustee

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number

FORM 5 (continued)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security

(Instr. 3)

2. Conver-
sion or
Exercise
Price of Derivative Security

3. Trans-
action Date

(Month/
Day/
Year)

3A. Deemed
Execution
Date,
if any
(Month/
Day/
Year)

4. Trans-
action
Code

(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)

(Instr. 3, 4 & 5)

6. Date Exercisable
and Expiration
Date
(Month/Day/
Year)

7. Title and Amount of Underlying Securities
(Instr. 3 & 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of
Derivative
Securities
Beneficially
Owned
at End of Year
(Instr. 4)

10. Owner-
ship Form
of Deriv-
ative
Security:
Direct (D)
or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

(A)

(D)

Date Exer-cisable

Expira-
tion
Date

Title

Amount or Number of
Shares

Stock Options

$20

 

 

 

 

 

 

4/11/09

Common Stock

 

 

48,500

D

 

Stock Options

$4.175

 

 

 

 

 

 

12/22/13

Common Stock

 

 

1,063

D

 

Stock Options

$4.18

 

 

 

 

 

 

6/17/16

Common Stock

 

 

942

D

 

Stock Options

$17.69

 

 

 

 

 

 

1/3/11

Common Stock

 

 

22,000

D

 

Stock Options

$.01

 

 

 

 

 

 

6/30/13

Common Stock

 

 

47,327

D

 

Stock Options

$.25

 

 

 

 

 

 

12/11/09

Common Stock

 

 

7,400

D

 

Stock Options

$4.32

 

 

 

 

 

 

12/2/16

Common Stock

 

 

29,169

D

 

Stock Options

$22.30

1/16/02

 

A

24,000

 

7/16/03(8)

1/15/12

Common Stock

 

 

24,000

D

 

Explanation of Responses:

(1) Stock gift made at year-end 2001 was inadvertently omitted from the 2001 Form 5.
(2) Not a transaction, merely a change in the nature of beneficial ownership due to a transfer of shares to a trust for grandchildren.
(3) Stock award made to Reporting Person under Issuer's 1989 Flexible Stock Plan in transaction exempt under Rule 16b-3.
(4) Acquisition of stock units under Issuer's 1989 Flexible Stock Plan (Executive Stock Unit Program) in transactions exempt under Rule 16b-3. Stock units were acquired in 2002 prior to August 29th at prices ranging from $18.23 to $23.09 per share. The information is presented as of August 28, 2002.
(5) Acquisition of stock units under Issuer's 1989 Flexible Stock Plan (Executive Deferred Stock Program) in transactions exempt un der Rule 16b-3. Stock units were acquired in 2002 prior to August 29th at prices ranging from $21.71 to $25.78. The information is presented as of August 28, 2002.
(6) Acquisition of stock under Issuer's 1989 Discount Stock Plan in transactions exempt under Rule 16b-3. Shares were awarded during fiscal year ending 12/31/02 at values ranging from $16.82 to $22.37 per share. The information is presented as of 12/31/02.
(7) Shares were acquired under Issuer's Restated Stock Bonus Plan through reinvestment of dividends of common stock held in the Plan Trust for fiscal year ended 12/31/02 at prices ranging from $20.66 to 26.04 per share. The information is presented as of 12/31/02.
(8) The option vests in three equal annual installments beginning July 16, 2003.

  By: /s/ Michael A. Glauber
             by John A. Lyckman, Attorney-in-fact
**Signature of Reporting Person
1/13/03
Date

**Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed.
          If space is insufficient, See Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

 

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