-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SJoYk3AoYi5abIH20Oeuuyh8Id3nGYbTOXZ+P0OurNQY/sKVPrHktWPCcHa1Rkvt xCzWq5Z/ESR209pUo8T/Zw== 0000058492-02-000043.txt : 20020414 0000058492-02-000043.hdr.sgml : 20020414 ACCESSION NUMBER: 0000058492-02-000043 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LEGGETT & PLATT INC CENTRAL INDEX KEY: 0000058492 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD FURNITURE [2510] IRS NUMBER: 440324630 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07845 FILM NUMBER: 02540197 BUSINESS ADDRESS: STREET 1: NO. 1 LEGGETT ROAD CITY: CARTHAGE STATE: MO ZIP: 64836 BUSINESS PHONE: (417) 358-8131 MAIL ADDRESS: STREET 1: NO. 1 LEGGETT ROAD CITY: CARTHAGE STATE: MO ZIP: 64836 COMPANY DATA: COMPANY CONFORMED NAME: JEFFERIES ROBERT A JR CENTRAL INDEX KEY: 0001166173 DIRECTOR FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: NO 1 LEGGETT RD CITY: CARTHAGE STATE: MO ZIP: 64836 BUSINESS PHONE: 417 358 8131 5 1 form5jefferies.txt JEFFERIES 1. Name and Address of Reporting Person Jefferies, Jr., Robert A. No 1 Leggett Road Carthage, MO 64836 USA 2. Issuer Name and Ticker or Trading Symbol Leggett & Platt, Incorporated (LEG) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 2001 5. If Amendment, Date of Original (Month/Day/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Senior Vice President 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person TABLE I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
+---------------------------------+----------+-------------+-----------------------------+----------------+-----------+------------+ |1. Title of Security |2. Trans- |3. Trans- |4. Securities Acquired (A) |5. Amount of |6. Owner- |7. Nature | | | action | action | or Disposed of (D) | Securities | ship | of In- | | | Date | Code | | Beneficially | Form: | direct | | | | | | Owned at | Direct | Bene- | | | (Month/ | | | End of | (D) or | ficial | | | Day/ | +-----------+------+----------+ Year | Indirect| Owner- | | | Year) | |Amount |A/D |Price | | (I) | ship | +---------------------------------+----------+-------------+-----------+------+----------+----------------+-----------+------------+ Common Stock 12/31/2001 A 2919 A $0.0000 461965 D Common Stock 12/31/2001 A 3354 A $0.0000 137710 I Held in Trust under Issuer's Retirement Plan
TABLE II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
+-------------+--------+----------+---------+-----------+---------------------+----------------+----------+--------+-------+-------+ |1. |2. |3. |4. |5. |6. |7. |8. |9. |10. |11. | | | | | | | | | |Number |Owner- | | | | | | | | | | |of |ship | | | | | | | | | | |Deriv- |Form of| | | | | | | | |Title and Amount| |ative |Deriv- | | | | | | | | |of Underlying | |Secur- |ative |Nature | | |Conver- | | |Number of | |Securities | |ities |Secur- |of | | |sion or | | |Derivative |Date Exercisable +-------+--------+ |Benefi- |ity: |In- | | |Exercise| | |Securities |and Expiration Date | |Amount | |cially |Direct |direct | | |Price of|Transac- |Transac- |Acquired(A)|(Month/Day/Year) | |or | |Owned |(D) or |Bene- | |Title of |Deriv- |tion Date |tion Code|Disposed(D)+----------+----------+ |Number |Price of |at End |In- |ficial | |Derivative |ative |(Month/ | +-----+-----+Date Exer-|Expira- | |of |Derivative|of |direct |Owner- | |Security |Security|Day/Year) | |(A) |(D) |cisable |tion Date |Title |Shares |Security |Year |(I) |ship | +-------------+--------+----------+---------+-----+-----+----------+----------+-------+--------+----------+--------+-------+-------+ Stock Options $0.01 03/31/2002 Common 15000 D (Right to buy) Stock Stock Options $0.01 12/28/2010 Common 21504 D (Right to buy) Stock Stock Options $0.01 12/05/2011 Common 45902 D (Right to buy) Stock Stock Options $0.01 12/23/2012 Common 19318 D (Right to buy) Stock Stock Options $0.01 06/30/2013 Common 686 D (Right to buy) Stock Stock Options $0.01 10/08/2013 Common 21863 D (Right to buy) Stock Stock Options $0.25 12/11/2009 Common 41768 D (Right to buy) Stock Stock Options $0.25 12/21/2009 Common 1440 D (Right to buy) Stock Stock Options $3.09 03/06/2015 Common 65283 D (Right to buy) Stock Stock Options $3.09 12/15/2000 A 60643 01/01/2002 12/14/2015 Common 60643 $0.0000 60643 D (Right to buy) Stock Stock Options $4 12/12/2014 Common 29175 D (Right to buy) Stock Stock Options $4.175 12/22/2013 Common 22215 D (Right to buy) Stock Stock Options $4.18 06/18/2001 A 1803 12/18/2001 06/17/2016 Common 1803 $0.0000 1803 D (Right to buy) Stock Stock Options $17.69 01/02/2001 A 15000 07/02/2002 01/03/2011 Common 15000 $0.0000 15000 D (Right to buy) Stock Stock Options $20 04/11/2009 Common 61275 D (Right to buy) Stock Explanation of Responses: Acquisition of stock units under Issuer's 1989 Flexible Stock Plan (Executive Deferred Stock Program) exempt under Rule 16b-3. Units were granted during the fiscal year ended 12/31/01 at prices ranging from $17.69 to $21.99. Shares were acquired under Issuer's Restated Employee Stock Purchase/Stock Bonus Plan through reinvestment of dividends of common stock held in the Plan Trust for fiscal year ended 12/31/01 at prices ranging from $17.05 to $20.95 per share. The information is presented as of 12/31/01. These options were granted pursuant to the Issuer's Deferred Compensation Program based on elections made in 2000 to defer income becoming payable in 2001. The options are exempt under Rule 16b-3. Since the number of shares subject to option could not be determined until 2001 compensation levels were determined, these options did not become reportable until 2001. The option vests in three equal annual installments beginning July 2, 2002.
SIGNATURE OF REPORTING PERSON /s/ Robert A. Jefferies, Jr. DATE 02/13/2002 -----END PRIVACY-ENHANCED MESSAGE-----