-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I1AOsBtszddEudVKWrmrp+B+CjjFbCy6IZQWjHErI8YTXoi5htHJUgP6IwKZL2Bb l5G92n6vO05Ru1+YDj7aSQ== 0001183010-04-000022.txt : 20040325 0001183010-04-000022.hdr.sgml : 20040325 20040325121203 ACCESSION NUMBER: 0001183010-04-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040319 FILED AS OF DATE: 20040325 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEE ENTERPRISES INC CENTRAL INDEX KEY: 0000058361 STANDARD INDUSTRIAL CLASSIFICATION: NEWSPAPERS: PUBLISHING OR PUBLISHING & PRINTING [2711] IRS NUMBER: 420823980 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 400 PUTNAM BLDG STREET 2: 215 N MAIN ST CITY: DAVENPORT STATE: IA ZIP: 52801 BUSINESS PHONE: 3193832100 MAIL ADDRESS: STREET 1: 400 PUTNAM BUILDING STREET 2: 215 N. MAIN STREET CITY: DAVENPORT STATE: IA ZIP: 52801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHERMER GREGORY P CENTRAL INDEX KEY: 0001054511 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06227 FILM NUMBER: 04688945 BUSINESS ADDRESS: STREET 1: C/O LEE ENTERPRISES INCORPORATED STREET 2: 215 N MAIN STREET STE 400 CITY: DAVENPORT STATE: IA ZIP: 52801 BUSINESS PHONE: 5633243246 MAIL ADDRESS: STREET 1: C/O LEE ENTERPRISES INCORPORATED STREET 2: 215 N MAIN STREET STE 400 CITY: DAVENPORT STATE: IA ZIP: 52801 4 1 schermergform404_ex.xml X0201 4 2004-03-19 0 0000058361 LEE ENTERPRISES INC LEE ENT 0001054511 SCHERMER GREGORY P C/O LEE ENTERPRISES INCORPORATED 215 N MAIN STREET STE 400 DAVENPORT IA 52801 1 1 1 0 Vice Pres./Interactive Media Class B Common Stock 2004-03-19 5 G 0 100 0 A 512870 D Class B Common Stock 2004-03-19 5 G 0 100 0 A 512970 D Class B Common Stock 2004-03-22 5 G 0 1163966 0 A 1163966 I By Schermer Investment Partnership Class B Common Stock 6000 I By Spouse Class B Common Stock 6000 I By Son in Trust Class B Common Stock 4000 I By Daughter in Trust Class B Common Stock 55010 I By Trust Common Stock 93492 D Common Stock 2000 I By Son in Trust Employee Stock Option (Right to Buy) 21.50 1996-10-27 4 A 0 300 21.50 A 1997-10-27 2006-10-27 Common Stock 1200 300 D Employee Stock Option (Right to Buy) 26.625 1997-11-03 4 A 0 350 26.625 A 1998-11-03 2007-11-03 Common Stock 1400 350 D Employee Stock Option (Right to Buy) 27.188 1998-11-15 4 A 0 1000 27.188 A 1999-11-15 2008-11-15 Common Stock 4000 1000 D Employee Stock Option (Right to Buy) 29.938 1999-11-09 4 A 0 7500 29.938 A 2000-11-09 2009-11-09 Common Stock 7500 7500 D Employee Stock Option (Right to Buy) 25.938 2000-11-13 4 A 0 7500 25.938 A 2001-11-13 2010-11-13 Common Stock 7500 7500 D Employee Stock Option (Right to Buy) 35.46 2001-11-14 4 A 0 12000 35.46 A 2002-11-14 2011-11-14 Common Stock 12000 12000 D Employee Stock Option (Right to Buy) 32.49 2002-11-13 4 A 0 12000 32.49 A 2003-11-13 2012-11-13 Common Stock 12000 12000 D Employee Stock Option (Right to Buy) 34.55 2003-04-24 4 A 0 191 34.55 A 2004-04-24 2004-10-31 Common Stock 191 191 D Employee Stock Option (Right to Buy) 34.55 2003-04-24 4 A 0 258 34.55 A 2004-04-24 2005-11-07 Common Stock 258 258 D Employee Stock Option (Right to Buy) 43.25 2003-11-12 4 A 0 7000 43.25 A 2004-11-12 2013-11-21 Common Stock 7000 7000 D On March 19, 2004, in a transaction exempt from Section 16(b), Schermer Management Corporation ("SMC") transferred 2,000 shares of Lee Enterprises, Incorporated Class B Common Stock ("Lee Class B") to Schermer Investment Partnership, L.P. ("SIP"), a family limited partnership, and SMC received in exchange 1 general partner unit of SIP. The Reporting Person and trusts for the benefit of Lloyd G. Schermer, Betty A. Schermer and Grant E. Schermer each holds 25% of SMC's outstanding common stock. On March 20, 2004, in transactions exempt from Section 16(b), a trust for the benefit of Lloyd G. Schermer transferred 436,828 shares of Lee Class B to SIP and the trust received in exchange 37.20 limited partner units of SIP and a trust for the benefit of Betty A. Schermer transferred 725,138 shares of Lee Class B to SIP and the trust received in exchange 61.80 limited partner units of SIP. As a result of these transactions and SMC's transfer to SIP, SIP holds 1,163,966 shares of Lee Class B. On March 22, 2004, in transactions exempt from Section 16(b), trusts for the benefit of Lloyd G. Schermer and Betty A. Schermer each made a gift of 5 limited partner units of SIP to Reporting Person and a trust for the benefit of Grant E. Schermer. Reporting Person disclaims beneficial ownership of all the shares of Lee Class B held by SIP, including those held indirectly by SMC, except to the extent of his pecuniary interest therein. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein. Includes 4,594 shares purchased under the Issuer's ESPP through payroll deduction and dividend reinvestment. These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant. Edmund H, Carroll, Limited POA 2004-03-25 -----END PRIVACY-ENHANCED MESSAGE-----