-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M9QGx318snAu4CTI8ogOx933hdBFEyceOm5oq5hMVD2QCyjqVcwIjJcZ5F0SF6G+ DMNFSqomSREzgNkT8uqbNA== 0001183010-02-000040.txt : 20021114 0001183010-02-000040.hdr.sgml : 20021114 20021114144218 ACCESSION NUMBER: 0001183010-02-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021113 FILED AS OF DATE: 20021114 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: KURAITIS VYTENIS P CENTRAL INDEX KEY: 0001032860 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O LEE ENTERPRISES INC STREET 2: 215 N MAIN STREET SUITE 400 CITY: DAVENPORT STATE: IA ZIP: 52801 MAIL ADDRESS: STREET 1: C/O LEE ENTERPRISES INC STREET 2: 215 N MAIN STREET SUITE 400 CITY: DAVENPORT STATE: IA ZIP: 52801 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LEE ENTERPRISES INC CENTRAL INDEX KEY: 0000058361 STANDARD INDUSTRIAL CLASSIFICATION: NEWSPAPERS: PUBLISHING OR PUBLISHING & PRINTING [2711] IRS NUMBER: 420823980 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06227 FILM NUMBER: 02824428 BUSINESS ADDRESS: STREET 1: 400 PUTNAM BLDG STREET 2: 215 N MAIN ST CITY: DAVENPORT STATE: IA ZIP: 52801 BUSINESS PHONE: 3193832100 MAIL ADDRESS: STREET 1: 400 PUTNAM BUILDING STREET 2: 215 N. MAIN STREET CITY: DAVENPORT STATE: IA ZIP: 52801 4 1 kuraitisfm402.txt U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [_] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). ________________________________________________________________________________ 1. Name and Address of Reporting Person* Kuraitis Vytenis P. - -------------------------------------------------------------------------------- (Last) (First) (Middle) c/o Lee Enterprises, Incorporated, 400 Putnam Building - -------------------------------------------------------------------------------- (Street) Davenport IA 52801 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol Lee Enterprises, Incorporated, LEE ENT ________________________________________________________________________________ 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) 42-0823980 ________________________________________________________________________________ 4. Statement for Month/Year 11/11/02 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Year) ________________________________________________________________________________ 6. Relationship of Reporting Person to Issuer (Check all applicable) [_] Director [_] 10% Owner [X] Officer (give title below) [_] Other (specify below) Vice President - Human Resources ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check applicable line) [X] Form filed by one Reporting Person [_] Form filed by more than one Reporting Person ________________________________________________________________________________ ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 3. Disposed of (D) Securities Form: 7. Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. Code ------------------------------- Owned at End (D) or Indirect 1. Transaction (Instr. 8) (A) of Month Indirect Beneficial Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/13/02 A 1,400 A $32.49 10,167* D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
* If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Response) (Over) FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
10. 9. Owner- Number ship of Form 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or Derivative 6. of Underlying 8. ities Secur- of Exer- 4. Securities Date Securities Price Bene- ity: In- cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option (Right to Buy) $16.6250 ** 10/31/04 Common Stock 600 150 D - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option (Right to Buy) $19.8125 ** 11/7/05 Common Stock 1,800 450 D - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option (Right to Buy) $21.50 ** 10/27/06 Common Stock 1,250 312 D - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option (Right to Buy) $26 5/8 ** 11/3/07 Common Stock 6,000 6,000 D - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option (Right to Buy) $27.188 ** 11/15/08 Common Stock 4,500 4,500 D - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option (Right to Buy) $29.938 ** 11/9/09 Common Stock 7,500 7,500 D - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option (Right to Buy) $25.938 ** 11/13/10 Common Stock 7,500 7,500 D - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option (Right to Buy) $35.46 ** 11/14/11 Common Stock 12,000 12,000 D - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option (Right to Buy) $32.49 11/13/02 A 12,000 ** 11/13/12 Common Stock 12,000 12,000 D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ *Includes 4,537 shares of common stock acquired through Issuer's Employee Stock Purchase Plan through payroll deduction and dividend reinvestment, including 291 additional shares purchased since the filing of the Reporting Person's last Section 16(a) filing. **These securities become exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary of the grant; 100% upon the third anniversary of the grant. ====================================================================================================================================
Explanation of Responses: 11/13/02 - --------------------------------------------- ----------------------- Lane & Waterman, By Edmund H. Carroll, Jr., Date signing on behalf of Reporting Person under Power of Attorney **Signature of Reporting Person ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Page 2 -----END PRIVACY-ENHANCED MESSAGE-----