-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E9ezNbDtk2Vp23Xo7VJBF2cuRL/Lw1px6vrirJUufYQ6SXFSQ8hP0ZSJv9X/whpK uItZcKoYGGkGZayqIhhKBA== 0001054511-98-000003.txt : 19981118 0001054511-98-000003.hdr.sgml : 19981118 ACCESSION NUMBER: 0001054511-98-000003 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980930 FILED AS OF DATE: 19981113 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LEE ENTERPRISES INC CENTRAL INDEX KEY: 0000058361 STANDARD INDUSTRIAL CLASSIFICATION: NEWSPAPERS: PUBLISHING OR PUBLISHING & PRINTING [2711] IRS NUMBER: 420823980 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 001-06227 FILM NUMBER: 98749546 BUSINESS ADDRESS: STREET 1: 400 PUTNAM BLDG STREET 2: 215 N MAIN ST CITY: DAVENPORT STATE: IA ZIP: 52801 BUSINESS PHONE: 3193832100 MAIL ADDRESS: STREET 1: 400 PUTNAM BUILDING STREET 2: 215 N. MAIN STREET CITY: DAVENPORT STATE: IA ZIP: 52801 COMPANY DATA: COMPANY CONFORMED NAME: SCHERMER GREGORY P CENTRAL INDEX KEY: 0001054511 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER IRS NUMBER: 420823980 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: CO LEE ENTERPRISE INC STREET 2: 215 N MAIN STREET SUTE 400 CITY: DAVEN PORT STATE: IA ZIP: 52801 BUSINESS PHONE: 3193243246 MAIL ADDRESS: STREET 1: C/O LEE ENTERPRISES INC STREET 2: 215 N MAIN STREET SUITE 400 CITY: DAVEN PORT STATE: IA ZIP: 52801 5 1 FORM 5 - 9/30/98 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). (X) Form 3 Holdings Reported (X) Form 4 Transactions Reported 1. Name and Address of Reporting Person Schermer, Gregory P. c/o LEE ENTERPRISES, INCORPORATED 400 Putnam Bldg. 215 N. Main Street Davenport, IA 52801-1924 USA 2. Issuer Name and Ticker or Trading Symbol Lee Enterprises, Incorporated LEE ENT 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 9/30/98 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Vice President - Interactive Media 7. Individual or Joint/Group Reporting (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | |Transaction| or Disposed of (D) | Securities |ect | Beneficial Ownership | |Date |Code| | Beneficially |(D)or | | | | | | A/| | Owned at |Indir | | | | | Amount | D | Price | End of Year |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |12/24/|S |57,615 |D |28.6875 |194,682* |D | | |97* | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | |55,010 |I |By Trust | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |12/24/|S |59,902 |D |28.6875 |0* |I |By Spouse | |97* | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | |2,000 |I |By Son in Trust | - -----------------------------------------------------------------------------------------------------------------------------------| Class B Common Stock | | | | | |512,770 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Class B Common Stock | | | | | |6,000 |I |By Spouse | - -----------------------------------------------------------------------------------------------------------------------------------| Class B Common Stock | | | | | |6,000 |I |By Son in Trust | - -----------------------------------------------------------------------------------------------------------------------------------| Class B Common Stock | | | | | |4,000 |I |By Daughter in Trust | - -----------------------------------------------------------------------------------------------------------------------------------| Class B Common Stock | | | | | |55,010 |I |By Trust | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer |Date |Code| rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise Pr | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |ice of | | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity | | | Amount | |ble | | | |Year |(I)| | ___________________________________________________________________________________________________________________________________| Stock Options (Right to |$11 | | | | |** |11/8/|Common Stock|1750 | |1750 |D | | Buy) | | | | | | |00 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Options (Right to |$11 | | | | |** |11/20|Common Stock|1200 | |1200 |D | | Buy) | | | | | | |/01 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Options (Right to |$15.5625| | | | |** |11/18|Common Stock|1252 | |1252 |D | | Buy) | | | | | | |/02 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Options (Right to |$16 | | | | |** |11/3/|Common Stock|450 | |450 |D | | Buy) | | | | | | |03 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Options (Right to |$16.6250| | | | |** |11/1/|Common Stock|870 | |870 |D | | Buy) | | | | | | |04 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Options (Right to |$19.8125| | | | |** |11/1/|Common Stock|1800 | |1800 |D | | Buy) | | | | | | |05 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Options (Right to |$21.50 | | | | |** |10/28|Common Stock|1200 | |1200 |D | | Buy) | | | | | | |/06 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Options (Right to |$26 5/8 | | | | |** |11/10|Common Stock|1400 | |1400 |D | | Buy) | | | | | | |/07 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: * Reporting Person's Form 4 filed for the period 12/24/97 reported that he sold 117,000 shares at $28.6875. This report inadvertently omitted that the total number of shares sold was 117,517, of which 57,615 shares sold should have been attributed to Reporting Person and 59,902 shares should have been attributed to his spouse. Reporting Person's Form 3 filed for the period 11/18/97 inadvertently involved a double counting of certain shares of the issuer's common stock amounting to an overstatement of the Reporting Person's direct holdings of 186 shares. Reporting Person's end of period holdings include 765 shares acquired through the Issuer's employee stock purchase plan since the issuer's fiscal year ended 9/30/97. **These securities become exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the thrid anniversary of the grant. SIGNATURE OF REPORTING PERSON /s/ Gregory P. Schermer -----END PRIVACY-ENHANCED MESSAGE-----