-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EmFw6fLOkgPNVkVB9/0NBBurE50zm1rpSd5z1cTdEMaMHTstRxVLhEP7TwSuuuiZ vGVnqtMqol6HJ+BA9dtixA== 0001044438-00-000002.txt : 20000223 0001044438-00-000002.hdr.sgml : 20000223 ACCESSION NUMBER: 0001044438-00-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991231 FILED AS OF DATE: 20000222 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LEE ENTERPRISES INC CENTRAL INDEX KEY: 0000058361 STANDARD INDUSTRIAL CLASSIFICATION: NEWSPAPERS: PUBLISHING OR PUBLISHING & PRINTING [2711] IRS NUMBER: 420823980 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-06227 FILM NUMBER: 550156 BUSINESS ADDRESS: STREET 1: 400 PUTNAM BLDG STREET 2: 215 N MAIN ST CITY: DAVENPORT STATE: IA ZIP: 52801 BUSINESS PHONE: 3193832100 MAIL ADDRESS: STREET 1: 400 PUTNAM BUILDING STREET 2: 215 N. MAIN STREET CITY: DAVENPORT STATE: IA ZIP: 52801 COMPANY DATA: COMPANY CONFORMED NAME: GOTTLIEB RICHARD D CENTRAL INDEX KEY: 0001044438 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: LEE ENTERPRISES INC STREET 2: 215 MAIN STREET CITY: DAVENPORT STATE: IA ZIP: 52801 BUSINESS PHONE: 3193243246 MAIL ADDRESS: STREET 1: LEE ENTERPRISES INC STREET 2: 215 MAIN STREET CITY: DAVENPORT STATE: IA ZIP: 52801 4 1 FORM 4 - 12/31/99 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Gottlieb, Richard D. Lee Enterprises, Incorporated 400 Putnam Bldg. Davenport, IA 52801 USA 2. Issuer Name and Ticker or Trading Symbol Lee Enterprises, Incorporated LEE ENT 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 12/31/99 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Chairman and CEO 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |10/28/|F |V|909 |D |$29.313 | |D | | |99 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |11/10/|A |V|4,000 |A |$29.938 | |D | | |99 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |12/21/|G |V|4,000 |D | |67,371 | | | |99 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |12/21/|G |V|1,500 |A | | |I | | |99 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |12/21/|G |V|1,500 |D | |800 |I |By Spouse* | |99 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |9,845 |I |*By Daughter in Trust* | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |12/21/|G |V|600 |A | |5,362 |I |By Daughter" | |99 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class B Common Stock |12/21/|J |*|996 |A | |64,958 |I | | |99 | |*| | | | | | | | | |*| | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class B Common Stock | | | | | | |21,360 |I |By Spouse* | - -----------------------------------------------------------------------------------------------------------------------------------| Class B Common Stock | | | | | | |3,957 |I |By Daughter* | - -----------------------------------------------------------------------------------------------------------------------------------| Class B Common Stock | | | | | | |2,100 |I |By Daughter in Trust* | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Employee Stock Option |$11 | | | | | |** |11/7/|Common Stock|50,300 | |50,300 |D | | (Right to Buy) | | | | | | | |00 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$11 | | | | | |** |11/19|Common Stock|80,000 | |80,000 |D | | (Right to Buy) | | | | | | | |/01 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$15.5625| | | | | |** |11/17|Common Stock|60,000 | |60,000 |D | | (Right to Buy) | | | | | | | |/02 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$16 | | | | | |** |11/2/|Common Stock|35,600 | |35,600 |D | | (Right to Buy) | | | | | | | |03 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$16.625 | | | | | |** |10/31|Common Stock|40,000 | |40,000 |D | | (Right to Buy) | | | | | | | |/04 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$19.8125| | | | | |** |11/7/|Common Stock|40,000 | |40,000 |D | | (Right to Buy) | | | | | | | |05 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$20.875 | | | | | |** |11/7/|Common Stock|7,906 | |7,906 |D | | (Right to Buy) | | | | | | | |00 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$21.50 | | | | | |** |10/27|Common Stock|20,000 | |20,000 |D | | (Right to Buy) | | | | | | | |/06 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$28.8125| | | | | |** |11/8/|Common Stock|1,794 | |1,794 |D | | (Right to Buy) | | | | | | | |00 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$26 5/8 | | | | | |** |11/3/|Common Stock|25,000 | |25,000 |D | | (Right to Buy) | | | | | | | |07 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$27.188 | | | | | |** |11/15|Common Stock|17,500 | |17,500 |D | | (Right to Buy) | | | | | | | |/08 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$29.938 |11/10|A |V|25,000 |A |** |11/9/|Common Stock|25,000 | |25,000 |D | | (Right to Buy) | |/99 | | | | | |09 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: * The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owners of such securities for purposes of Section 16 or any other purpose. One of the Reporting Person's daughters is no longer a dependent and her holdings have been deleted from reporting with this filing. ** These securities become exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant. *** Distribution from Reporting Person's grantor annuity trust by the non-affiliated trustee of shares contributed by Reporting Person. SIGNATURE OF REPORTING PERSON /s/ Richard D. Gottlieb DATE 2/1/00 -----END PRIVACY-ENHANCED MESSAGE-----