-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L7Xmv65j80yaaLwEUHw8h/bVjgXu10zUXSCfC+BXopogA3rKFXFPrLSoWsLpaVmT dc+IE+zSeOkBDT9jHysrMA== 0001021405-98-000004.txt : 19981103 0001021405-98-000004.hdr.sgml : 19981103 ACCESSION NUMBER: 0001021405-98-000004 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980930 FILED AS OF DATE: 19981102 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LEE ENTERPRISES INC CENTRAL INDEX KEY: 0000058361 STANDARD INDUSTRIAL CLASSIFICATION: NEWSPAPERS: PUBLISHING OR PUBLISHING & PRINTING [2711] IRS NUMBER: 420823980 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 001-06227 FILM NUMBER: 98736039 BUSINESS ADDRESS: STREET 1: 400 PUTNAM BLDG STREET 2: 215 N MAIN ST CITY: DAVENPORT STATE: IA ZIP: 52801 BUSINESS PHONE: 3193832100 MAIL ADDRESS: STREET 1: 400 PUTNAM BUILDING STREET 2: 215 N. MAIN STREET CITY: DAVENPORT STATE: IA ZIP: 52801 COMPANY DATA: COMPANY CONFORMED NAME: WATERMAN C D III CENTRAL INDEX KEY: 0001021405 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] OFFICER STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: LEE ENTERPRISES INC STREET 2: 215 MAIN ST CITY: DAVENPORT STATE: IA ZIP: 52801 BUSINESS PHONE: 3193243246 MAIL ADDRESS: STREET 1: LEE ENTERPRISES INC STREET 2: 215 MAIN ST CITY: DAVENPORT STATE: IA ZIP: 52801 5 1 FORM 5 - 9/30/98 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). ( ) Form 3 Holdings Reported (X) Form 4 Transactions Reported 1. Name and Address of Reporting Person Waterman, C. Dana III 506 Riverview Terrace Bettendorf, IA 52722 USA 2. Issuer Name and Ticker or Trading Symbol Lee Enterprises, Incorporated LEE ENT 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 9/30/98 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Secretary 7. Individual or Joint/Group Reporting (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | |Transaction| or Disposed of (D) | Securities |ect | Beneficial Ownership | |Date |Code| | Beneficially |(D)or | | | | | | A/| | Owned at |Indir | | | | | Amount | D | Price | End of Year |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock | | | | | |400 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | |4 |I |* | - -----------------------------------------------------------------------------------------------------------------------------------| Class B Common Stock | | | | | |1,062 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Class B Common Stock | | | | | |806 |I |* | - -----------------------------------------------------------------------------------------------------------------------------------| Class B Common Stock | | | | | |802 |I |** | - -----------------------------------------------------------------------------------------------------------------------------------| Class B Common Stock |12/27/|G 4(|454 |A | |454 |I |*** | |96 |i) | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class B Common Stock |12/31/|G |454 |D | |0 |I |*** | |97 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class B Common Stock |12/31/|G |348 |A | |348 |I |*** | |97 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class B Common Stock |9/2/98|G |348 |D | |0 |I |*** | - -----------------------------------------------------------------------------------------------------------------------------------| Class B Common Stock |9/2/98|G |348 |A | |1048 |I |By Spouse | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer |Date |Code| rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise Pr | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |ice of | | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity | | | Amount | |ble | | | |Year |(I)| | ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: * The reporting person is co-trustee of trust for benefit of son. ** The reporting person is co-trustee of trust for benefit of daughter. *** The reporting person is co-trustee of trust for benefit of son, who is neither a dependent nor resides in the reporting person's household. (i) The reporting person is co-trustee of trust for benefit of son, whose trust received 454 shares as a gift on 12/27/96. SIGNATURE OF REPORTING PERSON /s/ C.D. Waterman III -----END PRIVACY-ENHANCED MESSAGE-----