-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VkyihZ8YVOugE7wQR+1gHwTvuUVFHvXAjLGvv1U8V+NBbwqFmwWVKcfB5NTwbt2s tkB1vVBbZ5BfEQw1GNH1eA== 0001021402-96-000003.txt : 19961231 0001021402-96-000003.hdr.sgml : 19961231 ACCESSION NUMBER: 0001021402-96-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19961210 DATE AS OF CHANGE: 19961228 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LEE ENTERPRISES INC CENTRAL INDEX KEY: 0000058361 STANDARD INDUSTRIAL CLASSIFICATION: 2711 IRS NUMBER: 420823980 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06227 FILM NUMBER: 96678900 BUSINESS ADDRESS: STREET 1: 400 PUTNAM BLDG STREET 2: 215 N MAIN ST CITY: DAVENPORT STATE: IA ZIP: 52801 BUSINESS PHONE: 3193832100 MAIL ADDRESS: STREET 1: 400 PUTNAM BUILDING STREET 2: 215 N. MAIN STREET CITY: DAVENPORT STATE: IA ZIP: 52801 COMPANY DATA: COMPANY CONFORMED NAME: VEON GREG CENTRAL INDEX KEY: 0001021402 STANDARD INDUSTRIAL CLASSIFICATION: 0000 OFFICER STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: LEE ENTERPRISES INC STREET 2: 215 MAIN ST CITY: DAVENPORT STATE: IA ZIP: 52801 BUSINESS PHONE: 3193243246 MAIL ADDRESS: STREET 1: LEE ENTERPRISES INC STREET 2: 215 MAIN ST CITY: DAVENPORT STATE: IA ZIP: 52801 4 1 FORM 4 - 11/96 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Veon, Greg R. 3621 Cedarwood Ct. Bettendorf, IA 52722 USA 2. Issuer Name and Ticker or Trading Symbol Lee Enterprises, Incorporated LEE ENT 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 11/96 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Vice-President-Marketing 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |11/8/9|F |V|452 |D |$22.375 |13,087 ^ | | | |6 | | | | | | | | | - - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |11/8/9|A |V|1,000 |A |$21.50 | | | | |6 | | | | | | | | | - - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |11/2/9|M | |4,000 |A |$11.875 | | | | |6 | | | | | | | | | - - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |200 |I |By Son | - - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |200 |I |By Son | - - -----------------------------------------------------------------------------------------------------------------------------------| Class B Common Stock | | | | | | |5,804 |D | | - - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Employee Stock Option |$11.875 |11/8/|M | |4,000 |D |* |11/10|Common Stock|4,000 |$11.875|0 |D | | (Right to Buy) | |96 | | | | | |/96 | ^^ | | | | | | - - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$12.5625| | | | | |* |11/12|Common Stock|6,000 |$12.562|6,000 |D | | (Right to Buy) | | | | | | | |/97 | ^^ | |5 | | | | - - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$13.4375| | | | | |* |11/12|Common Stock|6,000 |$13.437|6,000 |D | | (Right to Buy) | | | | | | | |/98 | ^^ | |5 | | | | - - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$15.5625| | | | | |* |11/9/|Common Stock|7,000 |$15.562|7,000 |D | | (Right to Buy) | | | | | | | |99 | ^^ | |5 | | | | - - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$11 | | | | | |* |11/7/| Common Stoc|8,200 |$11 |8,200 |D | | (Right to Buy) | | | | | | | |00 |k ^^ | | | | | | - - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$11 | | | | | |* |11/19|Common Stock|7,000 |$11 |7,000 |D | | (Right to Buy) | | | | | | | |/01 | ^^ | | | | | | - - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$15.5625| | | | | |* |11/17|Common Stock|5,640 |$15.562|5,640 |D | | (Right to Buy) | | | | | | | |/02 | ^^ | |5 | | | | - - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$16 | | | | | |* |11/2/|Common Stock|4,000 |$16 |4,000 |D | | (Right to Buy) | | | | | | | |03 | ^^ | | | | | | - - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$16.625 | | | | | |* |10/31|Common Stock|3,000 |$16.625|3,000 |D | | (Right to Buy) | | | | | | | |/04 | ^^ | | | | | | - - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$19.8125| | | | | |* |11/7/|Common Stock|6,000 |$19.812|6,000 |D | | (Right to Buy) | | | | | | | |05 | ^^ | |5 | | | | - - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$21.50 |11/8/|M |V|7,500 |A |* |11/7/|Common Stock|7,500 |$21.50 |7,500 |D | | (Right to Buy) | |96 | | | | | |06 | | | | | | | - - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: * These securities become exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant. ^ Except as to the acquisitions reported herein, the increase in the end of month shares reflects a 2-for-1 stock split effected by means of a 100% stock dividend declared on 11/20/95 and the acquisition of common stock through the Company's Employee Stock Purchase Plan. ^^ The number of shares and exercise price of this option has been adjusted to reflect a 2-for-1 stock split effected by means of a 100% stock dividend declared on 11/20/95. -----END PRIVACY-ENHANCED MESSAGE-----