-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EsWVknsd6KTyMwz9gep/bknSDcCv7DQ7kPT5j0BHxDVpYp4MLuieNBagOWNfL6qV 0AeIpTBpPfoGaTQulZ8HZQ== 0000914317-97-000590.txt : 19971127 0000914317-97-000590.hdr.sgml : 19971127 ACCESSION NUMBER: 0000914317-97-000590 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19971113 FILED AS OF DATE: 19971126 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LCS INDUSTRIES INC CENTRAL INDEX KEY: 0000058151 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-DIRECT MAIL ADVERTISING SERVICES [7331] IRS NUMBER: 132648333 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-12329 FILM NUMBER: 97729161 BUSINESS ADDRESS: STREET 1: 120 BRIGHTON RD CITY: CLIFTON STATE: NJ ZIP: 07012 BUSINESS PHONE: 2017785588 MAIL ADDRESS: STREET 1: 120 BRIGHTON RD STREET 2: 120 BRIGHTON RD CITY: CLIFTON STATE: NJ ZIP: 07012-1694 FORMER COMPANY: FORMER CONFORMED NAME: LISTFAX COMPUTER SERVICES INC DATE OF NAME CHANGE: 19711013 COMPANY DATA: COMPANY CONFORMED NAME: LCS INDUSTRIES INC CENTRAL INDEX KEY: 0000058151 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-DIRECT MAIL ADVERTISING SERVICES [7331] OFFICER IRS NUMBER: 132648333 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 120 BRIGHTON RD CITY: CLIFTON STATE: NJ ZIP: 07012 BUSINESS PHONE: 2017785588 MAIL ADDRESS: STREET 1: 120 BRIGHTON RD STREET 2: 120 BRIGHTON RD CITY: CLIFTON STATE: NJ ZIP: 07012-1694 FORMER COMPANY: FORMER CONFORMED NAME: LISTFAX COMPUTER SERVICES INC DATE OF NAME CHANGE: 19711013 4 1 FORM 4 FOR WILLIAM RELLA ================================================================================ F O R M 4 ================================================================================ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). ================================================================================ 1. Name and Address of Reporting Person Rella William - -------------------------------------------------------------------------------- (Last) (First) (Middle) 13355 SW 16th Court, Apt. 309 - -------------------------------------------------------------------------------- (Street) Pembroke Pine, FL 33027 - -------------------------------------------------------------------------------- (City) (State) (Zip) ================================================================================ 2. Issuer Name and Ticker of Trading Symbol LCS INDUSTRIES, INC. (LCSI) ================================================================================ 3. IRS or Social Security Number of Reporting Person (Voluntary) 070 34 1357 ================================================================================ 4. Statement for Month/Year February, 1997 ================================================================================ 5. If Amendment, Date of Original (Month/Year) ================================================================================ 6. Relationship of Reporting Person to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) President - Fulfillment Services ================================================================================ 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person ================================================================================
==================================================================================================================================== TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENFICIALLY OWNED ==================================================================================================================================== 1. Title of Security (Instr. 3) 2. Transaction Date 3. Transaction Code 4. Securities Acquired (A) (Month/Day/Year) (Instr. 8) or Disposed of (D) (Instr. 3, 4 and 5) ------------------- ------------------- -------------------------- (A) or Code V Amount (D) Price - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $.01/share - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
==================================================================================================================================== TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENFICIALLY OWNED -- Continued ==================================================================================================================================== 1. Title of Security (Instr. 3) 5. Amount of Securities 6. Ownership Form: 6. Nature of Indirect Beneficially Owned Direct (D) or Beneficial (Instr. 4) Indirect (I) Ownership (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $.01/share 86,629* D - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
*Previously reported
==================================================================================================================================== TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTION, CONVERTIBLE SECURITIES) ==================================================================================================================================== 1. Title of Derivative Security 2. Conversion 3. Transaction Date 4. Transaction Code 5. Number of Derivative (Instr. 3) Or Exercise (Month/Day/Year) (Instr. 8) Securities Acquired (A) Price of or Disposed of (D) Derivative (Instr. 3, 4, and 5) Security ------------- ------------------- -------------------- --------------------------- Code V (A) (D) - ------------------------------------------------------------------------------------------------------------------------------------ *Incentive Stock Option 2.61 - ------------------------------------------------------------------------------------------------------------------------------------ *Incentive Stock Option 2.61 3/11/96 X 44,000 - ------------------------------------------------------------------------------------------------------------------------------------ *Incentive Stock Option 13.75 - ------------------------------------------------------------------------------------------------------------------------------------ *Incentive Stock Option 13.75 1/9/97 J 40,000 - ------------------------------------------------------------------------------------------------------------------------------------ Incentive Stock Option 15.00 2/11/97 A 40,000 - ------------------------------------------------------------------------------------------------------------------------------------
==================================================================================================================================== TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTION, CONVERTIBLE SECURITIES) -- Continued ==================================================================================================================================== 1. Title of Derivative Security 6. Date 7. Title and 8. Price of (Instr. 3) Exercisable Amount of Derivavtive and Underlying Security Expiration Securities (Instr. 5) Date (Month/ (Instr. 3 Day/Year) and 4) -------------------- ---------------------------- -------------- Date Expira- Amount or Exer- tion Number cisable Date Title of Shares - ------------------------------------------------------------------------------------------------------------ *Incentive Stock Option Note 1 3/25/03 Common Stock 132,000 - ------------------------------------------------------------------------------------------------------------ *Incentive Stock Option Note 1 3/25/03 Common Stock - ------------------------------------------------------------------------------------------------------------ *Incentive Stock Option Note 1 9/15/05 Common Stock 80,000 - ------------------------------------------------------------------------------------------------------------ *Incentive Stock Option Note 2 9/15/03 Common Stock - ------------------------------------------------------------------------------------------------------------ Incentive Stock Option Note 3 2/10/07 Common Stock 40,000 - ------------------------------------------------------------------------------------------------------------
J Cancelled *Previously Reported Note 1 20% in 93, 94, 95, 96 and 97 Note 2 25% in 96, 97, 98 and 99 Note 3 25% in 98, 99, 00 and 01
==================================================================================================================================== TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTION, CONVERTIBLE SECURITIES) -- Continued ==================================================================================================================================== 1. Title of Derivative Security 9. Number of Derivative 10. Ownership Form of 11. Nature of Indirect (Instr. 3) Security (Instr. 5) Derivative Security: Beneficial Direct (D) or Ownership Indirect (I) (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ *Incentive Stock Option 88,000 D - ------------------------------------------------------------------------------------------------------------------------------------ *Incentive Stock Option - ------------------------------------------------------------------------------------------------------------------------------------ *Incentive Stock Option - ------------------------------------------------------------------------------------------------------------------------------------ *Incentive Stock Option 40,000 D - ------------------------------------------------------------------------------------------------------------------------------------ Incentive Stock Option 40,000 D ====================================================================================================================================
Explanation of Responses: J Cancelled *Previously Reported Note 1 20% in 93, 94, 95, 96 and 97 Note 2 25% in 96, 97, 98 and 99 Note 3 25% in 98, 99, 00 and 01 /s/William Rella 11/13/97 ----------------------------- --------- Signature of Reporting Person Date -----END PRIVACY-ENHANCED MESSAGE-----