0001193125-13-317420.txt : 20140701 0001193125-13-317420.hdr.sgml : 20140701 20130802170936 ACCESSION NUMBER: 0001193125-13-317420 CONFORMED SUBMISSION TYPE: S-4/A PUBLIC DOCUMENT COUNT: 4 FILED AS OF DATE: 20130802 DATE AS OF CHANGE: 20130812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MOMENTIVE SPECIALTY CHEMICALS INC. CENTRAL INDEX KEY: 0000013239 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 130511250 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-4/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-189575 FILM NUMBER: 131007224 BUSINESS ADDRESS: STREET 1: 180 EAST BROAD ST STREET 2: 26TH FLOOR CITY: COLUMBUS STATE: OH ZIP: 43215 BUSINESS PHONE: 6142254000 MAIL ADDRESS: STREET 1: 180 EAST BROAD ST STREET 2: 26TH FLR CITY: COLUMBUS STATE: OH ZIP: 43215 FORMER COMPANY: FORMER CONFORMED NAME: HEXION SPECIALTY CHEMICALS, INC. DATE OF NAME CHANGE: 20050603 FORMER COMPANY: FORMER CONFORMED NAME: BORDEN CHEMICAL INC DATE OF NAME CHANGE: 20041117 FORMER COMPANY: FORMER CONFORMED NAME: BORDEN CHEMICAL INC DATE OF NAME CHANGE: 20011203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Momentive CI Holding CO (China) LLC CENTRAL INDEX KEY: 0001347225 IRS NUMBER: 203907441 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-4/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-189575-02 FILM NUMBER: 131007226 BUSINESS ADDRESS: STREET 1: 180 EAST BROAD STREET CITY: COLUMBUS STATE: OH ZIP: 43215 BUSINESS PHONE: 614-225-4000 MAIL ADDRESS: STREET 1: 180 EAST BROAD STREET CITY: COLUMBUS STATE: OH ZIP: 43215 FORMER COMPANY: FORMER CONFORMED NAME: Hexion CI Holding CO (China) LLC DATE OF NAME CHANGE: 20051219 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MOMENTIVE INTERNATIONAL INC CENTRAL INDEX KEY: 0001346732 IRS NUMBER: 202833048 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-4/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-189575-04 FILM NUMBER: 131007227 BUSINESS ADDRESS: STREET 1: 180 EAST BROAD STREET CITY: COLUMBUS STATE: OH ZIP: 43215 BUSINESS PHONE: 614-225-4000 MAIL ADDRESS: STREET 1: 180 EAST BROAD STREET CITY: COLUMBUS STATE: OH ZIP: 43215 FORMER COMPANY: FORMER CONFORMED NAME: Borden Chemical International, Inc DATE OF NAME CHANGE: 20051213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Borden Chemical Foundry LLC CENTRAL INDEX KEY: 0001315752 IRS NUMBER: 311766429 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-4/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-189575-07 FILM NUMBER: 131007230 BUSINESS ADDRESS: STREET 1: 180 EAST BROAD STREET CITY: COLUMBUS STATE: OH ZIP: 43215 BUSINESS PHONE: (614) 225-4000 MAIL ADDRESS: STREET 1: 180 EAST BROAD STREET CITY: COLUMBUS STATE: OH ZIP: 43215 FORMER COMPANY: FORMER CONFORMED NAME: Borden Chemical Foundry, Inc. DATE OF NAME CHANGE: 20050127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LAWTER INTERNATIONAL INC CENTRAL INDEX KEY: 0000058091 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 361370818 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-4/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-189575-05 FILM NUMBER: 131007232 BUSINESS ADDRESS: STREET 1: ONE TERRA WAY STREET 2: 8601 95TH STREET CITY: KENOSHA STATE: WI ZIP: 53412-7716 BUSINESS PHONE: 4149477300 MAIL ADDRESS: STREET 1: ONE TERRA WAY STREET 2: 8601 95TH STREET CITY: KENOSHA STATE: WI ZIP: 53412-7716 FORMER COMPANY: FORMER CONFORMED NAME: LAWTER CHEMICALS INC DATE OF NAME CHANGE: 19810602 FORMER COMPANY: FORMER CONFORMED NAME: KRUMBHAAR CHEMICALS INC DATE OF NAME CHANGE: 19701117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hexion U.S. Finance Corp. CENTRAL INDEX KEY: 0001315749 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 201362484 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-4/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-189575-09 FILM NUMBER: 131007233 BUSINESS ADDRESS: STREET 1: 180 EAST BROAD STREET CITY: COLUMBUS STATE: OH ZIP: 43215 BUSINESS PHONE: (614) 225-4000 MAIL ADDRESS: STREET 1: 180 EAST BROAD STREET CITY: COLUMBUS STATE: OH ZIP: 43215 FORMER COMPANY: FORMER CONFORMED NAME: Borden U.S. Finance Corp. DATE OF NAME CHANGE: 20050127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NL Coop Holdings LLC CENTRAL INDEX KEY: 0001515736 IRS NUMBER: 272090696 FILING VALUES: FORM TYPE: S-4/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-189575-01 FILM NUMBER: 131007225 BUSINESS ADDRESS: STREET 1: 180 E. BROAD STREET CITY: COLUMBUS STATE: OH ZIP: 43215 BUSINESS PHONE: 614 225 4000 MAIL ADDRESS: STREET 1: 180 E. BROAD STREET CITY: COLUMBUS STATE: OH ZIP: 43215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HSC CAPITAL CORP CENTRAL INDEX KEY: 0001132424 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 760807613 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-4/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-189575-06 FILM NUMBER: 131007231 BUSINESS ADDRESS: STREET 1: 1600 SMITH STREET SUITE 2418 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 8889492502 MAIL ADDRESS: STREET 1: 1600 SMITH STREET SUITE 2416 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: RPP CAPITAL CORP DATE OF NAME CHANGE: 20010111 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Oilfield Technology Group, Inc CENTRAL INDEX KEY: 0001346731 IRS NUMBER: 202873694 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-4/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-189575-03 FILM NUMBER: 131007228 BUSINESS ADDRESS: STREET 1: 15115 PARK ROW STREET 2: SUITE 110 CITY: HOUSTON STATE: TX ZIP: 77084 BUSINESS PHONE: 218-646-2800 MAIL ADDRESS: STREET 1: 15115 PARK ROW STREET 2: SUITE 110 CITY: HOUSTON STATE: TX ZIP: 77084 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Momentive Specialty Chemicals Investments Inc. CENTRAL INDEX KEY: 0001315753 IRS NUMBER: 510370359 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-4/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-189575-08 FILM NUMBER: 131007229 BUSINESS ADDRESS: STREET 1: 180 EAST BROAD STREET CITY: COLUMBUS STATE: OH ZIP: 43215 BUSINESS PHONE: (614) 225-4000 MAIL ADDRESS: STREET 1: 180 EAST BROAD STREET CITY: COLUMBUS STATE: OH ZIP: 43215 FORMER COMPANY: FORMER CONFORMED NAME: Borden Chemical Investments, Inc. DATE OF NAME CHANGE: 20050127 S-4/A 1 d497280ds4a.htm AMENDMENT NO. 2 TO FORM S-4 Amendment No. 2 to Form S-4

As filed with the Securities and Exchange Commission on August 2, 2013

Registration No. 333-189575

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

AMENDMENT NO. 2

TO

FORM S-4

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

HEXION U.S. FINANCE CORP.

(Exact name of registrant as specified in its charter)

 

Delaware

(State or other jurisdiction

of incorporation or organization)

  

2821

(Primary Standard Industrial

Classification Code Number)

  

20-1362484

(I.R.S. Employer

Identification No.)

180 East Broad Street

Columbus, Ohio 43215

(614) 225-4000

GUARANTORS LISTED ON SCHEDULE A HERETO

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

 

Douglas A. Johns, Esq.

Hexion U.S. Finance Corp.

180 East Broad Street

Columbus, Ohio 43215

(614) 225-4000

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

 

Copies to:

David S. Huntington, Esq.

Paul, Weiss, Rifkind, Wharton & Garrison LLP

1285 Avenue of the Americas

New York, New York 10019-6064

(212) 373-3000

 

 

Approximate date of commencement of proposed sale to public: As soon as practicable after this Registration Statement becomes effective.

If the securities being registered on this Form are being offered in connection with the formation of a holding company and there is compliance with General Instruction G, check the following box.  ¨

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ¨

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ¨

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer   ¨         Accelerated filer   ¨
Non-accelerated filer   x    (Do not check if a smaller reporting company)      Smaller reporting company   ¨

If applicable, place an X in the box to designate the appropriate rule provision relied upon in conducting this transaction:

Exchange Act Rule 13e-4(i) (Cross-Border Issuer Tender Offer)   ¨

Exchange Act Rule 14d-1(d) (Cross-Border Third-Party Tender Offer)   ¨

The Registrants hereby amend this Registration Statement on such date or dates as may be necessary to delay its effective date until the Registrants shall file a further amendment which specifically states that this Registration Statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933 or until this Registration Statement shall become effective on such date as the Commission, acting pursuant to said Section 8(a), may determine.

 

 

 

SCHEDULE A

 

Guarantor

    State or Other
Jurisdiction of
Incorporation or
Organization		   

Address of Registrants’ Principal

Executive Offices

    I.R.S. Employer
Identification
Number

Momentive Specialty Chemicals Inc.

    New Jersey   

180 East Broad Street Columbus,

Ohio 43215 (614) 225-4000

    13-0511250

Momentive Specialty Chemicals Investments Inc.

    Delaware   

180 East Broad Street Columbus,

Ohio 43215 (614) 225-4000

    51-0370359

Borden Chemical Foundry, LLC

    Delaware   

180 East Broad Street Columbus,

Ohio 43215 (614) 225-4000

    31-1766429

HSC Capital Corporation

    Delaware   

180 East Broad Street Columbus,

Ohio 43215 (614) 225-4000

    76-0660306

Lawter International Inc.

    Delaware   

180 East Broad Street Columbus,

Ohio 43215 (614) 225-4000

    36-1370818

Momentive International Inc.

    Delaware   

180 East Broad Street Columbus,

Ohio 43215 (614) 225-4000

    20-2833048

Oilfield Technology Group, Inc.

    Delaware   

15115 Park Row, Ste. 160 Houston,

TX 77984 (218) 646-2800

    20-2873694

Momentive CI Holding Company (China) LLC

    Delaware   

180 East Broad Street Columbus,

Ohio 43215 (614) 225-4000

    20-3907441

NL Coop Holdings LLC

    Delaware   

180 East Broad Street Columbus,

Ohio 43215 (614) 225-4000

    27-2090696

The primary standard industrial classification code number of each of the additional registrants is 3089.

EXPLANATORY NOTE

This Amendment No. 2 to the Registration Statement on Form S-4 (File No. 333-189575) of Hexion U.S. Finance Corp. is being filed solely for the purpose of filing certain exhibits as indicated in Part II of this Amendment No. 2. This Amendment No. 2 does not modify any provision of the proxy statement/prospectus that forms a part of the Registration Statement. Accordingly, a preliminary prospectus has been omitted.

PART II

INFORMATION NOT REQUIRED IN PROSPECTUS

 

ITEM 20. INDEMNIFICATION OF DIRECTORS AND OFFICERS.

Registrants Incorporated in Delaware

With respect to the registrants incorporated in Delaware, Section 145(a) of the Delaware General Corporation Law (the “DGCL”) provides that a Delaware corporation may indemnify any person who was or is a party or is threatened to be made a party to any threatened, pending or completed action, suit or proceeding, whether civil, criminal, administrative or investigative, other than an action by or in the right of the corporation, by reason of the fact that such person is or was a director, officer, employee or agent of the corporation, or is or was serving at the request of the corporation as a director, officer, employee or agent of another corporation, partnership, joint venture, trust or other enterprise, against expenses (including attorneys’ fees), judgments, fines and amounts paid in settlement actually and reasonably incurred by the person in connection with such action, suit or proceeding if the person acted in good faith and in a manner the person reasonably believed to be in or not opposed to the best interests of the corporation, and, with respect to any criminal action or proceeding, had no reasonable cause to believe the person’s conduct was unlawful.

Section 145(b) of the DGCL provides that a Delaware corporation may indemnify any person who was or is a party or is threatened to be made a party to any threatened, pending or completed action or suit by or in the right of the corporation to procure a judgment in its favor by reason of the fact that such person acted in any of the capacities set forth above, against expenses (including attorneys’ fees) actually and reasonably incurred by such person in connection with the defense or settlement of such action or suit if the person acted in good faith and in a manner the person reasonably believed to be in or not opposed to the best interests of the corporation, except that no indemnification shall be made in respect of any claim, issue or matter as to which such person shall have been adjudged to be liable to the corporation, unless and only to the extent that the Court of Chancery or the court in which such action or suit was brought shall determine upon application that, despite the adjudication of liability but in view of all the circumstances of the case, such person is fairly and reasonably entitled to indemnity for such expenses which the court shall deem proper.

Further subsections of DGCL Section 145 provide that:

 

  •  

to the extent a present or former director or officer of a corporation has been successful on the merits or otherwise in the defense of any action, suit or proceeding referred to in subsections (a) and (b) of Section 145 or in the defense of any claim, issue or matter therein, such person shall be indemnified against expenses, including attorneys’ fees, actually and reasonably incurred by such person in connection therewith;

 

  •  

the indemnification and advancement of expenses provided for pursuant to Section 145 shall not be deemed exclusive of any other rights to which those seeking indemnification or advancement of expenses may be entitled under any bylaw, agreement, vote of stockholders or disinterested directors or otherwise; and

 

  •  

the corporation shall have the power to purchase and maintain insurance of behalf of any person who is or was a director, officer, employee or agent of the corporation, or is or was serving at the request of the corporation as a director, officer, employee or agent of another corporation, partnership, joint venture, trust or other enterprise, against any liability asserted against such person and incurred by such person in any such capacity, or arising out of such person’s status as such, whether or not the corporation would have the power to indemnify such person against such liability under Section 145.

As used in this Item 20, the term “proceeding” means any threatened, pending, or completed action, suit, or proceeding, whether or not by or in the right of Registrant, and whether civil, criminal, administrative, investigative or otherwise.

 

II-1

Section 145 of the DGCL makes provision for the indemnification of officers and directors in terms sufficiently broad to indemnify officers and directors of each of the registrants incorporated in Delaware under certain circumstances from liabilities (including reimbursement for expenses incurred) arising under the Securities Act of 1933, as amended (the “Act”). Each of the registrants incorporated in Delaware may, in their discretion, similarly indemnify their employees and agents. The Bylaws of each of the registrants incorporated in Delaware provide, in effect, that, to the fullest extent and under the circumstances permitted by Section 145 of the DGCL, each of the registrants incorporated in Delaware will indemnify any and all of its officers, directors, employees and agents. In addition, the Certificate of Incorporation of each of the registrants incorporated in Delaware relieves its directors from monetary damages to it or its stockholders for breach of such director’s fiduciary duty as a director to the fullest extent permitted by the DGCL. Under Section 102(b)(7) of the DGCL, a corporation may relieve its directors from personal liability to such corporation or its stockholders for monetary damages for any breach of their fiduciary duty as directors except (i) for a breach of the duty of loyalty, (ii) for failure to act in good faith, (iii) for intentional misconduct or knowing violation of law, (iv) for willful or negligent violations of certain provisions in the DGCL imposing certain requirements with respect to stock repurchases, redemptions and dividends, or (v) for any transactions from which the director derived an improper personal benefit.

Momentive CI Holding Company (China) LLC, Borden Chemical Foundry, LLC and NL Coop Holdings LLC

Section 18-108 of the Delaware Limited Liability Company Act provides that, subject to such standards and restrictions, if any, as are set forth in its limited liability company agreement, a limited liability company may, and shall have the power to, indemnify and hold harmless any member or manager or other person from and against any and all claims whatsoever. The limited liability company agreements for Momentive CI Holding Company (China) LLC, Borden Chemical Foundry, LLC and NL Coop Holdings LLC provide that each company shall, to the full extent permitted by applicable law, indemnify and hold harmless each member and each officer against liabilities incurred by it in connection with any action, suit or proceeding to which it may be made a party or otherwise involved or with which such member or such officer shall be threatened by reason of its being a member or officer or while acting as a member or officer on behalf of the company or in its interest.

Momentive Specialty Chemicals Inc.

With respect to Momentive Specialty Chemicals Inc. (“MSC”), the New Jersey Business Corporation Act provides that a New Jersey corporation has the power to indemnify a director or officer against his or her expenses and liabilities in connection with any proceeding involving the director or officer by reason of his or her being or having been such a director or officer, other than a proceeding by or in the right of the corporation, if such a director or officer acted in good faith and in a manner he or she reasonably believed to be in or not opposed to the best interests of the corporation; and with respect to any criminal proceeding, such director or officer had no reasonable cause to believe his or her conduct was unlawful.

The indemnification and advancement of expenses shall not exclude any other rights, including the right to be indemnified against liabilities and expenses incurred in proceedings by or in the right of the corporation, to which a director or officer may be entitled under a certificate of incorporation, by-law, agreement, vote of shareholders, or otherwise; provided that no indemnification shall be made to or on behalf of a director or officer if a judgment or other final adjudication adverse to the director or officer establishes that his or her acts or omissions (a) were in breach of his or her duty of loyalty to the corporation or its shareholders, (b) were not in good faith or involved a knowing violation of law or (c) resulted in receipt by the director or officer of an improper personal benefit.

MSC’s Restated Certificate of Incorporation provides that every person who is or was a director or an officer of the corporation shall be indemnified by the corporation to the fullest extent allowed by law, including the indemnification permitted by New Jersey Business Corporation Act §14A:3-5(8), against all liabilities and expenses imposed upon or incurred by that person in connection with any proceeding in which that person may

 

II-2

be made, or threatened to be made, a party, or in which that person may become involved by reason of that person being or having been a director or an officer of or of serving or having served in any capacity with any other enterprise at the request of the corporation, whether or not that person is a director or an officer or continues to serve the other enterprise at the time the liabilities or expenses are imposed or incurred. During the pendency of any such proceeding, the corporation shall, to the fullest extent permitted by law, promptly advance expenses that are incurred, from time to time, by a director or an officer in connection with the proceeding, subject to the receipt by the corporation of an undertaking as required by law.

In addition, MSC has obtained liability insurance coverage for its directors and officers, which insures against liabilities that directors and officers may incur while acting in such capacities. These policies contain standard exclusions and endorsements.

Insurance

Each of the Registrants’ currently maintains an insurance policy which, within the limits and subject to the terms and conditions thereof, covers certain expenses and liabilities that may be incurred by directors and officers in connection with proceedings that may be brought against them as a result of an act or omission committed or suffered while acting as a director or officer of this Registrant.

 

ITEM 21. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES.

(a) The following exhibits are attached hereto:

 

          Incorporated by Reference

Exhibit

Number

   

Exhibit Description

    Form      File Number      Exhibit      Filing Date      Filed
Herewith
2.1†    Transaction Agreement dated as of April 22, 2005 among RPP Holdings, Resolution Specialty Materials Holdings LLC, BHI Acquisition Corp., BHI Merger Sub One, BHI Merger Sub Two Inc. and Borden Chemical Inc.      S-1/A         333-124287         2.1         7/15/2005      
2.2†    SOC Resins Master Sale Agreement dated July 10, 2000 among Shell Oil Company, Resin Acquisition, LLC and Shell Epoxy Resins Inc.      S-4         333-57170         2.1         3/16/2001      
2.3†    SPNV Resins Sale Agreement dated as of September 11, 2000 between Shell Petroleum N.V. and Shell Epoxy Resins Inc.      S-4         333-57170         2.2         3/16/2001      
2.4    Assignment and Assumption Agreement dated November 13, 2000 between Shell Epoxy Resins Inc. and Shell Epoxy Resins LLC      S-4         333-57170         2.3         3/16/2001      
2.5    Assignment and Assumption Agreement dated November 14, 2000 between Resin Acquisition, LLC and RPP Holdings LLC      S-4         333-57170         2.4         3/16/2001      
3.1    Certificate of Incorporation of Hexion U.S. Finance Corp.      S-4/A         333-122826         3.1         12/28/2005      

 

II-3

          Incorporated by Reference

Exhibit

Number

   

Exhibit Description

    Form      File Number      Exhibit      Filing Date      Filed
Herewith
3.2    Bylaws of Hexion U.S. Finance Corp      S-4/A         333-122826         3.2         12/28/2005      
3.3    Restated Certificate of Incorporation of Hexion Specialty Chemicals, Inc. dated as of July 18, 2006      S-4         333-135482         3.5         8/1/2006      
3.4    Agreement of Combination with Momentive Performance Material Holdings Inc. on September 11, 2010      8-K         001-00071         99.1         9/13/2010      
3.5    Certificate of Amendment to the Certificate of Incorporation, dated October 1, 2010 changing the name of the corporation to Momentive Specialty Chemicals Inc.      8-K         001-00071         3.1         10/1/2010      
3.6    Amended and Restated Bylaws of Momentive Specialty Chemicals Inc.      10-K         001-00071         3.5         04/01/2013      
3.7    Certificate of Incorporation of Borden Chemical Investments, Inc.      S-4/A         333-122826         3.9         12/28/2005      
3.9    Bylaws of Borden Chemical Investments, Inc.      S-4/A         333-122826         3.10         12/28/2005      
3.10    Certificate of Amendment of Certificate of Incorporation, dated November 16, 2010 changing the name of the corporation to Momentive Specialty Chemicals Investments Inc.      S-4         333-172943         3.11         3/18/2011      
3.11    Certificate of Conversion of Borden Chemical Foundry, LLC      S-4         333-142173         3.9         4/17/2007      
3.12    Certificate of Formation of Borden Chemical Foundry, LLC      S-4         333-142173         3.10         4/17/2007      
3.13    Limited Liability Company Agreement of Borden Chemical Foundry, LLC      S-4         333-142173         3.11         4/17/2007      
3.14    Certificate of Incorporation of HSC Capital Corporation      S-4/A         333-122826         3.13         12/28/2005      
3.15    Bylaws of HSC Capital Corporation      S-4/A         333-122826         3.14         12/28/2005      
3.16    Certificate of Incorporation of Lawter International Inc.      S-4/A         333-122826         3.15         12/28/2005      
3.17    Bylaws of Lawter International Inc.      S-4/A         333-122826         3.16         12/28/2005      
3.18    Certificate of Incorporation of Borden Chemical International, Inc.      S-4/A         333-122826         3.17         12/28/2005      
3.19    Bylaws of Momentive International, Inc. dated March 5, 2013      S-4         333-189575         3.19         6/25/2013      

 

II-4

          Incorporated by Reference

Exhibit

Number

   

Exhibit Description

    Form      File Number      Exhibit      Filing Date      Filed
Herewith
3.20    Certificate of Amendment of Certificate of Incorporation, dated February 2, 2011 changing the name of the corporation to Momentive International Inc.      S-4         333-172943         3.21         3/18/2011      
3.21    Certificate of Incorporation of Oilfield Technology Group, Inc.      S-4/A         333-122826         3.23         12/28/2005      
3.22    Bylaws of Oilfield Technology Group, Inc.      S-4/A         333-122826         3.24         12/28/2005      
3.23    Certificate of Formation of Hexion CI Holding Company (China) LLC      S-4/A         333-122826         3.25         12/28/2005      
3.24    Limited Liability Company Agreement of Hexion CI Holding Company (China) LLC      S-4/A         333-122826         3.26         12/28/2005      
3.25    Certificate of Amendment to Certificate of Formation, dated November 16, 2010 changing the name of the company to Momentive CI Holding Company (China) LLC      S-4         333-172943         3.26         3/18/2011      
3.26    Certificate of Formation of NL Coop Holdings LLC      S-4         333-172943         3.27         3/18/2011      
3.27    Limited Liability Company Agreement of NL Coop Holdings LLC      S-4         333-172943         3.28         3/18/2011      
4.1    Indenture, dated as of March 14, 2012, among Hexion U.S. Finance Corp., Momentive Specialty Chemicals Inc., the guarantors named therein and Wilmington Trust, National Association, as trustee, related to the $450,000,000 first-priority senior secured notes due 2020.      8-K         001-00071         4.1         3/20/2012      
4.2    First Supplemental Indenture, dated as of January 31, 2013, among Hexion U.S. Finance Corp., Momentive Specialty Chemicals Inc., the subsidiary guarantors party thereto and Wilmington Trust, National Association, as trustee.      8-K         001-00071         4.1         2/6/2013      
4.3    Form of Exchange Note (included as Exhibit A of Exhibit 4.1 of this Registration Statement)               
4.4    Form of Indenture between Borden, Inc. and The First National Bank of Chicago, as Trustee, dated as of January 15, 1983, as supplemented by the First Supplemental Indenture dated as of March 31, 1986, and the Second Supplemental Indenture, dated as of June 26, 1996, relating to the $200,000,000 8 3/8% Sinking Fund Debentures due 2016      S-3         33-4381        

 

 (4)(a)

and (b)

   

  

      

 

II-5

          Incorporated by Reference

Exhibit

Number

   

Exhibit Description

    Form      File Number      Exhibit      Filing Date      Filed
Herewith
4.5    Form of Indenture between Borden, Inc. and The Bank of New York, as Trustee, dated as of December 15, 1987, as supplemented by the First Supplemental Indenture dated as of December 15, 1987, the Second Supplemental Indenture dated as of February 1, 1993 and the Third Supplemental Indenture dated as of June 26, 1996.      S-3         33-45770        

 

 4(a)

thru 4(d)

   

  

      
4.6    Indenture dated as of November 3, 2006 among Hexion U.S. Finance Corp., Hexion Nova Scotia Finance, ULC, Hexion Specialty Chemicals, Inc., the guarantors named therein and Wilmington Trust Company, as trustee, related to the $200,000,000 second-priority senior secured floating rate notes due 2014 and the $625,000,000 9 3/4% second-priority senior secured notes due 2014.      10-Q         001-00071         4.3         11/14/2006      
4.7    Indenture, dated as of January 29, 2010, by and among Hexion Finance Escrow LLC, Hexion Escrow Corporation and Wilmington Trust FSB, as trustee.      8-K         001-00071         4.1         2/4/2010      
4.8    Supplemental Indenture, dated as of January 29, 2010, by and among Hexion U.S. Finance Corp., Hexion Nova Scotia Finance, ULC, the guarantors party thereto and Wilmington Trust FSB, as trustee.      8-K         001-00071         4.2         2/4/2010      
4.9    Supplemental Indenture, dated as of June 4, 2010, by and among NL COOP Holdings LLC, Hexion U.S. Finance Corp., Hexion Nova Scotia Finance, ULC, the guarantors party thereto and Wilmington Trust Company, as trustee.      8-K         001-00071         4.1         6/9/2010      
4.10    Supplemental Indenture, dated as of June 4, 2010, by and among NL COOP Holdings LLC, Hexion U.S. Finance Corp., Hexion Nova Scotia Finance, ULC, the guarantors party thereto and Wilmington Trust FSB, as trustee.      8-K         001-00071         4.2         6/9/2010      
4.11    Indenture, dated as of November 5, 2010, among Hexion U.S. Finance Corp., Hexion Nova Scotia Finance, ULC, the Company, the guarantors named therein and Wilmington Trust Company, as trustee, related to the $574,016,000 9.0% second-priority senior secured floating rate notes due 2020.      8-K         001-00071         4.1         11/12/2010      

 

II-6

          Incorporated by Reference  

Exhibit

Number

   

Exhibit Description

    Form      File Number      Exhibit      Filing Date      Filed
Herewith		  
4.12    Second Supplemental indenture, dated as of January 14, 2013, among Hexion U.S. Finance Corp., Hexion Nova Scotia Finance, ULC, Momentive Specialty Chemicals Inc., the subsidiary guarantors party thereto and Wilmington Trust, National Association, as trustee, related to the additional $200,000,000 8.875% senior secured notes due 2018.      8-K         001-00071         4.1         1/18/2013      
4.13    Second Supplemental Indenture, dated as of March 28, 2013, by and among Hexion U.S. Finance Corp., the guarantors party thereto and Wilmington Trust, National Association, as trustee.      8-K         001-00071         4.1         4/3/2013      
5.1    Opinion of Paul, Weiss, Rifkind, Wharton & Garrison LLP      S-4         333-189575         5.1         6/25/2013      
5.2    Opinion of Connell Foley LLP                  X   
8.1    Opinion of Paul, Weiss, Rifkind, Wharton & Garrison LLP      S-4         333-189575         8.1         6/25/2013      
10.1‡    BHI Acquisition Corp. 2004 Deferred Compensation Plan      10-Q         001-00071         10(iv)         11/15/2004      
10.2‡    BHI Acquisition Corp. 2004 Stock Incentive Plan      10-Q         001-00071         10(v)         11/15/2004      
10.3‡    Resolution Performance Products Inc. 2000 Stock Option Plan      S-4         333-57170         10.26         3/16/2001      
10.4‡    Resolution Performance Products Inc. 2000 Non-Employee Directors Stock Option Plan      S-4         333-57170         10.27         3/16/2001      
10.5‡    Amended and Restated Resolution Performance Products, Inc. Restricted Unit Plan, as amended and restated May 31, 2005      S-1/A         333-124287         10.34         9/19/2005      
10.6‡    Form of Non-Qualified Stock Option Agreement between BHI Acquisition Corp. and certain optionees      S-4         333-122826         10.12         2/14/2005      
10.7‡    Resolution Specialty Materials Inc. 2004 Stock Option Plan      S-1/A         333-124287         10.52         7/15/2005      
10.8‡    Form of Nonqualified Stock Option Agreement for Resolution Specialty Materials Inc. 2004 Stock Option Plan      S-1/A         333-124287         10.53         7/15/2005      
10.9‡    Form of Nonqualified Stock Option Agreement for Resolution Performance Products Inc. 2000 Stock Option Plan      S-1/A         333-124287         10.54         7/15/2005      

 

II-7

          Incorporated by Reference

Exhibit

Number

   

Exhibit Description

    Form      File Number      Exhibit      Filing Date      Filed
Herewith
10.10‡    Form of Nonqualified Stock Option Agreement for Resolution Performance Products Inc. 2000 Non-Employee Director Stock Option Plan      S-1/A         333-124287         10.55         7/15/2005      
10.11‡    Hexion LLC 2007 Long-Term Incentive Plan dated April 30, 2007      10-Q         001-00071         10.1         8/14/2007      
10.12    Amended and Restated Investor Rights Agreement dated as of May 31, 2005 between Hexion LLC, Hexion Specialty Chemicals, Inc. and the holders that are party thereto      S-1/A         333-124287         10.63         7/15/2005      
10.13    Registration Rights Agreement dated as of May 31, 2005 between Hexion Specialty Chemicals, Inc. and Hexion LLC      S-1/A         333-124287         10.64         7/15/2005      
10.14‡    Amended and Restated Executives’ Supplemental Pension Plan for Hexion Specialty Chemicals, Inc., dated as of September 7, 2005      8-K         001-00071         10         9/12/2005      
10.15    Borden, Inc. Advisory Directors Plan dated 7/1/89      10-K         001-00071         10(viii)         7/1/1989      
10.16‡    Hexion Specialty Chemicals, Inc. 2009 Leadership Long-Term Cash Incentive Plan      10-K         001-00071         10.21         3/11/2009      
10.17‡    Hexion Specialty Chemicals, Inc. 2009 Incentive Compensation Plan      10-K         001-00071         10.25         3/11/2009      
10.18‡    Hexion Specialty Chemicals, Inc. 2010 Incentive Compensation Plan      10-K         001-00071         10.2         3/9/2010      
10.19‡    Amended and Restated Employment Agreement dated as of August 12, 2004 between Hexion Specialty Chemicals, Inc. and Craig O. Morrison      10-Q         001-00071         10(i)         11/15/2004      
10.20‡    Amended and Restated Employment Agreement dated as of August 12, 2004 between Hexion Specialty Chemicals, Inc. and Joseph P. Bevilaqua      10-Q         001-00071         10(ii)         11/15/2004      
10.21‡    Summary of Terms of Employment between Hexion Specialty Chemicals, Inc. and Joseph P. Bevilaqua dated August 10, 2008      10-K         001-00071         10.23         3/9/2010      
10.22‡    International assignment agreement dated as of November 13, 2008 between Hexion Specialty Chemicals, Inc. and Joseph P. Bevilaqua      10-K         001-00071         10.28         3/11/2009      

 

II-8

          Incorporated by Reference

Exhibit

Number

   

Exhibit Description

    Form      File Number      Exhibit      Filing Date      Filed
Herewith
10.23‡    Amended and Restated Employment Agreement dated as of August 12, 2004 between Hexion Specialty Chemicals, Inc. and William H. Carter      10-Q         001-00071         10(iii)         11/15/2004      
10.24‡    Summary of Terms of Employment between Hexion Specialty Chemicals, Inc. and Judith A. Sonnett dated September 21, 2007      10-K         001-00071         10.29         3/9/2010      
10.25‡    Addition of Terms of Employment between Hexion Specialty Chemicals, Inc. and Dale N. Plante, Supplement to August 2008 Promotional Employment Offer dated as of July 16, 2009      10-K         001-00071         10.27         2/28/2011      
10.26‡    Momentive Specialty Chemicals Inc. Supplemental Executive Retirement Plan, dated as of December 31, 2011      8-K         001-00071         99.1         1/6/2012      
10.27    Master Asset Conveyance and Facility Support Agreement, dated as of December 20, 2002, between Borden Chemical and Borden Chemicals and Plastics Operating Limited Partnership      10-K         001-00071         (10)(xxvi)         3/28/2003      
10.28    Environmental Servitude Agreement, dated as of December 20, 2002, between Borden Chemical and Borden Chemicals and Plastics Operating Limited Partnership      10-K         001-00071         (10)(xxvii)         3/28/2003      
10.29    Intellectual Property Transfer and License Agreement and Contribution Agreement dated as of November 14, 2000 between Shell Oil Company and Shell Epoxy Resins LLC      S-4         333-57170         10.13         3/16/2001      
10.30    Intellectual Property Transfer and License Agreement and Contribution Agreement dated as of November 14, 2000 between Shell Internationale Research Maatschappij B.V. and Shell Epoxy Resins Research B.V      S-4         333-57170         10.14         3/16/2001      
10.31    First Amended and Restated Deer Park Site Services, Utilities, Materials and Facilities Agreement dated November 1, 2000 between Shell Chemical Company, for itself and as agent for Shell Oil Company, and Shell Epoxy Resins LLC      S-4         333-57170         10.19         3/16/2001      

 

II-9

          Incorporated by Reference

Exhibit

Number

   

Exhibit Description

    Form      File Number      Exhibit      Filing Date      Filed
Herewith
10.32    First Amended and Restated Pernis Site Services, Utilities, Materials and Facilities Agreement dated November 1, 2000 between Resolution Europe B.V. (f/k/a Resolution Nederland B.V., f/k/a Shell Epoxy Resins Nederland B.V.) and Shell Nederland Raffinaderij B.V.      S-4         333-57170         10.21         3/16/2001      
10.33    First Amended and Restated Pernis Site Services, Utilities, Materials and Facilities Agreement dated November 1, 2000 between Resolution Europe B.V. (f/k/a Resolution Nederland B.V., f/k/a Shell Epoxy Resins Nederland B.V.) and Shell Nederland Chemie B.V.      S-4         333-57170         10.22         3/16/2001      
10.34†    Second Amended and Restated Norco Site Services, Utilities, Materials and Facilities Agreement dated November 1, 2004 between Shell Chemical L.P. and Resolution Performance Products LLC.      10-K         001-00071         10.45         3/22/2007      
10.35    Deer Park Ground Lease and Grant of Easements dated as of November 1, 2000 between Shell Oil Company and Shell Epoxy Resins LLC      S-4         333-57170         10.23         3/16/2001      
10.36    Norco Ground Lease and Grant of Servitudes dated as of November 1, 2000 between Shell Oil Company and Shell Epoxy Resins LLC      S-4         333-57170         10.24         3/16/2001      
10.37    Amended and Restated Agreement of Sub-Lease (Pernis) dated as of November 1, 2000 between Resolution Europe B.V. (f/k/a Resolution Nederland B.V., f/k/a Shell Epoxy Resins Nederland B.V.) and Shell Nederland Raffinaderij B.V.      S-4         333-57170         10.25         3/16/2001      
10.38    Amended and Restated Management Consulting Agreement dated as of May 31, 2005 between Borden Chemical, Inc. and Apollo Management V, L.P.      S-1/A         333-124287         10.66         7/15/2005      
10.39    Intercreditor Agreement dated as of November 3, 2006 among Hexion Specialty Chemicals, Inc., Hexion LLC, the subsidiary parties thereto, Wilmington Trust Company as trustee and JPMorgan Chase Bank, N.A. as intercreditor agent      10-Q         001-00071         10.1         11/14/2006      
10.40    Registration Rights Agreement dated as of November 3, 2006 among Hexion U.S. Finance Corp., Hexion Nova Scotia Finance ULC, Hexion Specialty Chemicals, Inc. and subsidiary parties thereto and Credit Suisse Securities (USA) LLC and JPMorgan Securities, Inc. as initial purchasers.      10-Q         001-00071         10.2         11/14/2006      

 

II-10

          Incorporated by Reference

Exhibit

Number

   

Exhibit Description

    Form      File Number      Exhibit      Filing Date      Filed
Herewith
10.41    Collateral Agreement dated as of November 3, 2006 among Hexion Specialty Chemicals, Inc. and subsidiary parties thereto, and Wilmington Trust Company, as Collateral Agent.      10-K         001-00071         10.57         3/11/2009      
10.42    Second Amended and Restated Collateral Agreement dated as of November 3, 2006 among Hexion LLC, Hexion Specialty Chemicals, Inc. and subsidiary parties thereto and JPMorgan Chase Bank, N.A., as Administrative Agent.      10-K         001-00071         10.58         3/11/2009      
10.43    Second Amended and Restated Credit Agreement with exhibits and schedules dated as of November 3, 2006 among Hexion LLC, Hexion Specialty Chemicals, Inc., Hexion Specialty Chemicals Canada, Inc., Hexion Specialty Chemicals B.V., Hexion Specialty Chemicals UK Limited, Borden Chemical UK Limited, the lenders party thereto and JP Morgan Chase Bank, N.A., as Administrative Agent, Credit Suisse, as Syndication Agent and J.P. Morgan Securities Inc. and Credit Suisse Securities (USA) LLC, as Joint Lead Arrangers and Joint Bookrunners.      10-Q         001-00071         10.1         8/13/2009      
10.44    Incremental Facility Amendment and Amendment No. 1 with exhibits and schedules to the Second Amended and Restated Credit Agreement dated as of June 15, 2007 among Hexion LLC, Hexion Specialty Chemicals, Inc., Hexion Specialty Chemicals Canada, Inc., Hexion Specialty Chemicals B.V., Hexion Specialty Chemicals UK Limited, Borden Chemical UK Limited, the lenders party thereto and JP Morgan Chase Bank, N.A., as Administrative Agent      10-Q         001-00071         10.2         8/13/2009      
10.45    Second Incremental Facility Amendment with exhibits and schedules to the Second Amended and Restated Credit Agreement dated as of August 7, 2007 among Hexion LLC, Hexion Specialty Chemicals, Inc., Hexion Specialty Chemicals Canada, Inc., Hexion Specialty Chemicals B.V., Hexion Specialty Chemicals UK Limited, Borden Chemical UK Limited, the lenders party thereto and JP Morgan Chase Bank, N.A., as Administrative Agent      10-Q         001-00071         10.3         8/13/2009      

 

II-11

          Incorporated by Reference

Exhibit

Number

   

Exhibit Description

    Form      File Number      Exhibit      Filing Date      Filed
Herewith
10.46    Settlement Agreement and Release, dated December 14, 2008, among Huntsman Corporation, Jon M. Huntsman, Peter R. Huntsman, Hexion Specialty Chemicals, Inc., Hexion LLC, Nimbus Merger Sub, Inc., Craig O. Morrison, Leon Black, Joshua J. Harris and Apollo Global Management, LLC and certain of its affiliates      8-K         001-00071         10.1         12/15/2008      
10.47    Commitment Letter dated as of March 3, 2009 among the Hexion Specialty Chemicals, Inc., Hexion LLC, Euro VI (BC) S.a.r.l., Euro V (BC) S.a.r.l. and AAA Co-Invest VI (EHS-BC) S.a.r.l.      8-K         001-00071         10.1         3/3/2009      
10.48    Credit Agreement with exhibits and schedules dated as of March 3, 2009 among Hexion Specialty Chemicals, Inc., Borden Luxembourg S.a.r.l., Euro V (BC) S.a.r.l., Euro VI (BC) S.a.r.l. and AAA Co-Invest VI (EHS-BC) S.a.r.l.      10-Q         001-00071         10.4         8/13/2009      
10.49    Indemnification Agreement dated as of March 3, 2009 among Apollo Management, L.P. and subsidiary parties thereto, Hexion LLC, Hexion Specialty Chemicals, Inc. and Nimbus Merger Sub Inc.      8-K         001-00071         10.3         3/3/2009      
10.50    Amendment Agreement to Credit Agreement, dated as of January 25, 2010, among Hexion LLC, Hexion Specialty Chemicals, Inc., Hexion Specialty Chemicals Canada, Inc., Hexion Specialty Chemicals B.V., Hexion Specialty Chemicals UK Limited, Borden Chemical UK Limited, the Subsidiary Loan Parties party thereto, the lenders party thereto and JPMorgan Chase Bank, N.A. as administrative agent.      8-K/A         001-00071         10.1         2/4/2010      
10.51    Registration Rights Agreement, dated as of January 29, 2010, by and among Hexion U.S. Finance Corp., Hexion Nova Scotia Finance, ULC, the guarantors party thereto and Credit Suisse Securities (USA) LLC, as representative of the initial purchasers.      8-K         001-00071         4.3         2/4/2010      
10.52    Third Amended and Restated Credit Agreement, dated as of January 29, 2010, among Hexion LLC, Hexion Specialty Chemicals, Inc., each subsidiary of Hexion Specialty Chemicals, Inc. from time to time party thereto, the lenders from time to time party thereto and JPMorgan Chase Bank, N.A., as administrative agent.      8-K/A         001-00071         10.1         2/4/2010      

 

II-12

          Incorporated by Reference

Exhibit

Number

   

Exhibit Description

    Form      File Number      Exhibit      Filing Date      Filed
Herewith
10.53    Intercreditor Agreement, dated as of January 29, 2010, by and among JPMorgan Chase Bank, as intercreditor agent, Wilmington Trust FSB, as trustee and collateral agent, Hexion LLC, Hexion Specialty Chemicals, Inc. and certain subsidiaries.      8-K/A         001-00071         10.1         2/4/2010      
10.54    Joinder and Supplement to Intercreditor Agreement dated January 29, 2010, by and among Wilmington Trust FSB, as trustee under the Indenture, JPMorgan Chase Bank, as intercreditor agent, Wilmington Trust Company, as trustee and collateral agent and as second-priority agent, Hexion LLC, Hexion Specialty Chemicals, Inc. and each subsidiary of Hexion Specialty Chemicals, Inc. from time to time party thereto.      8-K         001-00071         10.3         2/4/2010      
10.55    Notes Collateral Agreement dated and effective as of January 29, 2010, among Hexion Specialty Chemicals, Inc., each Subsidiary Party thereto and Wilmington Trust FSB, as collateral agent.      8-K         001-00071         10.4         2/4/2010      
10.56    SUPPLEMENT dated as of June 4, 2010, to the U.S. Guarantee Agreement dated as of May 31, 2005, among HEXION LLC, a Delaware limited liability company, HEXION SPECIALTY CHEMICALS, INC., a New Jersey corporation, each Domestic Subsidiary Loan Party party thereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent (in such capacity, the “Administrative Agent”) for the Lenders (as defined therein).      8-K         001-00071         10.1         6/9/2010      
10.57    SUPPLEMENT dated as of June 4, 2010, to the Foreign Guarantee Agreement dated as of May 31, 2005, among HEXION LLC, a Delaware limited liability company, HEXION SPECIALTY CHEMICALS, INC., a New Jersey corporation, each Foreign Subsidiary Loan Party party thereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent (in such capacity, the “Administrative Agent”) for the Lenders (as defined therein).      8-K         001-00071         10.2         6/9/2010      
10.58    SUPPLEMENT dated as of June 4, 2010, to the Third Amended and Restated Collateral Agreement dated as of January 29, 2010, among HEXION LLC, a Delaware limited liability company, HEXION SPECIALTY CHEMICALS, INC., a New Jersey corporation, each Subsidiary Party party thereto and JPMORGAN CHASE BANK, N.A., as Applicable First Lien Representative (in such capacity, the “Applicable First Lien Representative”) for the Secured Parties (as defined therein).      8-K         001-00071         10.3         6/9/2010      

 

II-13

          Incorporated by Reference

Exhibit

Number

   

Exhibit Description

    Form      File Number      Exhibit      Filing Date      Filed
Herewith
10.59    SUPPLEMENT dated as of June 4, 2010, to the Collateral Agreement dated as of January 29, 2010, among HEXION SPECIALTY CHEMICALS, INC., a New Jersey corporation, each Subsidiary Party party thereto and WILMINGTON TRUST FSB, as Collateral Agent (in such capacity, the “Collateral Agent”) for the Secured Parties (as defined therein).      8-K         001-00071         10.4         6/9/2010      
10.60    SUPPLEMENT dated as of June 4, 2010, to the Collateral Agreement dated as of November 3, 2006, among HEXION SPECIALTY CHEMICALS, INC., a New Jersey corporation, each Subsidiary Party party thereto and WILMINGTON TRUST COMPANY, as Collateral Agent (in such capacity, the “Collateral Agent”) for the Secured Parties (as defined therein).      8-K         001-00071         10.5         6/9/2010      
10.61    Registration Rights Agreement dated as of November 5, 2010 among Hexion U.S. Finance Corp., Hexion Nova Scotia Finance ULC, the Company and subsidiary parties thereto and Credit Suisse Securities (USA) LLC, Citigroup Global Markets Inc., UBS Securities LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., BMO Capital Markets Corp and JPMorgan Securities LLC, as initial purchasers.      8-K         001-00071         4.2         11/12/2010      
10.62    Registration Rights Agreement, dated November 5, 2010, among Hexion U.S. Finance Corp., Hexion Nova Scotia Finance, ULC, the Guarantors, including the Company, and Euro VI (BC) S.a r.l.      8-K         001-00071         4.3         11/12/2010      
10.63    Third Joinder and Supplement to Intercreditor Agreement, dated as of November 5, 2010, by and among JPMorgan Chase Bank, as intercreditor agent, Wilmington Trust Company, as trustee and collateral agent, Hexion LLC, the Company and certain of its subsidiaries.      8-K         001-00071         10.1         11/12/2010      
10.64    Joinder and Supplement to Collateral Agreement dated November 5, 2010 among the Company and subsidiary parties thereto, and Wilmington Trust Company, as trustee and collateral agent.      8-K         001-00071         10.2         11/12/2010      

 

II-14

          Incorporated by Reference

Exhibit

Number

   

Exhibit Description

    Form      File Number      Exhibit      Filing Date      Filed
Herewith
10.65    Supplement, dated as of December 15, 2010 to the Foreign Guarantee Agreement, dated as of May 31, 2005 among Momentive Specialty Chemicals Holdings LLC, Momentive Specialty Chemicals Inc., each Foreign Subsidiary Loan Party party thereto and JP Morgan Chase Bank, as administrative agent for the Lenders.      8-K         001-00071         10.1         12/15/2010      
10.66    Shared Services agreement, dated as of October 1, 2010, by and among Hexion Specialty Chemicals, Inc. and Momentive Performance Materials Inc., and the other Persons party thereto      10-K         001-00071         10.68         2/28/2011      
10.67    Purchase and Sale Agreement, dated November 30, 2010, by and between Momentive Specialty Chemicals Inc. and Harima Chemicals, Inc.      8-K         001-00071         2.01         2/4/2011      
10.68‡    Momentive Performance Materials Holdings LLC 2011 Equity Incentive Plan      S-4         333-172943         10.69         3/18/2011      
10.69‡    Form of Restricted Deferred Unit Award Agreement of Momentive Performance Materials Holdings LLC      S-4         333-172943         10.7         3/18/2011      
10.70‡    Form of Unit Option Agreement of Momentive Performance Materials Holdings LLC      S-4         333-172943         10.71         3/18/2011      
10.71‡    Form of Director Unit Option Agreement of Momentive Performance Materials Holdings LLC      S-4         333-172943         10.72         3/18/2011      
10.72‡    Management Investor Rights Agreement, dated as of February 23, 2011 by and among Momentive Performance Materials Holdings LLC and the Holders      S-4         333-172943         10.73         3/18/2011      
10.73    Amended and Restated Shared Services Agreement dated March 17, 2011 by and among Momentive Performance Materials Inc., its subsidiaries, and Momentive Specialty Chemicals Inc.      8-K         001-00071         10.1         3/17/2011      
10.74    Master Confidentiality and Joint Development Agreement entered into on March 17, 2011 by and between Momentive Performance Materials Inc. and Momentive Specialty Chemicals Inc.      8-K         001-00071         10.2         3/17/2011      
10.75‡    Momentive Performance Materials Holdings LLC 2011 Incentive Compensation Plan      10-Q         001-00071         10.1         5/13/2011      

 

II-15

          Incorporated by Reference

Exhibit

Number

   

Exhibit Description

    Form      File Number      Exhibit      Filing Date      Filed
Herewith
10.76    Amendment Two to Second Amended and Restated Norco Site Services, Utilities, Materials and Facilities Agreement dated January 1, 2011 between Shell Chemical L.P. and Momentive Specialty Chemicals Inc.      10-Q         001-00071         10.2         5/13/2011      
10.77    Third Incremental Facility Amendment, dated as of May 18, 2011, by and among Momentive Specialty Chemicals Inc., the other borrowers named therein, the lenders party thereto and JPMorgan Chase Bank, N.A., as administrative agent.      8-K         001-00071         10.1         5/23/2011      
10.78    Registration Rights Agreement, dated as March 14, 2012, by and among Hexion U.S. Finance Corp., Momentive Specialty Chemicals Inc., the other guarantors party thereto and J.P. Morgan Securities LLC, as representative of the initial purchasers.      8-K         001-00071         4.2         3/20/2012      
10.79    Incremental Assumption Agreement, dated as of March 14, 2012, among Momentive Specialty Chemicals Holdings LLC, Momentive Specialty Chemicals Inc., Momentive Specialty Chemicals Canada Inc., Momentive Specialty Chemicals B.V., Borden Chemical UK Limited, the lenders party thereto and JPMorgan Chase Bank, N.A. as administrative agent.      8-K         001-00071         10.1         3/20/2012      
10.80    First Lien Intercreditor Agreement, dated as of March 14, 2012, among JPMorgan Chase Bank N.A., as collateral agent and administrative agent, Wilmington Trust, National Association, as initial other authorized representative, and each additional authorized representative from time to time party thereto.      8-K         001-00071         10.2         3/20/2012      
10.81    Joinder and Supplement to Intercreditor Agreement dated, January 29, 2010, by and among Wilmington Trust, National Association, as trustee, JPMorgan Chase Bank N.A., as intercreditor agent, Wilmington Trust, National Association, as trustee and collateral agent and as second-priority agent, Momentive Specialty Chemicals Holdings LLC, Momentive Specialty Chemicals Inc. and each subsidiary of Momentive Specialty Chemicals Inc. party thereto.      8-K         001-00071         10.4         3/20/2012      

 

II-16

          Incorporated by Reference

Exhibit

Number

   

Exhibit Description

    Form      File Number      Exhibit      Filing Date      Filed
Herewith
10.82    Fourth Joinder and Supplement to Intercreditor Agreement, dated as of March 14, 2013, by and among Wilmington Trust, National Association, as trustee, JPMorgan Chase Bank N.A., as intercreditor agent, Wilmington Trust Company, as trustee and collateral agent and as second-priority agent, Momentive Specialty Chemicals Holdings LLC, Momentive Specialty Chemicals Inc. and each subsidiary of Momentive Specialty Chemicals Inc. party thereto.      8-K         001-00071         10.5         3/20/2012      
10.83‡    Momentive Performance Materials Holdings LLC 2012 Incentive Compensation Plan      10-Q         001-00071         10.1         5/8/2012      
10.84‡    First Amended Resolution Specialty Materials Inc. 2004 Stock Option Plan      10-Q         001-00071         10.1         11/13/2012      
10.85‡    First Amended Hexion LLC 2007 Long-Term Incentive Plan      10-Q         001-00071         10.2         11/13/2012      
10.86    Registration Rights Agreement, dated as January 14, 2013, by and among Hexion U.S. Finance Corp., Hexion Nova Scotia Finance, ULC, Momentive Specialty Chemicals Inc., the other guarantors party thereto and Credit Suisse Securities (USA) LLC      8-K         001-00071         4.2         1/18/2013      
10.87    Amendment to Third Amended and Restated Credit Agreement, dated as of January 14, 2013, among Momentive Specialty Chemicals Holdings LLC, Momentive Specialty Chemicals Inc., Momentive Specialty Chemicals Canada Inc., Momentive Specialty Chemicals B.V., Momentive Specialty Chemicals UK Limited, Borden Chemical UK Limited, the lenders party thereto from time to time, JPMorgan Chase Bank N.A., as administrative agent for the lenders and the other parties named therein.      8-K         001-00071         10.1         1/18/2013      
10.88    Fifth Joinder and Supplement to Intercreditor Agreement, dated January 14, 2013, by and among Wilmington Trust, National Association, as trustee, JPMorgan Chase Bank N.A., as intercreditor agent, Wilmington Trust, National Association, as trustee and collateral agent and as second-priority agent, Momentive Specialty Chemicals Holdings LLC, Momentive Specialty Chemicals Inc. and each subsidiary of Momentive Specialty Chemicals Inc. party thereto.      8-K         001-00071         10.2         1/18/2013      

 

II-17

          Incorporated by Reference

Exhibit

Number

   

Exhibit Description

    Form      File Number      Exhibit      Filing Date      Filed
Herewith
10.89    Asset-Based Revolving Credit Agreement, dated as of March 28, 2013, by and among Momentive Specialty Chemicals Holdings LLC, Momentive Specialty Chemicals Inc., as U.S. borrower, Momentive Specialty Chemicals Canada Inc., as Canadian borrower, Momentive Specialty Chemicals B.V., as Dutch borrower, Momentive Specialty Chemicals UK Limited and Borden Chemical UK Limited, as U.K. borrowers, the lenders party thereto and JPMorgan Chase Bank, N.A., as administrative agent, collateral agent, swingline lender and initial issuing bank.      8-K         001-00071         10.1         4/3/2013      
10.90    ABL Intercreditor Agreement, dated as of March 28, 2013, by and among JPMorgan Chase Bank, N.A., as the ABL facility collateral agent, Wilmington Trust, National Association, as applicable first-lien agent and first-lien collateral agent, Momentive Specialty Chemicals Inc. and subsidiaries of Momentive Specialty Chemicals Inc. party thereto.      8-K         001-00071         10.2         4/3/2013      
10.91    Collateral Agreement, dated as of March 28, 2013, by and among Momentive Specialty Chemicals Inc., subsidiaries of Momentive Specialty Chemicals Inc. party thereto and JPMorgan Chase Bank, N.A. as collateral agent.      8-K         001-00071         10.3         4/3/2013      
10.92    Collateral Agreement, dated as of March 28, 2013, by and among Momentive Specialty Chemicals Inc., subsidiaries of Momentive Specialty Chemicals Inc. party thereto and Wilmington Trust, National Association, as collateral agent.      8-K         001-00071         10.4         4/3/2013      
10.93    Third Joinder and Supplement to 1.5 Lien Intercreditor Agreement, dated as of March 28, 2013, by and among JPMorgan Chase Bank, N.A., as ABL credit agreement agent, former intercreditor agent and new intercreditor agent, Wilmington Trust, National Association, as 1.5 lien trustee, Wilmington Trust, National Association, as first lien trustee, Momentive Specialty Chemicals Holdings LLC, Momentive Specialty Chemicals Inc. and subsidiaries of Momentive Specialty Chemicals Inc. party thereto.      8-K         001-00071         10.5         4/3/2013      

 

II-18

          Incorporated by Reference  

Exhibit

Number

   

Exhibit Description

    Form      File Number      Exhibit      Filing Date      Filed
Herewith		  
10.94    Joinder and Supplement to Second Lien Intercreditor Agreement, dated as of March 28, 2013, among JPMorgan Chase Bank, N.A., as ABL credit agreement agent, former intercreditor agent and new intercreditor agent, Wilmington Trust Company, as second-lien trustee, Wilmington Trust, National Association, as 1.5 lien trustee, Wilmington Trust, National Association, as first lien trustee, Momentive Specialty Chemicals Holdings LLC, Momentive Specialty Chemicals Inc. and subsidiaries of Momentive Specialty Chemicals Inc. party thereto.      8-K         001-00071         10.6         4/3/2013      
10.95    Amendment No. 1 to the Momentive Performance Materials Holdings LLC 2011 Equity Incentive Plan      8-K         001-00071         10.1         3/6/2013      
10.96    Form of Restricted Deferred Unit Agreement of Momentive Performance Materials Holdings LLC      8-K         001-00071         10.2         3/6/2013      
10.97    Form of Unit Option Agreement of Momentive Performance Materials Holdings LLC      8-K         001-00071         10.3         3/6/2013      
10.98‡    Momentive Performance Materials Holdings LLC 2013 Incentive Compensation Plan      10-K         001-00071         10.91         4/1/2013      
10.99‡    Momentive Performance Materials Holdings LLC 2012 Long-Term Cash Incentive Plan      10-K         001-00071         10.92         4/1/2013      
10.100‡    Special recognition bonus letter to Dale Plante dated November 15, 2011      10-K         001-00071         10.94         4/1/2013      
12.1    Statement regarding Computation of Ratios      S-4         333-189575         12.1         6/25/2013      
18.1    Letter from PricewaterhouseCoopers, dated February 28, 2011 regarding preferability of a change in accounting principle      10-K         001-00071         18.1         2/28/2011      
21.1    List of Subsidiaries of Momentive Specialty Chemicals Inc.      10-K         001-00071         21.1         4/1/2013      
23.1    Consent of PricewaterhouseCoopers LLP, an independent registered public accounting firm                  X   
23.2    Consent of Paul, Weiss, Rifkind, Wharton and Garrison LLP (included in Exhibits 5.1 and 8.1 to this Registration Statement)      S-4         333-189575         5.1/8.1         6/25/2013      
23.3    Consent of Connell Foley LLP (included in Exhibit 5.2 to this Registration Statement)                  X   
24.1    Powers of Attorney of the Directors and Officers of the Registrants (included in signature pages)      S-4         333-189575         24.1         6/25/2013      

 

II-19

          Incorporated by Reference

Exhibit

Number

   

Exhibit Description

    Form      File Number      Exhibit      Filing Date      Filed
Herewith
25.1    Form T-1 (Wilmington Trust, National Association)      S-4         333-189575         25.1         6/25/2013      
99.1    Form of Letter of Transmittal      S-4         333-189575         99.1         6/25/2013      
99.2    Form of Notice of Guaranteed Delivery      S-4         333-189575         99.2         6/25/2013      
99.3    Form of Letter to Brokers      S-4         333-189575         99.3         6/25/2013      
99.4    Form of Letter to Clients      S-4         333-189575         99.4         6/25/2013      
101.INS*    XBRL Instance Document      S-4         333-189575         101.INS         6/25/2013      
101.SCH*    XBRL Schema Document      S-4         333-189575         101.SCH         6/25/2013      
101.CAL*    XBRL Calculation Linkbase Document      S-4         333-189575         101.CAL         6/25/2013      
101.LAB*    XBRL Label Linkbase Document      S-4         333-189575         101.LAB         6/25/2013      
101.PRE*    XBRL Presentation Linkbase Document      S-4         333-189575         101.PRE         6/25/2013      
101.DEF*    XBRL Definition Linkbase Document      S-4         333-189575         101.DEF         6/25/2013      

 

* Attached as Exhibit 101 to this report are documents formatted in XBRL (Extensible Business Reporting Language). Users of this data are advised pursuant to Rule 406T of Regulation S-T that the interactive data file is deemed not filed or part of a registration statement or prospectus for purposes of section 11 or 12 of the Securities Act of 1933, is deemed not filed for purposes of section 18 of the Securities Exchange Act of 1934, and otherwise not subject to liability under these sections. The financial information contained in the XBRL-related documents is “unaudited” or “unreviewed.”

 

II-20

ITEM 22. UNDERTAKINGS.

(a) The undersigned registrants hereby undertake:

1. To file, during any period in which offers or sales are being made, a post-effective amendment to this registration statement:

i. To include any prospectus required by Section 10(a)(3) of the Securities Act of 1933;

ii. To reflect in the prospectus any facts or events arising after the effective date of the registration statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate, represent a fundamental change in the information set forth in the registration statement. Notwithstanding the foregoing, any increase or decrease in volume of securities offered (if the total dollar value of securities offered would not exceed that which was registered) and any deviation from the low or high end of the estimated maximum offering range may be reflected in the form of prospectus filed with the Commission pursuant to Rule 424(b) if, in the aggregate, the changes in volume and price represent no more than 20% change in the maximum aggregate offering price set forth in the “Calculation of Registration Fee” table in the effective registration statement; and

iii. To include any material information with respect to the plan of distribution not previously disclosed in the registration statement or any material change to such information in the registration statement.

2. That, for the purpose of determining any liability under the Securities Act of 1933, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof.

3. To remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering.

4. That, for the purpose of determining liability under the Securities Act of 1933 to any purchaser, each prospectus filed pursuant to Rule 424(b) as part of a registration statement relating to an offering, other than registration statements relying on Rule 430B or other than prospectuses filed in reliance on Rule 430A, shall be deemed to be part of and included in the registration statement as of the date it is first used after effectiveness. Provided, however, that no statement made in a registration statement or prospectus that is part of the registration statement or made in a document incorporated or deemed incorporated by reference into the registration statement or prospectus that is part of the registration statement will, as to a purchaser with a time of contract of sale prior to such first use, supersede or modify any statement that was made in the registration statement or prospectus that was part of the registration statement or made in any such document immediately prior to such date of first use.

5. That, for the purpose of determining liability of the registrants under the Securities Act of 1933 to any purchaser in the initial distribution of the securities, in a primary offering of securities of the undersigned registrants pursuant to this registration statement, regardless of the underwriting method used to sell the securities to the purchaser, if the securities are offered or sold to such purchaser by means of any of the following communications, the undersigned registrants will each be a seller to the purchaser and will be considered to offer or sell such securities to such purchaser:

i. Any preliminary prospectus or prospectus of the undersigned registrants relating to the offering required to be filed pursuant to Rule 424;

ii. Any free writing prospectus relating to the offering prepared by or on behalf of the undersigned registrants or used or referred to by the undersigned registrants;

iii. The portion of any other free writing prospectus relating to the offering containing material information about the undersigned registrants or its securities provided by or on behalf of the undersigned registrants; and

 

II-21

iv. Any other communication that is an offer in the offering made by the undersigned registrants to the purchaser.

Insofar as indemnification for liabilities arising under the Securities Act of 1933 may be permitted to directors, officers and controlling persons of the registrants pursuant to the foregoing provisions, or otherwise, the registrants have been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the registrants of expenses incurred or paid by a director, officer or controlling person of the registrants in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Act and will be governed by the final adjudication of such issue.

(b) The undersigned registrants hereby undertake to respond to requests for information that is incorporated by reference into the prospectus pursuant to Items 4, 10(b), 11 or 13 of this Form, within one business day of receipt of such request, and to send the incorporated documents by first class mail or other equally prompt means. This includes information contained in documents filed subsequent to the effective date of the registration statement through the date of responding to the request.

(c) The undersigned registrants hereby undertake to supply by means of a post-effective amendment all information concerning a transaction, and the company being acquired involved therein, that was not the subject of and included in the registration statement when it became effective.

 

II-22

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in Columbus, Ohio, on August 2, 2013.

 

HEXION U.S. FINANCE CORP.
By:  

*

  Name:   William H. Carter
  Title:   Chief Financial Officer and Vice President

Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed below by the following persons in the capacities and on the date indicated.

 

Signature

   

Title

  

Date

*

Craig O. Morrison

    Director   August 2, 2013

*

William H. Carter

    Chief Financial Officer and Vice President (Principal Executive Officer, Principal Financial and Principal Accounting Officer)   August 2, 2013

 

*By:  

/S/    DOUGLAS A. JOHNS

 

Douglas A. Johns

  Attorney-in-Fact

 

S-1

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in Columbus Ohio, on August 2, 2013.

 

MOMENTIVE SPECIALTY CHEMICALS INC.
By:  

*

  Name:   William H. Carter
  Title:   Executive Vice President and Chief Financial Officer

Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed below by the following persons in the capacities and on the date indicated.

 

Signature

   

Title

  

Date

*

Craig O. Morrison

    Director, Chairman, President and Chief Executive Officer (Principal Executive Officer)   August 2, 2013

*

William H. Carter

    Director, Executive Vice President and Chief Financial Officer (Principal Financial and Principal Accounting Officer)   August 2, 2013

*

David B. Sambur

    Director   August 2, 2013

*

Robert V. Seminara

    Director   August 2, 2013

*

Jordan C. Zaken

    Director   August 2, 2013

 

*By:  

/S/    DOUGLAS A. JOHNS

 

Douglas A. Johns

  Attorney-in-Fact

 

S-2

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in Columbus, Ohio, on August 2, 2013.

 

MOMENTIVE SPECIALTY CHEMICALS

INVESTMENTS INC.

By:  

*

  Name:   William H. Carter
  Title:   President

Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed below by the following persons in the capacities and on the date indicated.

 

Signature

   

Title

  

Date

*

George F. Knight

    Vice President and Treasurer (Principal Financial and Principal Accounting Officer)   August 2, 2013

*

William H. Carter

    Director and President (Principal Executive Officer)   August 2, 2013

 

*By:  

/S/    DOUGLAS A. JOHNS

 

Douglas A. Johns

  Attorney-in-Fact

 

S-3

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in Columbus, Ohio, on August 2, 2013.

 

BORDEN CHEMICAL FOUNDRY, LLC
By:  

*

  Name:   William H. Carter
  Title:   Vice President

Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed below by the following persons in the capacities and on the date indicated.

 

Signature

   

Title

  

Date

*

Craig O. Morrison

    Manager   August 2, 2013

*

William H. Carter

    Manager and Vice President (Principal Executive Officer, Principal Financial and Principal Accounting Officer)   August 2, 2013

 

*By:  

/S/    DOUGLAS A. JOHNS

 

Douglas A. Johns

  Attorney-in-Fact

 

S-4

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in Columbus, Ohio, on August 2, 2013.

 

HSC CAPITAL CORPORATION
By:  

*

  Name:   William H. Carter
  Title:   President

Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed below by the following persons in the capacities and on the date indicated.

 

Signature

   

Title

  

Date

*

Craig O. Morrison

    Director   August 2, 2013

*

William H. Carter

    Director and President (Principal Executive Officer, Principal Financial and Principal Accounting Officer)   August 2, 2013

 

*By:  

/S/    DOUGLAS A. JOHNS

 

Douglas A. Johns

  Attorney-in-Fact

 

S-5

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in Columbus, Ohio, on August 2, 2013.

 

LAWTER INTERNATIONAL INC.
By:  

*

  Name:   William H. Carter
  Title:   President

Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed below by the following persons in the capacities and on the date indicated.

 

Signature

   

Title

  

Date

*

William H. Carter

    Director and President (Principal Executive Officer)   August 2, 2013

*

George F. Knight

    Vice President and Treasurer (Principal Financial and Principal Accounting Officer)   August 2, 2013

 

*By:  

/S/    DOUGLAS A. JOHNS

 

Douglas A. Johns

  Attorney-in-Fact

 

S-6

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in Columbus, Ohio, on August 2, 2013.

 

MOMENTIVE INTERNATIONAL INC.
By:  

*

  Name:   William H. Carter
  Title:   President

Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed below by the following persons in the capacities and on the date indicated.

 

Signature

   

Title

  

Date

/S/    WILLIAM H. CARTER

William H. Carter

    Director and President (Principal Executive Officer, Principal Financial and Principal Accounting Officer)   August 2, 2013

 

*By:  

/S/    DOUGLAS A. JOHNS

 

Douglas A. Johns

  Attorney-in-Fact

 

S-7

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in Columbus, Ohio, on August 2, 2013.

 

OILFIELD TECHNOLOGY GROUP, INC.
By:  

*

  Name:   William H. Carter
  Title:   Vice President

Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed below by the following persons in the capacities and on the date indicated.

 

Signature

   

Title

  

Date

*

William H. Carter

    Vice President (Principal Executive Officer, Principal Financial and Principal Accounting Officer)   August 2, 2013

*

George F. Knight

    Vice President and Treasurer (Principal Financial and Principal Accounting Officer)   August 2, 2013

*

Craig O. Morrison

    Director   August 2, 2013

*

Joseph P. Bevilaqua

    Director   August 2, 2013

*

Jerry F. Borges

    Director   August 2, 2013

 

*By:  

/S/    DOUGLAS A. JOHNS

 

Douglas A. Johns

  Attorney-in-Fact

 

S-8

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in Columbus, Ohio, on August 2, 2013.

 

MOMENTIVE CI HOLDING COMPANY (CHINA) LLC
By:  

*

  Name:   William H. Carter
  Title:   President

Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed below by the following persons in the capacities and on the date indicated.

 

Signature

   

Title

  

Date

*

William H. Carter

    President (Principal Executive Officer)   August 2, 2013

*

George F. Knight

    Vice President and Treasurer (Principal Financial and Principal Accounting Officer)   August 2, 2013
LAWTER INTERNATIONAL INC.    Sole Managing Member   August 2, 2013

 

By:  

*

  Name:   Ellen German Berndt
  Title:   Vice President and Secretary

 

*By:  

/S/    DOUGLAS A. JOHNS

 

Douglas A. Johns

  Attorney-in-Fact

 

S-9

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in Columbus, Ohio, on August 2, 2013.

 

NL COOP HOLDINGS, LLC
By:  

*

  Name:   William H. Carter
  Title:   President

Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed below by the following persons in the capacities and on the date indicated.

 

Signature

   

Title

  

Date

*

William H. Carter

    President (Principal Executive Officer)   August 2, 2013

*

George F. Knight

    Vice President and Treasurer (Principal Financial and Principal Accounting Officer)   August 2, 2013

MOMENTIVE SPECIALTY CHEMICALS INC.

    Sole Managing Member   August 2, 2013

 

By:  

*

  Name:   Ellen German Berndt
  Title:   Vice President and Secretary

 

*By:  

/S/    DOUGLAS A. JOHNS

 

Douglas A. Johns

  Attorney-in-Fact

 

S-10

EXHIBIT INDEX

 

         Incorporated by Reference

Exhibit

Number

  

Exhibit Description

    Form      File Number      Exhibit      Filing Date      Filed
Herewith
2.1†   Transaction Agreement dated as of April 22, 2005 among RPP Holdings, Resolution Specialty Materials Holdings LLC, BHI Acquisition Corp., BHI Merger Sub One, BHI Merger Sub Two Inc. and Borden Chemical Inc.      S-1/A         333-124287         2.1         7/15/2005      
2.2†   SOC Resins Master Sale Agreement dated July 10, 2000 among Shell Oil Company, Resin Acquisition, LLC and Shell Epoxy Resins Inc.      S-4         333-57170         2.1         3/16/2001      
2.3†   SPNV Resins Sale Agreement dated as of September 11, 2000 between Shell Petroleum N.V. and Shell Epoxy Resins Inc.      S-4         333-57170         2.2         3/16/2001      
2.4   Assignment and Assumption Agreement dated November 13, 2000 between Shell Epoxy Resins Inc. and Shell Epoxy Resins LLC      S-4         333-57170         2.3         3/16/2001      
2.5   Assignment and Assumption Agreement dated November 14, 2000 between Resin Acquisition, LLC and RPP Holdings LLC      S-4         333-57170         2.4         3/16/2001      
3.1   Certificate of Incorporation of Hexion U.S. Finance Corp.      S-4/A         333-122826         3.1         12/28/2005      
3.2   Bylaws of Hexion U.S. Finance Corp      S-4/A         333-122826         3.2         12/28/2005      
3.3   Restated Certificate of Incorporation of Hexion Specialty Chemicals, Inc. dated as of July 18, 2006      S-4         333-135482         3.5         8/1/2006      
3.4   Agreement of Combination with Momentive Performance Material Holdings Inc. on September 11, 2010      8-K         001-00071         99.1         9/13/2010      
3.5   Certificate of Amendment to the Certificate of Incorporation, dated October 1, 2010 changing the name of the corporation to Momentive Specialty Chemicals Inc.      8-K         001-00071         3.1         10/1/2010      
3.6   Amended and Restated Bylaws of Momentive Specialty Chemicals Inc.      10-K         001-00071         3.5         04/01/2013      
3.7   Certificate of Incorporation of Borden Chemical Investments, Inc.      S-4/A         333-122826         3.9         12/28/2005      
3.9   Bylaws of Borden Chemical Investments, Inc.      S-4/A         333-122826         3.10         12/28/2005      
3.10   Certificate of Amendment of Certificate of Incorporation, dated November 16, 2010 changing the name of the corporation to Momentive Specialty Chemicals Investments Inc.      S-4         333-172943         3.11         3/18/2011      

 

1

          Incorporated by Reference

Exhibit

Number

   

Exhibit Description

    Form      File Number      Exhibit      Filing Date      Filed
Herewith
3.11    Certificate of Conversion of Borden Chemical Foundry, LLC      S-4         333-142173         3.9         4/17/2007      
3.12    Certificate of Formation of Borden Chemical Foundry, LLC      S-4         333-142173         3.10         4/17/2007      
3.13    Limited Liability Company Agreement of Borden Chemical Foundry, LLC      S-4         333-142173         3.11         4/17/2007      
3.14    Certificate of Incorporation of HSC Capital Corporation      S-4/A         333-122826         3.13         12/28/2005      
3.15    Bylaws of HSC Capital Corporation      S-4/A         333-122826         3.14         12/28/2005      
3.16    Certificate of Incorporation of Lawter International Inc.      S-4/A         333-122826         3.15         12/28/2005      
3.17    Bylaws of Lawter International Inc.      S-4/A         333-122826         3.16         12/28/2005      
3.18    Certificate of Incorporation of Borden Chemical International, Inc.      S-4/A         333-122826         3.17         12/28/2005      
3.19    Bylaws of Momentive International, Inc. dated March 5, 2013      S-4         333-189575         3.19         6/25/2013      
3.20    Certificate of Amendment of Certificate of Incorporation, dated February 2, 2011 changing the name of the corporation to Momentive International Inc.      S-4         333-172943         3.21         3/18/2011      
3.21    Certificate of Incorporation of Oilfield Technology Group, Inc.      S-4/A         333-122826         3.23         12/28/2005      
3.22    Bylaws of Oilfield Technology Group, Inc.      S-4/A         333-122826         3.24         12/28/2005      
3.23    Certificate of Formation of Hexion CI Holding Company (China) LLC      S-4/A         333-122826         3.25         12/28/2005      
3.24    Limited Liability Company Agreement of Hexion CI Holding Company (China) LLC      S-4/A         333-122826         3.26         12/28/2005      
3.25    Certificate of Amendment to Certificate of Formation, dated November 16, 2010 changing the name of the company to Momentive CI Holding Company (China) LLC      S-4         333-172943         3.26         3/18/2011      
3.26    Certificate of Formation of NL Coop Holdings LLC      S-4         333-172943         3.27         3/18/2011      
3.27    Limited Liability Company Agreement of NL Coop Holdings LLC      S-4         333-172943         3.28         3/18/2011      

 

2

          Incorporated by Reference

Exhibit

Number

   

Exhibit Description

    Form      File Number      Exhibit      Filing Date      Filed
Herewith
4.1    Indenture, dated as of March 14, 2012, among Hexion U.S. Finance Corp., Momentive Specialty Chemicals Inc., the guarantors named therein and Wilmington Trust, National Association, as trustee, related to the $450,000,000 first-priority senior secured notes due 2020.      8-K         001-00071         4.1         3/20/2012      
4.2    First Supplemental Indenture, dated as of January 31, 2013, among Hexion U.S. Finance Corp., Momentive Specialty Chemicals Inc., the subsidiary guarantors party thereto and Wilmington Trust, National Association, as trustee.      8-K         001-00071         4.1         2/6/2013      
4.3    Form of Exchange Note (included as Exhibit A of Exhibit 4.1 of this Registration Statement)               
4.4    Form of Indenture between Borden, Inc. and The First National Bank of Chicago, as Trustee, dated as of January 15, 1983, as supplemented by the First Supplemental Indenture dated as of March 31, 1986, and the Second Supplemental Indenture, dated as of June 26, 1996, relating to the $200,000,000 8 3/8% Sinking Fund Debentures due 2016      S-3         33-4381        

 

 (4)(a)

and (b)

   

  

      
4.5    Form of Indenture between Borden, Inc. and The Bank of New York, as Trustee, dated as of December 15, 1987, as supplemented by the First Supplemental Indenture dated as of December 15, 1987, the Second Supplemental Indenture dated as of February 1, 1993 and the Third Supplemental Indenture dated as of June 26, 1996.      S-3         33-45770        
 		 4(a)
thru 4(d)		   
  		      
4.6    Indenture dated as of November 3, 2006 among Hexion U.S. Finance Corp., Hexion Nova Scotia Finance, ULC, Hexion Specialty Chemicals, Inc., the guarantors named therein and Wilmington Trust Company, as trustee, related to the $200,000,000 second-priority senior secured floating rate notes due 2014 and the $625,000,000 9 3/4% second-priority senior secured notes due 2014.      10-Q         001-00071         4.3         11/14/2006      
4.7    Indenture, dated as of January 29, 2010, by and among Hexion Finance Escrow LLC, Hexion Escrow Corporation and Wilmington Trust FSB, as trustee.      8-K         001-00071         4.1         2/4/2010      

 

3

         Incorporated by Reference  

Exhibit

Number

  

Exhibit Description

    Form      File Number      Exhibit      Filing Date      Filed
Herewith		  
4.8   Supplemental Indenture, dated as of January 29, 2010, by and among Hexion U.S. Finance Corp., Hexion Nova Scotia Finance, ULC, the guarantors party thereto and Wilmington Trust FSB, as trustee.      8-K         001-00071         4.2         2/4/2010      
4.9   Supplemental Indenture, dated as of June 4, 2010, by and among NL COOP Holdings LLC, Hexion U.S. Finance Corp., Hexion Nova Scotia Finance, ULC, the guarantors party thereto and Wilmington Trust Company, as trustee.      8-K         001-00071         4.1         6/9/2010      
4.10   Supplemental Indenture, dated as of June 4, 2010, by and among NL COOP Holdings LLC, Hexion U.S. Finance Corp., Hexion Nova Scotia Finance, ULC, the guarantors party thereto and Wilmington Trust FSB, as trustee.      8-K         001-00071         4.2         6/9/2010      
4.11   Indenture, dated as of November 5, 2010, among Hexion U.S. Finance Corp., Hexion Nova Scotia Finance, ULC, the Company, the guarantors named therein and Wilmington Trust Company, as trustee, related to the $574,016,000 9.0% second-priority senior secured floating rate notes due 2020.      8-K         001-00071         4.1         11/12/2010      
4.12   Second Supplemental indenture, dated as of January 14, 2013, among Hexion U.S. Finance Corp., Hexion Nova Scotia Finance, ULC, Momentive Specialty Chemicals Inc., the subsidiary guarantors party thereto and Wilmington Trust, National Association, as trustee, related to the additional $200,000,000 8.875% senior secured notes due 2018.      8-K         001-00071         4.1         1/18/2013      
4.13   Second Supplemental Indenture, dated as of March 28, 2013, by and among Hexion U.S. Finance Corp., the guarantors party thereto and Wilmington Trust, National Association, as trustee.      8-K         001-00071         4.1         4/3/2013      
5.1   Opinion of Paul, Weiss, Rifkind, Wharton & Garrison LLP      S-4         333-189575         5.1         6/25/2013      
5.2   Opinion of Connell Foley LLP                  X   
8.1   Opinion of Paul, Weiss, Rifkind, Wharton & Garrison LLP      S-4         333-189575         8.1         6/25/2013      
10.1‡   BHI Acquisition Corp. 2004 Deferred Compensation Plan      10-Q         001-00071         10(iv)         11/15/2004      
10.2‡   BHI Acquisition Corp. 2004 Stock Incentive Plan      10-Q         001-00071         10(v)         11/15/2004      

 

4

         Incorporated by Reference

Exhibit

Number

  

Exhibit Description

    Form      File Number      Exhibit      Filing Date      Filed
Herewith
10.3‡   Resolution Performance Products Inc. 2000 Stock Option Plan      S-4         333-57170         10.26         3/16/2001      
10.4‡   Resolution Performance Products Inc. 2000 Non-Employee Directors Stock Option Plan      S-4         333-57170         10.27         3/16/2001      
10.5‡   Amended and Restated Resolution Performance Products, Inc. Restricted Unit Plan, as amended and restated May 31, 2005      S-1/A         333-124287         10.34         9/19/2005      
10.6‡   Form of Non-Qualified Stock Option Agreement between BHI Acquisition Corp. and certain optionees      S-4         333-122826         10.12         2/14/2005      
10.7‡   Resolution Specialty Materials Inc. 2004 Stock Option Plan      S-1/A         333-124287         10.52         7/15/2005      
10.8‡   Form of Nonqualified Stock Option Agreement for Resolution Specialty Materials Inc. 2004 Stock Option Plan      S-1/A         333-124287         10.53         7/15/2005      
10.9‡   Form of Nonqualified Stock Option Agreement for Resolution Performance Products Inc. 2000 Stock Option Plan      S-1/A         333-124287         10.54         7/15/2005      
10.10‡   Form of Nonqualified Stock Option Agreement for Resolution Performance Products Inc. 2000 Non-Employee Director Stock Option Plan      S-1/A         333-124287         10.55         7/15/2005      
10.11‡   Hexion LLC 2007 Long-Term Incentive Plan dated April 30, 2007      10-Q         001-00071         10.1         8/14/2007      
10.12   Amended and Restated Investor Rights Agreement dated as of May 31, 2005 between Hexion LLC, Hexion Specialty Chemicals, Inc. and the holders that are party thereto      S-1/A         333-124287         10.63         7/15/2005      
10.13   Registration Rights Agreement dated as of May 31, 2005 between Hexion Specialty Chemicals, Inc. and Hexion LLC      S-1/A         333-124287         10.64         7/15/2005      
10.14‡   Amended and Restated Executives’ Supplemental Pension Plan for Hexion Specialty Chemicals, Inc., dated as of September 7, 2005      8-K         001-00071         10         9/12/2005      
10.15   Borden, Inc. Advisory Directors Plan dated 7/1/89      10-K         001-00071         10(viii)         7/1/1989      
10.16‡   Hexion Specialty Chemicals, Inc. 2009 Leadership Long-Term Cash Incentive Plan      10-K         001-00071         10.21         3/11/2009      
10.17‡   Hexion Specialty Chemicals, Inc. 2009 Incentive Compensation Plan      10-K         001-00071         10.25         3/11/2009      

 

5

         Incorporated by Reference

Exhibit

Number

  

Exhibit Description

    Form      File Number      Exhibit      Filing Date      Filed
Herewith
10.18‡   Hexion Specialty Chemicals, Inc. 2010 Incentive Compensation Plan      10-K         001-00071         10.2         3/9/2010      
10.19‡   Amended and Restated Employment Agreement dated as of August 12, 2004 between Hexion Specialty Chemicals, Inc. and Craig O. Morrison      10-Q         001-00071         10(i)         11/15/2004      
10.20‡   Amended and Restated Employment Agreement dated as of August 12, 2004 between Hexion Specialty Chemicals, Inc. and Joseph P. Bevilaqua      10-Q         001-00071         10(ii)         11/15/2004      
10.21‡   Summary of Terms of Employment between Hexion Specialty Chemicals, Inc. and Joseph P. Bevilaqua dated August 10, 2008      10-K         001-00071         10.23         3/9/2010      
10.22‡   International assignment agreement dated as of November 13, 2008 between Hexion Specialty Chemicals, Inc. and Joseph P. Bevilaqua      10-K         001-00071         10.28         3/11/2009      
10.23‡   Amended and Restated Employment Agreement dated as of August 12, 2004 between Hexion Specialty Chemicals, Inc. and William H. Carter      10-Q         001-00071         10(iii)         11/15/2004      
10.24‡   Summary of Terms of Employment between Hexion Specialty Chemicals, Inc. and Judith A. Sonnett dated September 21, 2007      10-K         001-00071         10.29         3/9/2010      
10.25‡   Addition of Terms of Employment between Hexion Specialty Chemicals, Inc. and Dale N. Plante, Supplement to August 2008 Promotional Employment Offer dated as of July 16, 2009      10-K         001-00071         10.27         2/28/2011      
10.26‡   Momentive Specialty Chemicals Inc. Supplemental Executive Retirement Plan, dated as of December 31, 2011      8-K         001-00071         99.1         1/6/2012      
10.27   Master Asset Conveyance and Facility Support Agreement, dated as of December 20, 2002, between Borden Chemical and Borden Chemicals and Plastics Operating Limited Partnership      10-K         001-00071         (10)(xxvi)         3/28/2003      
10.28   Environmental Servitude Agreement, dated as of December 20, 2002, between Borden Chemical and Borden Chemicals and Plastics Operating Limited Partnership      10-K         001-00071         (10)(xxvii)         3/28/2003      
10.29   Intellectual Property Transfer and License Agreement and Contribution Agreement dated as of November 14, 2000 between Shell Oil Company and Shell Epoxy Resins LLC      S-4         333-57170         10.13         3/16/2001      

 

6

         Incorporated by Reference

Exhibit

Number

  

Exhibit Description

    Form      File Number      Exhibit      Filing Date      Filed
Herewith
10.30   Intellectual Property Transfer and License Agreement and Contribution Agreement dated as of November 14, 2000 between Shell Internationale Research Maatschappij B.V. and Shell Epoxy Resins Research B.V      S-4         333-57170         10.14         3/16/2001      
10.31   First Amended and Restated Deer Park Site Services, Utilities, Materials and Facilities Agreement dated November 1, 2000 between Shell Chemical Company, for itself and as agent for Shell Oil Company, and Shell Epoxy Resins LLC      S-4         333-57170         10.19         3/16/2001      
10.32   First Amended and Restated Pernis Site Services, Utilities, Materials and Facilities Agreement dated November 1, 2000 between Resolution Europe B.V. (f/k/a Resolution Nederland B.V., f/k/a Shell Epoxy Resins Nederland B.V.) and Shell Nederland Raffinaderij B.V.      S-4         333-57170         10.21         3/16/2001      
10.33   First Amended and Restated Pernis Site Services, Utilities, Materials and Facilities Agreement dated November 1, 2000 between Resolution Europe B.V. (f/k/a Resolution Nederland B.V., f/k/a Shell Epoxy Resins Nederland B.V.) and Shell Nederland Chemie B.V.      S-4         333-57170         10.22         3/16/2001      
10.34†   Second Amended and Restated Norco Site Services, Utilities, Materials and Facilities Agreement dated November 1, 2004 between Shell Chemical L.P. and Resolution Performance Products LLC.      10-K         001-00071         10.45         3/22/2007      
10.35   Deer Park Ground Lease and Grant of Easements dated as of November 1, 2000 between Shell Oil Company and Shell Epoxy Resins LLC      S-4         333-57170         10.23         3/16/2001      
10.36   Norco Ground Lease and Grant of Servitudes dated as of November 1, 2000 between Shell Oil Company and Shell Epoxy Resins LLC      S-4         333-57170         10.24         3/16/2001      
10.37   Amended and Restated Agreement of Sub-Lease (Pernis) dated as of November 1, 2000 between Resolution Europe B.V. (f/k/a Resolution Nederland B.V., f/k/a Shell Epoxy Resins Nederland B.V.) and Shell Nederland Raffinaderij B.V.      S-4         333-57170         10.25         3/16/2001      
10.38   Amended and Restated Management Consulting Agreement dated as of May 31, 2005 between Borden Chemical, Inc. and Apollo Management V, L.P.      S-1/A         333-124287         10.66         7/15/2005      

 

7

          Incorporated by Reference

Exhibit

Number

   

Exhibit Description

    Form      File Number      Exhibit      Filing Date      Filed
Herewith
10.39    Intercreditor Agreement dated as of November 3, 2006 among Hexion Specialty Chemicals, Inc., Hexion LLC, the subsidiary parties thereto, Wilmington Trust Company as trustee and JPMorgan Chase Bank, N.A. as intercreditor agent      10-Q         001-00071         10.1         11/14/2006      
10.40    Registration Rights Agreement dated as of November 3, 2006 among Hexion U.S. Finance Corp., Hexion Nova Scotia Finance ULC, Hexion Specialty Chemicals, Inc. and subsidiary parties thereto and Credit Suisse Securities (USA) LLC and JPMorgan Securities, Inc. as initial purchasers.      10-Q         001-00071         10.2         11/14/2006      
10.41    Collateral Agreement dated as of November 3, 2006 among Hexion Specialty Chemicals, Inc. and subsidiary parties thereto, and Wilmington Trust Company, as Collateral Agent.      10-K         001-00071         10.57         3/11/2009      
10.42    Second Amended and Restated Collateral Agreement dated as of November 3, 2006 among Hexion LLC, Hexion Specialty Chemicals, Inc. and subsidiary parties thereto and JPMorgan Chase Bank, N.A., as Administrative Agent.      10-K         001-00071         10.58         3/11/2009      
10.43    Second Amended and Restated Credit Agreement with exhibits and schedules dated as of November 3, 2006 among Hexion LLC, Hexion Specialty Chemicals, Inc., Hexion Specialty Chemicals Canada, Inc., Hexion Specialty Chemicals B.V., Hexion Specialty Chemicals UK Limited, Borden Chemical UK Limited, the lenders party thereto and JP Morgan Chase Bank, N.A., as Administrative Agent, Credit Suisse, as Syndication Agent and J.P. Morgan Securities Inc. and Credit Suisse Securities (USA) LLC, as Joint Lead Arrangers and Joint Bookrunners.      10-Q         001-00071         10.1         8/13/2009      
10.44    Incremental Facility Amendment and Amendment No. 1 with exhibits and schedules to the Second Amended and Restated Credit Agreement dated as of June 15, 2007 among Hexion LLC, Hexion Specialty Chemicals, Inc., Hexion Specialty Chemicals Canada, Inc., Hexion Specialty Chemicals B.V., Hexion Specialty Chemicals UK Limited, Borden Chemical UK Limited, the lenders party thereto and JP Morgan Chase Bank, N.A., as Administrative Agent      10-Q         001-00071         10.2         8/13/2009      

 

8

          Incorporated by Reference

Exhibit

Number

   

Exhibit Description

    Form      File Number      Exhibit      Filing Date      Filed
Herewith
10.45    Second Incremental Facility Amendment with exhibits and schedules to the Second Amended and Restated Credit Agreement dated as of August 7, 2007 among Hexion LLC, Hexion Specialty Chemicals, Inc., Hexion Specialty Chemicals Canada, Inc., Hexion Specialty Chemicals B.V., Hexion Specialty Chemicals UK Limited, Borden Chemical UK Limited, the lenders party thereto and JP Morgan Chase Bank, N.A., as Administrative Agent      10-Q         001-00071         10.3         8/13/2009      
10.46    Settlement Agreement and Release, dated December 14, 2008, among Huntsman Corporation, Jon M. Huntsman, Peter R. Huntsman, Hexion Specialty Chemicals, Inc., Hexion LLC, Nimbus Merger Sub, Inc., Craig O. Morrison, Leon Black, Joshua J. Harris and Apollo Global Management, LLC and certain of its affiliates      8-K         001-00071         10.1         12/15/2008      
10.47    Commitment Letter dated as of March 3, 2009 among the Hexion Specialty Chemicals, Inc., Hexion LLC, Euro VI (BC) S.a.r.l., Euro V (BC) S.a.r.l. and AAA Co-Invest VI (EHS-BC) S.a.r.l.      8-K         001-00071         10.1         3/3/2009      
10.48    Credit Agreement with exhibits and schedules dated as of March 3, 2009 among Hexion Specialty Chemicals, Inc., Borden Luxembourg S.a.r.l., Euro V (BC) S.a.r.l., Euro VI (BC) S.a.r.l. and AAA Co-Invest VI (EHS-BC) S.a.r.l.      10-Q         001-00071         10.4         8/13/2009      
10.49    Indemnification Agreement dated as of March 3, 2009 among Apollo Management, L.P. and subsidiary parties thereto, Hexion LLC, Hexion Specialty Chemicals, Inc. and Nimbus Merger Sub Inc.      8-K         001-00071         10.3         3/3/2009      
10.50    Amendment Agreement to Credit Agreement, dated as of January 25, 2010, among Hexion LLC, Hexion Specialty Chemicals, Inc., Hexion Specialty Chemicals Canada, Inc., Hexion Specialty Chemicals B.V., Hexion Specialty Chemicals UK Limited, Borden Chemical UK Limited, the Subsidiary Loan Parties party thereto, the lenders party thereto and JPMorgan Chase Bank, N.A. as administrative agent.      8-K/A         001-00071         10.1         2/4/2010      
10.51    Registration Rights Agreement, dated as of January 29, 2010, by and among Hexion U.S. Finance Corp., Hexion Nova Scotia Finance, ULC, the guarantors party thereto and Credit Suisse Securities (USA) LLC, as representative of the initial purchasers.      8-K         001-00071         4.3         2/4/2010      

 

9

          Incorporated by Reference

Exhibit

Number

   

Exhibit Description

    Form      File Number      Exhibit      Filing Date      Filed
Herewith
10.52    Third Amended and Restated Credit Agreement, dated as of January 29, 2010, among Hexion LLC, Hexion Specialty Chemicals, Inc., each subsidiary of Hexion Specialty Chemicals, Inc. from time to time party thereto, the lenders from time to time party thereto and JPMorgan Chase Bank, N.A., as administrative agent.      8-K/A         001-00071         10.1         2/4/2010      
10.53    Intercreditor Agreement, dated as of January 29, 2010, by and among JPMorgan Chase Bank, as intercreditor agent, Wilmington Trust FSB, as trustee and collateral agent, Hexion LLC, Hexion Specialty Chemicals, Inc. and certain subsidiaries.      8-K/A         001-00071         10.1         2/4/2010      
10.54    Joinder and Supplement to Intercreditor Agreement dated January 29, 2010, by and among Wilmington Trust FSB, as trustee under the Indenture, JPMorgan Chase Bank, as intercreditor agent, Wilmington Trust Company, as trustee and collateral agent and as second-priority agent, Hexion LLC, Hexion Specialty Chemicals, Inc. and each subsidiary of Hexion Specialty Chemicals, Inc. from time to time party thereto.      8-K         001-00071         10.3         2/4/2010      
10.55    Notes Collateral Agreement dated and effective as of January 29, 2010, among Hexion Specialty Chemicals, Inc., each Subsidiary Party thereto and Wilmington Trust FSB, as collateral agent.      8-K         001-00071         10.4         2/4/2010      
10.56    SUPPLEMENT dated as of June 4, 2010, to the U.S. Guarantee Agreement dated as of May 31, 2005, among HEXION LLC, a Delaware limited liability company, HEXION SPECIALTY CHEMICALS, INC., a New Jersey corporation, each Domestic Subsidiary Loan Party party thereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent (in such capacity, the “Administrative Agent”) for the Lenders (as defined therein).      8-K         001-00071         10.1         6/9/2010      
10.57    SUPPLEMENT dated as of June 4, 2010, to the Foreign Guarantee Agreement dated as of May 31, 2005, among HEXION LLC, a Delaware limited liability company, HEXION SPECIALTY CHEMICALS, INC., a New Jersey corporation, each Foreign Subsidiary Loan Party party thereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent (in such capacity, the “Administrative Agent”) for the Lenders (as defined therein).      8-K         001-00071         10.2         6/9/2010      

 

10

          Incorporated by Reference

Exhibit

Number

   

Exhibit Description

    Form      File Number      Exhibit      Filing Date      Filed
Herewith
10.58    SUPPLEMENT dated as of June 4, 2010, to the Third Amended and Restated Collateral Agreement dated as of January 29, 2010, among HEXION LLC, a Delaware limited liability company, HEXION SPECIALTY CHEMICALS, INC., a New Jersey corporation, each Subsidiary Party party thereto and JPMORGAN CHASE BANK, N.A., as Applicable First Lien Representative (in such capacity, the “Applicable First Lien Representative”) for the Secured Parties (as defined therein).      8-K         001-00071         10.3         6/9/2010      
10.59    SUPPLEMENT dated as of June 4, 2010, to the Collateral Agreement dated as of January 29, 2010, among HEXION SPECIALTY CHEMICALS, INC., a New Jersey corporation, each Subsidiary Party party thereto and WILMINGTON TRUST FSB, as Collateral Agent (in such capacity, the “Collateral Agent”) for the Secured Parties (as defined therein).      8-K         001-00071         10.4         6/9/2010      
10.60    SUPPLEMENT dated as of June 4, 2010, to the Collateral Agreement dated as of November 3, 2006, among HEXION SPECIALTY CHEMICALS, INC., a New Jersey corporation, each Subsidiary Party party thereto and WILMINGTON TRUST COMPANY, as Collateral Agent (in such capacity, the “Collateral Agent”) for the Secured Parties (as defined therein).      8-K         001-00071         10.5         6/9/2010      
10.61    Registration Rights Agreement dated as of November 5, 2010 among Hexion U.S. Finance Corp., Hexion Nova Scotia Finance ULC, the Company and subsidiary parties thereto and Credit Suisse Securities (USA) LLC, Citigroup Global Markets Inc., UBS Securities LLC, Deutsche Bank Securities Inc., Goldman, Sachs & Co., BMO Capital Markets Corp and JPMorgan Securities LLC, as initial purchasers.      8-K         001-00071         4.2         11/12/2010      
10.62    Registration Rights Agreement, dated November 5, 2010, among Hexion U.S. Finance Corp., Hexion Nova Scotia Finance, ULC, the Guarantors, including the Company, and Euro VI (BC) S.a r.l.      8-K         001-00071         4.3         11/12/2010      
10.63    Third Joinder and Supplement to Intercreditor Agreement, dated as of November 5, 2010, by and among JPMorgan Chase Bank, as intercreditor agent, Wilmington Trust Company, as trustee and collateral agent, Hexion LLC, the Company and certain of its subsidiaries.      8-K         001-00071         10.1         11/12/2010      

 

11

         Incorporated by Reference

Exhibit

Number

  

Exhibit Description

    Form      File Number      Exhibit      Filing Date      Filed
Herewith
10.64   Joinder and Supplement to Collateral Agreement dated November 5, 2010 among the Company and subsidiary parties thereto, and Wilmington Trust Company, as trustee and collateral agent.      8-K         001-00071         10.2         11/12/2010      
10.65   Supplement, dated as of December 15, 2010 to the Foreign Guarantee Agreement, dated as of May 31, 2005 among Momentive Specialty Chemicals Holdings LLC, Momentive Specialty Chemicals Inc., each Foreign Subsidiary Loan Party party thereto and JP Morgan Chase Bank, as administrative agent for the Lenders.      8-K         001-00071         10.1         12/15/2010      
10.66   Shared Services agreement, dated as of October 1, 2010, by and among Hexion Specialty Chemicals, Inc. and Momentive Performance Materials Inc., and the other Persons party thereto      10-K         001-00071         10.68         2/28/2011      
10.67   Purchase and Sale Agreement, dated November 30, 2010, by and between Momentive Specialty Chemicals Inc. and Harima Chemicals, Inc.      8-K         001-00071         2.01         2/4/2011      
10.68‡   Momentive Performance Materials Holdings LLC 2011 Equity Incentive Plan      S-4         333-172943         10.69         3/18/2011      
10.69‡   Form of Restricted Deferred Unit Award Agreement of Momentive Performance Materials Holdings LLC      S-4         333-172943         10.7         3/18/2011      
10.70‡   Form of Unit Option Agreement of Momentive Performance Materials Holdings LLC      S-4         333-172943         10.71         3/18/2011      
10.71‡   Form of Director Unit Option Agreement of Momentive Performance Materials Holdings LLC      S-4         333-172943         10.72         3/18/2011      
10.72‡   Management Investor Rights Agreement, dated as of February 23, 2011 by and among Momentive Performance Materials Holdings LLC and the Holders      S-4         333-172943         10.73         3/18/2011      
10.73   Amended and Restated Shared Services Agreement dated March 17, 2011 by and among Momentive Performance Materials Inc., its subsidiaries, and Momentive Specialty Chemicals Inc.      8-K         001-00071         10.1         3/17/2011      
10.74   Master Confidentiality and Joint Development Agreement entered into on March 17, 2011 by and between Momentive Performance Materials Inc. and Momentive Specialty Chemicals Inc.      8-K         001-00071         10.2         3/17/2011      

 

12

         Incorporated by Reference

Exhibit

Number

  

Exhibit Description

    Form      File Number      Exhibit      Filing Date      Filed
Herewith
10.75‡   Momentive Performance Materials Holdings LLC 2011 Incentive Compensation Plan      10-Q         001-00071         10.1         5/13/2011      
10.76   Amendment Two to Second Amended and Restated Norco Site Services, Utilities, Materials and Facilities Agreement dated January 1, 2011 between Shell Chemical L.P. and Momentive Specialty Chemicals Inc.      10-Q         001-00071         10.2         5/13/2011      
10.77   Third Incremental Facility Amendment, dated as of May 18, 2011, by and among Momentive Specialty Chemicals Inc., the other borrowers named therein, the lenders party thereto and JPMorgan Chase Bank, N.A., as administrative agent.      8-K         001-00071         10.1         5/23/2011      
10.78   Registration Rights Agreement, dated as March 14, 2012, by and among Hexion U.S. Finance Corp., Momentive Specialty Chemicals Inc., the other guarantors party thereto and J.P. Morgan Securities LLC, as representative of the initial purchasers.      8-K         001-00071         4.2         3/20/2012      
10.79   Incremental Assumption Agreement, dated as of March 14, 2012, among Momentive Specialty Chemicals Holdings LLC, Momentive Specialty Chemicals Inc., Momentive Specialty Chemicals Canada Inc., Momentive Specialty Chemicals B.V., Borden Chemical UK Limited, the lenders party thereto and JPMorgan Chase Bank, N.A. as administrative agent.      8-K         001-00071         10.1         3/20/2012      
10.80   First Lien Intercreditor Agreement, dated as of March 14, 2012, among JPMorgan Chase Bank N.A., as collateral agent and administrative agent, Wilmington Trust, National Association, as initial other authorized representative, and each additional authorized representative from time to time party thereto.      8-K         001-00071         10.2         3/20/2012      
10.81   Joinder and Supplement to Intercreditor Agreement dated, January 29, 2010, by and among Wilmington Trust, National Association, as trustee, JPMorgan Chase Bank N.A., as intercreditor agent, Wilmington Trust, National Association, as trustee and collateral agent and as second-priority agent, Momentive Specialty Chemicals Holdings LLC, Momentive Specialty Chemicals Inc. and each subsidiary of Momentive Specialty Chemicals Inc. party thereto.      8-K         001-00071         10.4         3/20/2012      

 

13

         Incorporated by Reference

Exhibit

Number

  

Exhibit Description

    Form      File Number      Exhibit      Filing Date      Filed
Herewith
10.82   Fourth Joinder and Supplement to Intercreditor Agreement, dated as of March 14, 2013, by and among Wilmington Trust, National Association, as trustee, JPMorgan Chase Bank N.A., as intercreditor agent, Wilmington Trust Company, as trustee and collateral agent and as second-priority agent, Momentive Specialty Chemicals Holdings LLC, Momentive Specialty Chemicals Inc. and each subsidiary of Momentive Specialty Chemicals Inc. party thereto.      8-K         001-00071         10.5         3/20/2012      
10.83‡   Momentive Performance Materials Holdings LLC 2012 Incentive Compensation Plan      10-Q         001-00071         10.1         5/8/2012      
10.84‡   First Amended Resolution Specialty Materials Inc. 2004 Stock Option Plan      10-Q         001-00071         10.1         11/13/2012      
10.85‡   First Amended Hexion LLC 2007 Long-Term Incentive Plan      10-Q         001-00071         10.2         11/13/2012      
10.86   Registration Rights Agreement, dated as January 14, 2013, by and among Hexion U.S. Finance Corp., Hexion Nova Scotia Finance, ULC, Momentive Specialty Chemicals Inc., the other guarantors party thereto and Credit Suisse Securities (USA) LLC      8-K         001-00071         4.2         1/18/2013      
10.87   Amendment to Third Amended and Restated Credit Agreement, dated as of January 14, 2013, among Momentive Specialty Chemicals Holdings LLC, Momentive Specialty Chemicals Inc., Momentive Specialty Chemicals Canada Inc., Momentive Specialty Chemicals B.V., Momentive Specialty Chemicals UK Limited, Borden Chemical UK Limited, the lenders party thereto from time to time, JPMorgan Chase Bank N.A., as administrative agent for the lenders and the other parties named therein.      8-K         001-00071         10.1         1/18/2013      
10.88   Fifth Joinder and Supplement to Intercreditor Agreement, dated January 14, 2013, by and among Wilmington Trust, National Association, as trustee, JPMorgan Chase Bank N.A., as intercreditor agent, Wilmington Trust, National Association, as trustee and collateral agent and as second-priority agent, Momentive Specialty Chemicals Holdings LLC, Momentive Specialty Chemicals Inc. and each subsidiary of Momentive Specialty Chemicals Inc. party thereto.      8-K         001-00071         10.2         1/18/2013      

 

14

          Incorporated by Reference

Exhibit

Number

   

Exhibit Description

    Form      File Number      Exhibit      Filing Date      Filed
Herewith
10.89    Asset-Based Revolving Credit Agreement, dated as of March 28, 2013, by and among Momentive Specialty Chemicals Holdings LLC, Momentive Specialty Chemicals Inc., as U.S. borrower, Momentive Specialty Chemicals Canada Inc., as Canadian borrower, Momentive Specialty Chemicals B.V., as Dutch borrower, Momentive Specialty Chemicals UK Limited and Borden Chemical UK Limited, as U.K. borrowers, the lenders party thereto and JPMorgan Chase Bank, N.A., as administrative agent, collateral agent, swingline lender and initial issuing bank.      8-K         001-00071         10.1         4/3/2013      
10.90    ABL Intercreditor Agreement, dated as of March 28, 2013, by and among JPMorgan Chase Bank, N.A., as the ABL facility collateral agent, Wilmington Trust, National Association, as applicable first-lien agent and first-lien collateral agent, Momentive Specialty Chemicals Inc. and subsidiaries of Momentive Specialty Chemicals Inc. party thereto.      8-K         001-00071         10.2         4/3/2013      
10.91    Collateral Agreement, dated as of March 28, 2013, by and among Momentive Specialty Chemicals Inc., subsidiaries of Momentive Specialty Chemicals Inc. party thereto and JPMorgan Chase Bank, N.A. as collateral agent.      8-K         001-00071         10.3         4/3/2013      
10.92    Collateral Agreement, dated as of March 28, 2013, by and among Momentive Specialty Chemicals Inc., subsidiaries of Momentive Specialty Chemicals Inc. party thereto and Wilmington Trust, National Association, as collateral agent.      8-K         001-00071         10.4         4/3/2013      
10.93    Third Joinder and Supplement to 1.5 Lien Intercreditor Agreement, dated as of March 28, 2013, by and among JPMorgan Chase Bank, N.A., as ABL credit agreement agent, former intercreditor agent and new intercreditor agent, Wilmington Trust, National Association, as 1.5 lien trustee, Wilmington Trust, National Association, as first lien trustee, Momentive Specialty Chemicals Holdings LLC, Momentive Specialty Chemicals Inc. and subsidiaries of Momentive Specialty Chemicals Inc. party thereto.      8-K         001-00071         10.5         4/3/2013      

 

15

         Incorporated by Reference  

Exhibit

Number

  

Exhibit Description

    Form      File Number      Exhibit      Filing Date      Filed
Herewith		  
10.94   Joinder and Supplement to Second Lien Intercreditor Agreement, dated as of March 28, 2013, among JPMorgan Chase Bank, N.A., as ABL credit agreement agent, former intercreditor agent and new intercreditor agent, Wilmington Trust Company, as second-lien trustee, Wilmington Trust, National Association, as 1.5 lien trustee, Wilmington Trust, National Association, as first lien trustee, Momentive Specialty Chemicals Holdings LLC, Momentive Specialty Chemicals Inc. and subsidiaries of Momentive Specialty Chemicals Inc. party thereto.      8-K         001-00071         10.6         4/3/2013      
10.95   Amendment No. 1 to the Momentive Performance Materials Holdings LLC 2011 Equity Incentive Plan      8-K         001-00071         10.1         3/6/2013      
10.96   Form of Restricted Deferred Unit Agreement of Momentive Performance Materials Holdings LLC      8-K         001-00071         10.2         3/6/2013      
10.97   Form of Unit Option Agreement of Momentive Performance Materials Holdings LLC      8-K         001-00071         10.3         3/6/2013      
10.98‡   Momentive Performance Materials Holdings LLC 2013 Incentive Compensation Plan      10-K         001-00071         10.91         4/1/2013      
10.99‡   Momentive Performance Materials Holdings LLC 2012 Long-Term Cash Incentive Plan      10-K         001-00071         10.92         4/1/2013      
10.100‡   Special recognition bonus letter to Dale Plante dated November 15, 2011      10-K         001-00071         10.94         4/1/2013      
12.1   Statement regarding Computation of Ratios      S-4         333-189575         12.1         6/25/2013      
18.1   Letter from PricewaterhouseCoopers, dated February 28, 2011 regarding preferability of a change in accounting principle      10-K         001-00071         18.1         2/28/2011      
21.1   List of Subsidiaries of Momentive Specialty Chemicals Inc.      10-K         001-00071         21.1         4/1/2013      
23.1   Consent of PricewaterhouseCoopers LLP, an independent registered public accounting firm                  X   
23.2   Consent of Paul, Weiss, Rifkind, Wharton and Garrison LLP (included in Exhibits 5.1 and 8.1 to this Registration Statement)      S-4         333-189575         5.1/8.1         6/25/2013      
23.3   Consent of Connell Foley LLP (included in Exhibit 5.2 to this Registration Statement)                  X   
24.1   Powers of Attorney of the Directors and Officers of the Registrants (included in signature pages)      S-4         333-189575         24.1         6/25/2013      

 

16

         Incorporated by Reference

Exhibit

Number

  

Exhibit Description

    Form      File Number      Exhibit      Filing Date      Filed
Herewith
25.1   Form T-1 (Wilmington Trust, National Association)      S-4         333-189575         25.1         6/25/2013      
99.1   Form of Letter of Transmittal      S-4         333-189575         99.1         6/25/2013      
99.2   Form of Notice of Guaranteed Delivery      S-4         333-189575         99.2         6/25/2013      
99.3   Form of Letter to Brokers      S-4         333-189575         99.3         6/25/2013      
99.4   Form of Letter to Clients      S-4         333-189575         99.4         6/25/2013      
101.INS*   XBRL Instance Document      S-4         333-189575         101.INS         6/25/2013      
101.SCH*   XBRL Schema Document      S-4         333-189575         101.SCH         6/25/2013      
101.CAL*   XBRL Calculation Linkbase Document      S-4         333-189575         101.CAL         6/25/2013      
101.LAB*   XBRL Label Linkbase Document      S-4         333-189575         101.LAB         6/25/2013      
101.PRE*   XBRL Presentation Linkbase Document      S-4         333-189575         101.PRE         6/25/2013      
101.DEF*   XBRL Definition Linkbase Document      S-4         333-189575         101.DEF         6/25/2013      

 

17

EX-5.2 2 d497280dex52.htm EXHIBIT 5.2 Exhibit 5.2

Exhibit 5.2

CONNELL FOLEY LLP

JOHN A. PINDAR (1969)

GEORGE W. CONNELL (2005)

ADRIAN M. FOLEY, JR.

GEORGE J. KENNY*

KENNETH F. KUNZMAN

SAMUEL D. LORD (2012)

RICHARD D. CATENACCI

RICHARD J. BADOLATO*

PETER D. MANAHAN

JOHN B. MURRAY

MARK L. FLEDER

KEVIN J. COAKLEY

THOMAS S. COSMA

KATHLEEN S. MURPHY

PATRICK J. MCAULEY

KEVIN R. GARDNER

ROBERT E. RYAN

MICHAEL X. MCBRIDE*

JEFFREY W. MORYAN*

EDWARD S. WARDELL

PETER J. SMITH*

WILLIAM P. KRAUSS

BRIAN G. STELLER

PHILIP F. MCGOVERN, JR.

KAREN PAINTER RANDALL

LIZA M. WALSH

JOHN P. LACEY*

MICHAEL J. CROWLEY-

TIMOTHY E. CORRISTON*

PATRICK J. HUGHES*+

JAMES C. MCCANN*

JOHN D. CROMIE

  

ANGELA A. IUSO*

WILLIAM T. MCGLOIN*

BRENDAN JUDGE

STEPHEN A. URBAN

CHARLES J. HARRINGTON III+

STEPHEN V. FALANGA*

TRICIA O’REILLY*

ANTHONY F. VITIELLO*+

MARC D. HAEFNER

JONATHAN P. MCHENRY

BRAD D. SHALIT*

M. TREVOR LYONS*

CRAIG S. DEMARESKI*

W. NEVINS MCCANN*

THOMAS J. O’LEARY*

MITCHELL W. TARASCHI

MICHAEL A. SHADIACK

OWEN C. MCCARTHY*

PATRICIA A. LEE*+

AGNIESZKA ANTONIAN*

MICHAEL MICELI

CHRISTOPHER J. TUCCI+

NEIL V. MODY*

STEVE BARNETT*

THOMAS M. SCUDERI*

JOSEPH M. MURPHY*

NANCY A. SKIDMORE*

CHRISTINE S. ORLANDO

JENNIFER C. CRITCHLEY*

PATRICK S. BRANNIGAN*

CHRISTINE I. GANNON*

ANDREW C. SAYLES*

WILLIAM D. DEVEAU*

   ATTORNEYS AT LAW  

COUNSEL

  
   

85 LIVINGSTON AVENUE

ROSELAND, NJ 07068-3702

(973) 535-0500

FAX: (973) 535-9217

  

JOHN W. BISSELL

EUGENE J. CODEY, JR.

FRANCIS J. ORLANDO

FRANCIS E. SCHILLER*

EUGENE P. SQUEO*

BRIAN P. MORRISSEY-

NOEL D. HUMPHREYS*

ANTHONY ROMANO II*

 

———

 

DOUGLAS J. SHORT*

JAMES M. MERENDINO

MICHELE T. TANTALLA*

HECTOR D. RUIZ*

PHILIP W. ALLOGRAMENTO III*

STEPHEN D. KESSLER

CHRISTOPHER ABATEMARCO*

ANTHONY J. CORINO*

INGRID E. DA COSTA

MEGHAN BARRETT BURKE*

RUKHSANAH L. SINGH*

BRITTANY E. MIANO*

STACIE L. POWERS*

NICOLE B. DORY*

MICHAEL BOJBASA-

CHRISTOPHER M. HEMRICK*

SUSAN KWIATKOWSKI*

MELISSA D. LOPEZ

ANDREW L. BARON*

JASON D. FALK*

MICHAEL J. SHORTT+

VICTORIA N. MANOUSHAGIAN*

  

KARIN I. SPALDING*

JODI ANNE HUDSON*

RICHARD A. JAGEN

JASON E. MARX*

ALEXIS E. LAZZARA

GAIL GOLDFARB

THOMAS VECCHIO+

DANIEL B. KESSLER*

ROBERT A. VERDIBELLO*

 

MEGHAN K. MUSSO*

BRENDAN W. CARROLL*

ELEONORE OFOSU-ANTWI*

EDMUND J. CAULFIELD*

SYDNEY J. DARLING*

NEIL V. SHAH*

STEPHEN R. TURANO*

STEVEN A. KROLL*

ROBERT M. DIPISA*

MATTHEW A. BAKER+

MICHAEL J. CREEGAN*

THOMAS M. BLEWITT, JR.+

BRIAN S. WOLFSON

MARY F. HURLEY

DANIELLE M. NOVAK+

KATELYN O’REILLY

JAMES E. FIGLIOZZI-

MATTHEW D. FIELDING*

MELISSA L. HIRSCH+

MARIEL L. BELANGER*

NICHOLAS W. URCIUOLI

KERRY C. DONOVAN

GENEVIEVE L. HORVATH

   

OTHER OFFICES

 

    
   

HARBORSIDE FINANCIAL CENTER 2

510 PLAZA FIVE

JERSEY CITY, NJ 07311

(201) 521-1000

FAX: (201) 521-0100

 

1500 MARKET STREET

12TH FLOOR,

EAST TOWER

PHILADELPHIA, PA 19102

(215) 246-3403

FAX: (215) 665-5727

 

  

888 SEVENTH AVENUE

9TH FLOOR

NEW YORK, NY 10106

(212) 307-3700

FAX: (212) 262-0050

 

LIBERTY VIEW

457 HADDONFIELD

ROAD, SUITE 230

CHERRY HILL, NJ 08002

(856) 317-7100

FAX: (856) 317-7117

    
   

THE ATRIUM, SUITE E

309 MORRIS AVENUE

SPRING LAKE, NJ 07762

(732) 449-1440

FAX: (732)449-0934

 

 

 

    

*Also Admitted in New York

+Also Admitted in Pennsylvania

-Only Admitted in New York

Please Reply to Roseland, NJ

      

August 2, 2013

Hexion U.S. Finance Corp.

180 East Broad Street

Columbus, OH 43215

 

  Re: Registration of Securities of Hexion U.S. Finance Corp.

Ladies and Gentlemen:

We have acted as special New Jersey counsel for Momentive Specialty Chemicals Inc., a New Jersey corporation (“MSC”). At your request, we have examined the Registration Statement on Form S-4 (the “Registration Statement”), of Hexion U.S. Finance Corp., a Delaware corporation, (“Issuer”), in connection with Issuer’s offer to exchange up to $1,100,000,000 original principal amount of 6.625% First-Priority Senior Secured Notes Due 2020 and the guarantees thereof, which have been registered under the

Hexion U.S. Finance Corp.

August 2, 2013

Page 2

 

Securities Act of 1933 (the “Exchange Notes”), for a like principal amount of the Issuer’s outstanding 6.625% First-Priority Senior Secured Notes Due 2020 and the guarantees thereof (the “Old Notes”). The Exchange Notes are to be guaranteed by MSC (the “Guarantee by MSC”) and certain of its subsidiaries. We have not acted as general counsel of MSC; accordingly, you understand that, as more particularly hereinafter described, no inference as to our knowledge of any fact relevant to the opinions set forth herein should be drawn from our representation of MSC in this particular matter. Except as otherwise indicated, capitalized terms used in this opinion and defined in the Indenture dated as of March 14, 2012, as supplemented by the First Supplemental Indenture dated as of January 31, 2013 (as supplemented, the “Indenture”), governing the Exchange Notes and Old Notes, have the meanings given in the Indenture.

In rendering this opinion, we have examined originals or copies, certified or otherwise identified to our satisfaction, of the Registration Rights Agreement dated January 31, 2013 (the “Registration Rights Agreement”), the Indenture and such other documents, corporate and unlimited liability company records, certificates of public officials and other instruments as we have deemed necessary or advisable for the purpose of rendering this opinion.

In such examination, we have assumed, with your consent and without independent investigation, that: (a) each document submitted to us for review is authentic, accurate, and complete, each such document that is a copy conforms to an authentic original, and all signatures on each such document are genuine; and (b) each certificate issued by a governmental official, office, or agency concerning an entity’s status, including but not limited to certificates of corporate status, is accurate, complete, and authentic.

The opinions expressed herein are subject to, and may be limited or affected by, the following:

 

  A. (i) bankruptcy, insolvency, reorganization, moratorium, receivership and/or other laws relating to or affecting the rights of creditors generally; (ii) general principles of equity, including, without limitation, concepts of materiality, reasonableness, good faith and fair dealing (whether considered in a proceeding in equity or an action at law); and (iii) public policy considerations.

 

  B. The invalidity or unenforceability, under certain circumstances, under state or federal law or court decisions, of provisions indemnifying a party against liability for its own wrongful or negligent acts or where such indemnification is contrary to public policy.

Notwithstanding anything contained herein which may be construed to the contrary, this opinion is based, as to matters of law, solely on the laws of the State of New Jersey. We express no opinion relating to: (a) the laws or regulations of any jurisdiction other than the State of New Jersey (including but not limited to the federal laws of the United States); (b) the creation, perfection, priority, or constructive notice of any security interest or lien; (c) the existence of any liens, charges, or encumbrances; (d) rights in or title to any property; (e) any insolvency or fraudulent transfer laws; (f) any securities or Blue Sky laws or regulations; (g) any tax laws or regulations; or (h) compliance with any fiduciary laws.

This opinion is rendered as of the date hereof, and we express no opinion as to any event, fact, circumstance, or development subsequent to the date of this opinion. We undertake no, and hereby disclaim any, obligation to advise you of any change in any matter set forth in this opinion that may result from any change of law or fact that may arise after the date of this opinion. Our opinion is limited to the matters stated herein, and no opinion is to be implied or inferred beyond the matters stated herein.

Based upon and subject to the foregoing, we are of the opinion that:

 

  1. MSC has been duly incorporated and is validly existing in good standing under the laws of the State of New Jersey;

August 2, 2013

Page 3

 

  2. The execution, delivery and performance of the Indenture have been duly authorized by all necessary corporate action on the part of MSC, and MSC has duly executed and delivered the Indenture;

 

  3. The Guarantee by MSC with respect to the Exchange Notes has been duly authorized by MSC;

 

  4. MSC’s execution and delivery of, and performance of its obligations under, the Indenture, the Registration Rights Agreement and the Security Documents, and the issuance of the Guarantee by MSC do not and will not (a) violate the provisions of the charter or bylaws of MSC or (b) violate any applicable New Jersey statute, rule or regulation.

This opinion is given as of the date hereof, is given for your benefit and the benefit of your stockholders, noteholders, your counsel, and of Paul, Weiss, Rifkind, Wharton & Garrison LLP. We hereby consent to the use of this opinion as an exhibit to the Registration Statement and to the reference to this firm under the heading “Legal Matters” in the Prospectus constituting part of the Registration Statement. In giving this consent, we do not thereby admit that we are included in the category of persons whose consent is required under Section 7 of the Securities Act of 1933 or the rules and regulations promulgated thereunder.

Respectfully submitted,

/s/ Connell Foley LLP

EX-23.1 3 d497280dex231.htm EXHIBIT 23.1 Exhibit 23.1

Exhibit 23.1

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

We hereby consent to the use in this Amendment No. 2 to the Registration Statement on Form S-4 of Hexion U.S. Finance Corp. of our report dated April 1, 2013 relating to the financial statements, financial statement schedule and the effectiveness of internal control over financial reporting of Momentive Specialty Chemicals Inc., and of our report dated April 1, 2013 relating to the financial statements of Momentive International Holdings Cooperatief U.A., both of which appear in such Registration Statement. We also consent to the reference to us under the heading “Experts” in such Registration Statement.

/s/ PricewaterhouseCoopers LLP

Columbus, Ohio

August 2, 2013

CORRESP 4 filename4.htm SEC Response Letter

Paul, Weiss, Rifkind, Wharton & Garrison LLP

1285 Avenue of the Americas

New York, New York 10019-6064

August 2, 2013

VIA EDGAR AND FEDERAL EXPRESS

Pamela Long

Assistant Director

Division of Corporation Finance

United States Securities and Exchange Commission

100 F Street, N.E.

Washington, DC 20549-3628

 

Re:    

   Hexion U.S. Finance Corp.  
  Amendment No. 1 to Registration Statement on Form S-4  
  Filed July 19, 2013  
  File No. 333-189575  

Dear Ms. Long:

On behalf of Hexion U.S. Finance Corp., a Delaware corporation (the “Issuer”), this letter sets forth the Issuer’s responses to the comments of the staff (the “Staff”) of the Securities and Exchange Commission (the “Commission”) set forth in your letter dated August 1, 2013 (the “Comment Letter”), regarding the above-referenced Registration Statement on Form S-4 (the “Registration Statement”). The Issuer has revised the Registration Statement in response to the Staff’s comments and is filing concurrently with this letter Amendment No. 2 to the Registration Statement (“Amendment No. 2”), which reflects these revisions and certain other updates.

For the convenience of the Staff, each comment from the Comment Letter corresponds to the numbered paragraph in the Comment Letter and is restated in italics prior to the response to such comment. Capitalized terms used and not defined have the meanings given in Amendment No. 1 to the Registration Statement.

General

 

1. We note your response to comment one of our letter dated July 11, 2013. However, as indicated in Sections 6.5.23 and 6.5.24 of the EDGAR Filer Manual, EX-101.INS submissions can have any CIK so long as it, and the registrant’s name, match one of the CIK/CONFORMED-NAME pairs in that submission. As such, please ensure that future filings on EDGAR are made on behalf of the actual issuer. For further assistance with this matter, please contact Filer Technical Support at (202) 551-8900.

 

Pamela Long, August 2, 2013—Page 2

 

 

Response:

The Issuer acknowledges the Staff’s comment and respectfully submits that it cannot change the identity of the primary filer in the EDGAR system for subsequent amendment filings once the registration number has been assigned. The Issuer will ensure that registration statements for future offerings are filed under the primary issuer.

Description of the Notes, page 150

Guarantees, page 166

 

2. We note your response to comment two of our letter dated July 11, 2013, in which you state that a guarantor ceasing to be a subsidiary as a result of a foreclosure of any pledge or security interest in satisfaction of a parent debt is functionally the same as “selling the stock of a subsidiary within the meaning of the Staff’s guidance.” It is unclear, however, how foreclosure of a security interest or pledge in favor of First Priority Lien Obligations, is different from the customary release provisions set forth in paragraphs (b) and (c) on page 160, and represent a separate event when the guarantee of a subsidiary guarantor is automatically released. Please advise. We may have additional comments following review of your response.

Response:

The Issuer respectfully submits that the release of a subsidiary guarantee upon foreclosure is a customary release provision and functionally the same as selling the stock of a subsidiary within the meaning of the Staff’s guidance. In the context of a secured bond transaction, it is typical to include language describing a release upon a foreclosure event (such as the language in paragraph (e) on page 167 of Amendment No. 1). This language is not intended to expand upon the list of customary release provisions referenced in the Staff’s guidance, but rather it is included, for the benefit of investors, to describe one potentially relevant circumstance in which the guarantee could be released as a result of the sale or transfer of the subsidiary’s assets. Paragraph (a) is intended to cover voluntary transfers in accordance with the indenture, and paragraph (e) is intended to cover involuntary transfers as a result of foreclosure. The Issuer submits that both clauses are customary and that both clauses fit within the customary release provisions referenced in the Staff’s guidance because both relate to the functional sale of the subsidiary’s assets.

In addition, the Issuer submits that the release of a subsidiary guarantee upon foreclosure differs from the customary provisions in paragraphs (b) and (c), which relate to other voluntary actions taken by the Issuer; however, as noted above, the foreclosure release provision does not expand upon the list of customary release provisions referenced in the Staff’s guidance.

 

Pamela Long, August 2, 2013—Page 3

 

 

Exhibit 5.2

 

3. We note your revised disclosure in response to comment four of our letter dated July 11, 2013. Please have counsel further revise the first sentence of the last paragraph of its legal opinion to remove the word “solely.”

Response:

New Jersey counsel has revised the first sentence of the last paragraph of its legal opinion to remove the word “solely” in response to the Staff’s comment.

Exhibit 23.1

 

4. Refer to comment three in our letter dated July 11, 2013. Please file updated auditors consent with your next amendment that refers to the registration statement on Form S-4 filed by Hexion U.S. Finance Corp. as the issuer, and not Momentive Specialty Chemicals Inc.

Response:

The Issuer has included an auditor’s consent that relates to Amendment No. 2 that refers to the registration statement on Form S-4 filed by Hexion U.S. Finance Corp. as the issuer in response to the Staff’s comment.

***

We appreciate the Staff’s comments and request the Staff contact the undersigned at (212) 373-3124 or (212) 492-0124 (facsimile) with any questions or comments regarding this letter.

 

Sincerely,

/s/ David S. Huntington, Esq.

David S. Huntington, Esq.

of PAUL, WEISS, RIFKIND, WHARTON & GARRISON LLP

Enclosures

 

cc: Douglas A. Johns, Esq., Momentive Specialty Chemicals Inc.