0001209191-14-012324.txt : 20140220 0001209191-14-012324.hdr.sgml : 20140220 20140220161306 ACCESSION NUMBER: 0001209191-14-012324 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140219 FILED AS OF DATE: 20140220 DATE AS OF CHANGE: 20140220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LANNETT CO INC CENTRAL INDEX KEY: 0000057725 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 230787699 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 9000 STATE RD CITY: PHILADELPHIA STATE: PA ZIP: 19136 BUSINESS PHONE: 2153339000 MAIL ADDRESS: STREET 1: 9000 STATE ROAD STREET 2: 9000 STATE ROAD CITY: PHLADELPHIA STATE: PA ZIP: 19136 FORMER COMPANY: FORMER CONFORMED NAME: NETHERLANDS SECURITIES INC DATE OF NAME CHANGE: 19660629 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH KEVIN CENTRAL INDEX KEY: 0001277221 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31298 FILM NUMBER: 14629750 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-02-19 0 0000057725 LANNETT CO INC LCI 0001277221 SMITH KEVIN 9000 STATE ROAD PHILADELPHIA PA 19136 0 1 0 0 Vice President Common Stock 2014-02-19 4 M 0 8000 5.18 A 67566 D Common Stock 2014-02-19 4 S 0 8000 45.73 D 59566 D Common Stock 2014-02-19 4 M 0 5943 4.03 A 65509 D Common Stock 2014-02-19 4 S 0 5943 45.68 D 59566 D Common Stock 2014-02-19 4 M 0 5333 2.80 A 64899 D Common Stock 2014-02-19 4 S 0 5333 45.36 D 59566 D Common Stock 2014-02-19 4 M 0 1666 3.55 A 61232 D Common Stock 2014-02-19 4 S 0 1666 45.04 D 59566 D Common Stock 2014-02-19 4 M 0 4000 3.55 A 63566 D Common Stock 2014-02-19 4 S 0 4000 44.75 D 59566 D Common Stock 2014-02-20 4 M 0 5000 4.16 A 64566 D Common Stock 2014-02-20 4 S 0 5000 44.65 D 59566 D Common Stock 2014-02-20 4 M 0 4000 4.16 A 63566 D Common Stock 2014-02-20 4 S 0 4000 44.60 D 59566 D Common Stock 2014-02-20 4 M 0 2666 4.16 A 62232 D Common Stock 2014-02-20 4 S 0 2666 44.60 D 59566 D Common Stock 2014-02-20 4 M 0 3500 3.55 A 63066 D Common Stock 2014-02-20 4 S 0 3500 44.89 D 59566 D Common Stock 2014-02-20 4 M 0 3500 3.55 A 63066 D Common Stock 2014-02-20 4 S 0 3500 44.79 D 59566 D Common Stock 2014-02-20 4 M 0 4000 3.55 A 63566 D Common Stock 2014-02-20 4 S 0 4000 45.00 D 59566 D Common Stock 2014-02-20 4 M 0 4057 4.03 A 63623 D Common Stock 2014-02-20 4 S 0 4057 45.25 D 59566 D Common Stock 2014-02-20 4 M 0 4000 4.03 A 63566 D Common Stock 2014-02-20 4 S 0 4000 45.20 D 59566 D Common Stock 2014-02-20 4 M 0 4800 4.03 A 64366 D Common Stock 2014-02-20 4 S 0 4800 45.00 D 59566 D Common Stock 2014-02-20 4 M 0 4200 4.03 A 63766 D Common Stock 2014-02-20 4 S 0 4200 45.00 D 59566 D Stock Option 5.18 2014-02-19 4 M 0 8000 0.00 D 2015-10-25 Common Stock 8000 168666 D Stock Option 4.03 2014-02-19 4 M 0 5943 0.00 D 2017-09-17 Common Stock 5943 162723 D Stock Option 2.80 2014-02-19 4 M 0 5333 0.00 D 2009-09-18 2018-09-17 Common Stock 5333 157390 D Stock Option 3.55 2014-02-19 4 M 0 1666 0.00 D 2012-08-25 2021-08-25 Common Stock 1666 155724 D Stock Option 3.55 2014-02-19 4 M 0 4000 0.00 D 2012-08-25 2021-08-25 Common Stock 4000 151724 D Stock Option 4.16 2014-02-20 4 M 0 5000 0.00 D 2013-10-26 2022-10-25 Common Stock 5000 146724 D Stock Option 4.16 2014-02-20 4 M 0 4000 0.00 D 2013-10-26 2022-10-25 Common Stock 4000 142724 D Stock Option 4.16 2014-02-20 4 M 0 2666 0.00 D 2013-10-26 2022-10-25 Common Stock 2666 140058 D Stock Option 3.55 2014-02-20 4 M 0 3500 0.00 D 2012-08-25 2021-08-25 Common Stock 3500 136558 D Stock Option 3.55 2014-02-20 4 M 0 3500 0.00 D 2012-08-25 2021-08-25 Common Stock 3500 133058 D Stock Option 3.55 2014-02-20 4 M 0 4000 0.00 D 2012-08-25 2021-08-25 Common Stock 4000 129058 D Stock Option 4.03 2014-02-20 4 M 0 4057 0.00 D 2008-09-17 2017-09-17 Common Stock 4057 125001 D Stock Option 4.03 2014-02-20 4 M 0 4000 0.00 D 2008-09-17 2017-09-17 Common Stock 4000 121001 D Stock Option 4.03 2014-02-20 4 M 0 4800 0.00 D 2017-09-17 Common Stock 4800 116201 D Stock Option 4.03 2014-02-20 4 M 0 4200 0.00 D 2009-09-17 2017-09-17 Common Stock 4200 112001 D Options became exercisable as follows: 4,000 on 10/25/2006, 4,000 on 10/25/2007. Options became exercisable as follows: 5,542 on 9/17/2008, 401 on 9/17/2009. Options became exercisable as follows: 3,067 on 9/17/2008, 1,733 on 9/17/2009. /s/ Martin P. Galvan Limited Power of Attorney For: Kevin Smith 2014-02-20