0001104659-16-144121.txt : 20160912 0001104659-16-144121.hdr.sgml : 20160912 20160912074027 ACCESSION NUMBER: 0001104659-16-144121 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160909 FILED AS OF DATE: 20160912 DATE AS OF CHANGE: 20160912 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN SCIENCE & ENGINEERING, INC. CENTRAL INDEX KEY: 0000005768 STANDARD INDUSTRIAL CLASSIFICATION: X-RAY APPARATUS & TUBES & RELATED IRRADIATION APPARATUS [3844] IRS NUMBER: 042240991 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O AS&E STREET 2: 829 MIDDLESEX TURNPIKE CITY: BILLERICA STATE: MA ZIP: 01821 BUSINESS PHONE: 9782628700 MAIL ADDRESS: STREET 1: C/O AS&E STREET 2: 829 MIDDLESEX TURNPIKE CITY: BILLERICA STATE: MA ZIP: 01821 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN SCIENCE & ENGINEERING INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KANIA DON R CENTRAL INDEX KEY: 0001254028 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06549 FILM NUMBER: 161880028 MAIL ADDRESS: STREET 1: C/O FEI COMPANY STREET 2: 5350 NE DAWSON CREEK DRIVE CITY: HILLSBORO STATE: OR ZIP: 97124 4 1 a4.xml 4 X0306 4 2016-09-09 1 0000005768 AMERICAN SCIENCE & ENGINEERING, INC. ASEI 0001254028 KANIA DON R C/O AMERICAN SCIENCE AND ENGINEERING, INC., 829 MIDDLESEX TURNPIKE BILLERICA MA 01821 1 0 0 0 Common Stock 2016-09-09 4 D 0 10847 37.00 D 0 D Stock Option 75.82 2016-09-09 4 D 0 4181 D 2011-05-03 2020-05-02 Common Stock 4181 0 D Stock Option 74.79 2016-09-09 4 D 0 7000 D 2011-09-08 2020-09-08 Common Stock 7000 0 D On September 9, 2016, pursuant to the Agreement and Plan of Merger among the issuer, OSI Systems, Inc. ("Buyer") and Apple Merger Sub, Inc., a wholly owned subsidiary of Buyer ("Merger Sub"), dated June 20, 2016 (the "Merger Agreement"), Merger Sub merged with and into the issuer (the "Merger"), with the issuer surviving the Merger as a wholly owned subsidiary of Buyer. Pursuant to the Merger Agreement, at the effective time of the Merger, the shares automatically converted into the right to receive $37.00 per share in cash. This option was cancelled for no consideration pursuant to the terms of the Merger Agreement. /s/ Michael J. Muscatello, as attorney-in-fact for Don R. Kania 2016-09-12