-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F5afSBNAq8Tz+sOwY+i3vQ84BjKLXyE7WTOSh0D0Z4KsTXAckyFg8AVoZD98LWbu 58amO7q4q/d7KBemjh6KDA== 0000927356-99-001484.txt : 19990913 0000927356-99-001484.hdr.sgml : 19990913 ACCESSION NUMBER: 0000927356-99-001484 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990831 FILED AS OF DATE: 19990910 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LAMSON & SESSIONS CO CENTRAL INDEX KEY: 0000057497 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 340349210 STATE OF INCORPORATION: OH FISCAL YEAR END: 0101 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-00313 FILM NUMBER: 99709941 BUSINESS ADDRESS: STREET 1: 25701 SCIENCE PARK DR CITY: CLEVELAND STATE: OH ZIP: 44122-7313 BUSINESS PHONE: 2164643400 MAIL ADDRESS: STREET 1: 25701 SCIENCE PARK DR CITY: CLEVELAND STATE: OH ZIP: 44122 COMPANY DATA: COMPANY CONFORMED NAME: EBRAHIMI FARHAD FRED CENTRAL INDEX KEY: 0001071351 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 475 CIRCLE DRIVE CITY: DENVER STATE: CO ZIP: 80206 BUSINESS PHONE: 3038943582 MAIL ADDRESS: STREET 1: 475 CIRCLE DRIVE CITY: DENVER STATE: CO ZIP: 80206 4 1 FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 OMB APPROVAL ----------------------------- [_] Check this box if no longer OMB NUMBER: 3235-0287 subject to Section 16. Form 4 Expires: April 30, 1997 or Form 5 obligations may Estimated average burden continue. SEE Instruction 1(b). hours per response ...... 0.5 ----------------------------- STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person - -------------------------------------------------------------------------------- (Last) (First) (Middle) Ebrahimi Farhad Fred - -------------------------------------------------------------------------------- (Street) 8821 Experiment Farm Road - -------------------------------------------------------------------------------- (City) (State) (Zip) Cheyenne WY 82009-8814 - -------------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol The Lamson & Sessions Co. (LMS) - -------------------------------------------------------------------------------- 3. IRS or Social Security Number of Reporting Person (Voluntary) - -------------------------------------------------------------------------------- 4. Statement for Month/Year 08/99 - -------------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) - -------------------------------------------------------------------------------- 6. Relationship of Reporting Person to Issuer (Check all applicable) Director X 10% Owner ----- ------ Officer (give Other (Specify ----- title below) ------ below) ---------------------------------- 7. Individual or Joint/Group Filing (Check Applicable line) X Form filed by One Reporting Person ------ X Form filed by More than one Reporting Person ------ - --------------------------------------------------------------------------------
Table 1 -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Ownership 7. Nature (Instr. 3) action action or Disposed of (D) Securities Form: of Indirect Date Code Beneficially Direct Beneficial (Instr. 8) (Instr. 3,4 and 5) Owned at (D) or Ownership (Month/ ------------ -------------------------- End of Month Indirect (Instr. 4) Day/ Code V Amount (A) or Price (Instr. 3 (I) Year) (D) and 4) (Instr. 4) - -------------------------- ---------- ------ ---- -------- ------ ------ -------------- ------------ ------------- Common Stock 8/11/99 P 25,000 A 5 3/8 D - -------------------------- ---------- ------ ---- -------- ------ ------ -------------- ------------ ------------- Common Stock 8/11/99 P 25,000 A 5 1/4 D - -------------------------- ---------- ------ ---- -------- ------ ------ -------------- ------------ ------------- Common Stock 8/12/99 P 25,000 A 5 5/16 D - -------------------------- ---------- ------ ---- -------- ------ ------ -------------- ------------ ------------- Common Stock 8/12/99 P 25,000 A 5 1/16 D - -------------------------- ---------- ------ ---- -------- ------ ------ -------------- ------------ ------------- Common Stock 8/12/99 P 5,000 A 5 1/16 D - -------------------------- ---------- ------ ---- -------- ------ ------ -------------- ------------ ------------- Common Stock 8/12/99 P 5,000 A 5 1/4 I Family Member - -------------------------- ---------- ------ ---- -------- ------ ------ -------------- ------------ ------------- Common Stock 8/12/99 P 5,000 A 5 1/8 I Family Member - -------------------------- ---------- ------ ---- -------- ------ ------ -------------- ------------ ------------- 1,525,200 - -------------------------- ---------- ------ ---- -------- ------ ------ -------------- ------------ ------------- - -------------------------- ---------- ------ ---- -------- ------ ------ -------------- ------------ ------------- - -------------------------- ---------- ------ ---- -------- ------ ------ -------------- ------------ -------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses) FORM 4 (continued)
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security 2. Conversion 3. Transaction 4. Transacation 5. Number of Derivative 6. Date Exercisable (Instr. 3) or Exercise Date Code Securities Acquired (A) and Expiration Price of (Month/Day/ (Instr. 8) or Disposed of (D) Date Derivative Year) (Instr. 3, 4, and 5) (Month/Day/ Security Year) --------------- -------------------------- ------------------- Code V (A) (D) Date Expiration Exer- Date cisable - ------------------------------- -------------- -------------- -------- ----- --------------- ---------- -------- ---------- - ------------------------------- -------------- -------------- -------- ----- --------------- ---------- -------- ---------- - ------------------------------- -------------- -------------- -------- ----- --------------- ---------- -------- ---------- - ------------------------------- -------------- -------------- -------- ----- --------------- ---------- -------- ---------- - ------------------------------- -------------- -------------- -------- ----- --------------- ---------- -------- ---------- - ------------------------------- -------------- -------------- -------- ----- --------------- ---------- -------- ---------- - ------------------------------- -------------- -------------- -------- ----- --------------- ---------- -------- ---------- - ------------------------------- -------------- -------------- -------- ----- --------------- ---------- -------- ---------- - ------------------------------- -------------- -------------- -------- ----- --------------- ---------- -------- ----------
7. Title and Amount of 8. Price of Derivative 9. Number of Derivative 10. Ownership Form 11. Nature of Indirect Underlying Securities Security (Instr. 5) Securities Beneficially of Derivative Security: Beneficial Ownership (Instr. 3 and 4) Owned at End of Month Direct (D) or (Instr. 4) Instr. 4) Indirect (I) (Instr. 4) - ------------------------ Title Amount or Number of Shares - ------------------------ ---------------------- -------------------------- --------------------------- ------------------------ - ------------------------ ---------------------- -------------------------- --------------------------- ------------------------ - ------------------------ ---------------------- -------------------------- --------------------------- ------------------------ - ------------------------ ---------------------- -------------------------- --------------------------- ------------------------ - ------------------------ ---------------------- -------------------------- --------------------------- ------------------------ - ------------------------ ---------------------- -------------------------- --------------------------- ------------------------ - ------------------------ ---------------------- -------------------------- --------------------------- ------------------------ - ------------------------ ---------------------- -------------------------- --------------------------- ------------------------ - ------------------------ ---------------------- -------------------------- --------------------------- ------------------------
Explanation of Responses: This Statement is occasioned by the purchases during August 1999 of an aggregate of 85,000 shares of the Issuer's common stock by the Farhad Fred Ebrahimi and 10,000 shares of Issuer's common stock by Farah Alexandra Ebrahimi. Farhad Fred Ebrahimi is the reporting person for the Ebrahimi Family, consisting of Farhad Fred Ebrahimi, Mary Wilkie Ebrahimi, Farhad Alexander Ebrahimi, and Farah Alexandra Ebrahimi. As of August 31, 1999, 1,472,400 shares of the Issuer's Common Stock were held jointly by Farhad Fred Ebrahimi and Mary Wilkie Ebrahimi, husband and wife; 24,000 shares of the Issuer's stock were held jointly by Farhad Fred Ebrahimi and Farhad Alexander Ebrahimi; and 28,800 shares of the Issuer's common stock were held jointly by Farhad Fred Ebrahimi and Farah Alexandra Ebrahimi. Accordingly, all members of the Ebrahimi family have a pecuniary interest in 1,525,200 shares of common stock of the Issuer. **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). /s/ Farhad Fred Ebrahimi 9/10/1999 _______________________________ ______________ **Signature of Reporting Person Date Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, See Instruction 6 for procedure. Page 2 SEC 1474 (8-92) POWER OF ATTORNEY I, M.P. Wilkie Ebrahimi, private person, residing at 8821 Experimental Farm Road, Cheyenne, WY 82009-8814, hereby delegate to F. Fred Ebrahimi, private person, residing at 8821 Experimental Farm Road, Cheyenne, WY 92009-8814 the authority to act in my place and stead with respect to the following powers: To act as the reporting person on my behalf in connection with filings to be made with the Securities and Exchange Commission; and To execute such documents and to perform all other acts necessary, or incidental to the execution of the powers enumerated herein. This Power of Attorney is effective until revoked. Executed this 16th day of November, 1998. /s/M.P. Wilkie Ebrahimi ----------------------- M.P. Wilkie Ebrahimi POWER OF ATTORNEY I, Farah A. Ebrahimi, private person, residing at 8821 Experimental Farm Road, Cheyenne, WY 82009-8814, hereby delegate to F. Fred Ebrahimi, private person, residing at 8821 Experimental Farm Road, Cheyenne, WY 82009-8814, the authority to act in my place and stead with respect to the following powers: To act as the reporting person on my behalf in connection with filings to be made with the Securities and Exchange Commission; and To execute such documents and to perform all other acts necessary, or incidental to the execution of the powers enumerated herein. This Power of Attorney is effective until revoked. Executed this 16th day of November, 1998. /s/ Farah A. Ebrahimi ------------------------ Farah A. Ebrahimi POWER OF ATTORNEY I, Farah A. Ebrahimi, private person, residing at 8821 Experimental Farm Road, Cheyenne, WY 82009-8814, acting as a custodian for Farhad A. Ebrahimi, minor person, residing at 8821 Experimental Farm Road, Cheyenne, WY 82009-8814, hereby delegate to F. Fred Ebrahimi, private person, residing at 8821 Experimental Farm Road, Cheyenne, WY 82009-8814, the authority to act in my place and stead with respect to the following powers: To act as the reporting person on my behalf in connection with filings to be made with the Securities and Exchange Commission; and To execute such documents and to perform all other acts necessary, or incidental to the execution of the powers enumerated herein. This Power of Attorney is effective until revoked. Executed this 16th day of November, 1998. /s/ Farah A. Ebrahimi ------------------------------- Farah A. Ebrahimi, as Custodian for Farhad A. Ebrahimi -----END PRIVACY-ENHANCED MESSAGE-----