-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AgDgfwLkqlIIyQsvA6I5P6/ibpZOO2Mtxt8FX6ef07SGIAHY+rzpT0HD6W4fGO76 8rbEZoex4SqPXnsgm+ykQw== 0000945788-97-000006.txt : 19970311 0000945788-97-000006.hdr.sgml : 19970311 ACCESSION NUMBER: 0000945788-97-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970206 FILED AS OF DATE: 19970310 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DIANA CORP CENTRAL INDEX KEY: 0000057201 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140] IRS NUMBER: 362448698 STATE OF INCORPORATION: DE FISCAL YEAR END: 0403 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05486 FILM NUMBER: 97553735 BUSINESS ADDRESS: STREET 1: 8200 W BROWN DEER ROAD CITY: MILWAUKEE STATE: WI ZIP: 53223-1706 BUSINESS PHONE: 4143550037 FORMER COMPANY: FORMER CONFORMED NAME: FH INDUSTRIES CORP DATE OF NAME CHANGE: 19850814 FORMER COMPANY: FORMER CONFORMED NAME: SCOT LAD FOODS INC DATE OF NAME CHANGE: 19841202 COMPANY DATA: COMPANY CONFORMED NAME: RUNGE DONALD E CENTRAL INDEX KEY: 0000945788 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 8200 W BROWN DEER ROAD SUITE 200 CITY: MILWAUKEE STATE: WI ZIP: 53223 BUSINESS PHONE: 4143550037 MAIL ADDRESS: STREET 1: 8200 W BROWN DEER ROAD SUITE 200 CITY: MILWAUKEE STATE: WI ZIP: 53223 4 1 FORM 4 - FEBRUARY 1997 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP (X) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person RUNGE, DONALD E. P.O. BOX 769 ZEPHYR COVE, NV 89448 USA 2. Issuer Name and Ticker or Trading Symbol THE DIANA CORPORATION DNA 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year FEBRUARY 1997 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director (X) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| COMMON STOCK, $1.00 PAR VAL|2/6/97|S | |5,300 |D |13.625 | | | | UE | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK, $1.00 PAR VAL|2/6/97|S | |5,700 |D |13.50 | | | | UE | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK, $1.00 PAR VAL|2/6/97|S | |8,500 |D |13.375 | | | | UE | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK, $1.00 PAR VAL|2/7/97|S | |1,500 |D |13.375 | | | | UE | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK, $1.00 PAR VAL|2/7/97|S | |4,100 |D |12.875 | | | | UE | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK, $1.00 PAR VAL|2/7/97|S | |6,000 |D |12.625 | | | | UE | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK, $1.00 PAR VAL|2/7/97|S | |3,000 |D |12.75 | | | | UE | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK, $1.00 PAR VAL|2/7/97|S | |15,900 |D |12.50 | | | | UE | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK, $1.00 PAR VAL|2/10/9|S | |7,306 |D |11.125 | | | | UE |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK, $1.00 PAR VAL|2/10/9|S | |19,700 |D |11.00 | | | | UE |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK, $1.00 PAR VAL|2/10/9|S | |5,100 |D |11.25 | | | | UE |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK, $1.00 PAR VAL|2/11/9|S | |1,000 |D |12.25 | | | | UE |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK, $1.00 PAR VAL|2/11/9|S | |3,100 |D |12.125 | | | | UE |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK, $1.00 PAR VAL|2/11/9|S | |29,400 |D |12.00 | | | | UE |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK, $1.00 PAR VAL|2/13/9|S | |10,700 |D |11.00 | | | | UE |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK, $1.00 PAR VAL|2/13/9|S | |3,800 |D |11.125 | | | | UE |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK, $1.00 PAR VAL|2/14/9|S | |2,900 |D |10.00 | | | | UE |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK, $1.00 PAR VAL|2/14/9|S | |9,300 |D |10.00 | | | | UE |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK, $1.00 PAR VAL|2/14/9|S | |11,400 |D |10.125 | | | | UE |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK, $1.00 PAR VAL|2/14/9|S | |10,000 |D |10.25 | | | | UE |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK, $1.00 PAR VAL|2/14/9|S | |3,000 |D |10.375 | | | | UE |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK, $1.00 PAR VAL|2/14/9|S | |5,800 |D |10.50 | | | | UE |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK, $1.00 PAR VAL|2/21/9|S | |50,000 |D |8.00 | | | | UE |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| COMMON STOCK, $1.00 PAR VAL|2/28/9|S | |113,600 |D |8.00 |128,744 |D | | UE |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: SIGNATURE OF REPORTING PERSON /s/ DONALD E. RUNGE DATE MARCH 10, 1997 -----END PRIVACY-ENHANCED MESSAGE-----