-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TFEhTWTNc9wvBmdxYgcnVN+qzDoPu+GL5UZCNLL+3xYvXLmfxq0hVlzVkjEd51LE c+1E9s+ulyM6nX+wWFcLHA== 0000057139-11-000009.txt : 20110214 0000057139-11-000009.hdr.sgml : 20110214 20110211180445 ACCESSION NUMBER: 0000057139-11-000009 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110211 ITEM INFORMATION: Other Events FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LABARGE INC CENTRAL INDEX KEY: 0000057139 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 730574586 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-05761 FILM NUMBER: 11600970 BUSINESS ADDRESS: STREET 1: 9900 CLAYTON ROAD CITY: ST LOUIS STATE: MO ZIP: 63124 BUSINESS PHONE: 3149970800 MAIL ADDRESS: STREET 1: 9900 CLAYTON ROAD CITY: ST LOUIS STATE: MO ZIP: 63124 FORMER COMPANY: FORMER CONFORMED NAME: DORSETT ELECTRONICS INC DATE OF NAME CHANGE: 19690406 8-K 1 special8k21111.htm FORM 8-K WebFilings | EDGAR view
 

 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
 
 
 
FORM 8-K
 
  
CURRENT REPORT
 
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
 
Date of Report: February 11, 2011
 
 
LaBARGE, INC.
(Exact name of registrant as specified in its charter)
 
 
DELAWARE
001-05761
73-0574586
(State or other jurisdiction of incorporation or organization)
(Commission File Number)
(I.R.S. Employer
Identification No.)
 
  9900 Clayton Road, St. Louis, Missouri
63124
(Address of principal executive offices)
(Zip Code)                              
 
 
 
(314) 997-0800
(Registrant's telephone number, including area code)
 
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
(  ) Written communications pursuant to Rule 425 under the Securities Act.
 
(  ) So liciting material pursuant to Rule 14a-12 under the Exchange Act.
 
( ) Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act.
 
( ) Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act.
 

 
 

 
 
Item 8.01. Other Events
 
On February 10, 2011, the Company received a Wells notice from the staff of the United States Securities and Exchange Commission indicating that the staff intends to recommend the filing of a civil enforcement action against the Company. The SEC staff has indicated to the Company that any such action would allege violations of securities laws in connection with certain of the Company's financial reporting processes during primarily 2006 and 2007. The Wells notice relates only to a potential proceeding against the Company, and the SEC staff has indicated that they do not contemplate that a claim would be made against any individuals or would include an allegation of fraud on the part of the Company or any of its directors, officers or employees. The SEC staff has also advised the Company that it does not expect to request that the Company restate its financial statements for the periods in question. A Wells notice provides recipients an opportunity to respond to issues raised in the staff's investigation prior to any decision on an enforcement pro ceeding by the Commission, and is neither a formal allegation nor a finding of wrongdoing. The Company continues to cooperate with the Commission staff with respect to the investigation. The Company does not believe that the allegations have merit; however the Company intends to discuss with the SEC a possible resolution of the matter in question. There can be no assurance, however, that the Commission will not bring an enforcement action against the Company.

 
 

 
 
SIGNATURES
 
Pursuant to the requiremen ts of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
Dated: February 11, 2011
 
 
LaBARGE, INC.
 
                                                                           
By:  /s/DONALD H. NONNENKAMP
 
Name:    
Title:     
Donald H. Nonnenkamp
Vice President, Chief Financial Officer and Secretary
 

 
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