0001296276-13-000001.txt : 20130926
0001296276-13-000001.hdr.sgml : 20130926
20130926130910
ACCESSION NUMBER: 0001296276-13-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130916
FILED AS OF DATE: 20130926
DATE AS OF CHANGE: 20130926
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: K-V Pharmaceutical Co
CENTRAL INDEX KEY: 0000057055
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 430618919
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 16640 CHESTERFIELD GROVE ROAD
STREET 2: SUITE 200
CITY: CHESTERFIELD
STATE: MO
ZIP: 63005
BUSINESS PHONE: 3146456600
MAIL ADDRESS:
STREET 1: 16640 CHESTERFIELD GROVE ROAD
STREET 2: SUITE 200
CITY: CHESTERFIELD
STATE: MO
ZIP: 63005
FORMER COMPANY:
FORMER CONFORMED NAME: KV PHARMACEUTICAL CO /DE/
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hermelin David S
CENTRAL INDEX KEY: 0001296276
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09601
FILM NUMBER: 131116361
MAIL ADDRESS:
STREET 1: 2280 SCHUETZ ROAD
CITY: ST. LOUIS
STATE: MO
ZIP: 63146
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-09-16
1
0000057055
K-V Pharmaceutical Co
KVA/KVB
0001296276
Hermelin David S
16640 CHESTERFIELD GROVE ROAD
CHESTERFIELD
MO
63005
1
0
0
0
Class A Common Stock
2013-09-16
4
J
0
15375
0
D
0
D
Class B Common Stock
2013-09-16
4
J
0
52875
0
D
0
D
Class A Common Stock
2013-09-16
4
J
0
1343187
0
D
0
I
See footnote
Class B Common Stock
2013-09-16
4
J
0
2136555
0
D
0
I
See footnote
Option to Purchase
2.95
2013-09-16
4
J
0
15000
0
D
2019-01-13
Class A Common Stock
15000
0
D
Option to Purchase
1.62
2013-09-16
4
J
0
10000
0
D
2020-09-07
Class A Common Stock
10000
0
D
Option to Purchase
1.49
2013-09-16
4
J
0
20000
0
D
2021-09-08
Class A Common Stock
20000
0
D
Option to Purchase
0.94
2013-09-16
4
J
0
20000
0
D
2022-05-14
Class A Common Stock
20000
0
D
On September 16, 2013, the Sixth Amended Joint Chapter 11 Plan of Reorganization of K-V Pharmaceutical Company (the "Company"), which was confirmed by the United States Bankruptcy Court for the Southern District of New York on August 28, 2013, was consummated. As a result, all issued and outstanding shares of the Companys Class A Common Stock, Class B Common Stock and 7% Cumulative Convertible Preferred Stock, and the warrants and options exercisable therefor, were cancelled and extinguished.
The Reporting Person is one of three trustees of two irrevocable trusts that hold such shares, the beneficiaries of which are Marc S. Hermelin, father of the Reporting Person, as to 851,688 shares of Class A Common Stock and 1,771,293 shares of Class B Common Stock, and Minnette Hermelin, grandmother of the Reporting Person, as to 491,499 shares of Class A Common Stock and 365,262 shares of Class B Common Stock.
The option was to vest in four equal quarterly installments beginning on March 31, 2009.
The option was to vest in five equal annual installments beginning on September 7, 2011.
The option was to vest in three equal installments beginning on September 8, 2012.
The option was to vest 33% on May 14, 2013, 33% on May 14, 2014 and 34% on May 14, 2015.
David S. Hermelin
2013-09-25