-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R+SakpB45AvZ9KAxmxZ6S6QAfsFMXEq8ACKd1d2bAjYNsQBrH7ng8ag5JSuBSF0d GlbLmcN5Kv8oAyavGwgW1g== 0001140361-09-001823.txt : 20090123 0001140361-09-001823.hdr.sgml : 20090123 20090123170410 ACCESSION NUMBER: 0001140361-09-001823 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090121 FILED AS OF DATE: 20090123 DATE AS OF CHANGE: 20090123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KV PHARMACEUTICAL CO /DE/ CENTRAL INDEX KEY: 0000057055 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 430618919 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2503 S HANLEY RD CITY: ST LOUIS STATE: MO ZIP: 63144 BUSINESS PHONE: 3146456600 MAIL ADDRESS: STREET 1: 2503 S HANLEY RD CITY: ST LOUIS STATE: MO ZIP: 63144 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERMELIN MARC S CENTRAL INDEX KEY: 0001039209 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09601 FILM NUMBER: 09543062 BUSINESS ADDRESS: STREET 1: 2503 S HANLEY RD CITY: ST LOUIS STATE: MO ZIP: 63144 BUSINESS PHONE: 3146456600 MAIL ADDRESS: STREET 1: 2503 SOUTH HANLEY RD CITY: ST LOUIS STATE: MO ZIP: 63144 4 1 doc1.xml FORM 4 X0303 4 2009-01-21 0 0000057055 KV PHARMACEUTICAL CO /DE/ KVA / KVB 0001039209 HERMELIN MARC S 2503 S. HANLEY ROAD ST. LOUIS MO 63144 1 0 1 0 Class A Common Stock 2009-01-21 4 J 0 131885 0 D 900915 I Deemed indirect benefic. owner as trustee solely because benefic. is a sibling of reporting person. Class A Common Stock 2009-01-21 4 J 0 106667 0 D 794248 I Deemed indirect benefic. owner as trustee solely because benefic. is a sibling of reporting person. Class A Common Stock 2009-01-21 4 J 0 48138 0 D 1000312 I Deemed indirect benefic. owner as trustee solely because benefic. is a sibling of reporting person. Class A Common Stock 956036 I Deemed indirect benefic. owner because of status as co-trustee and a co-benefic. of a family trust. Class A Common Stock 491499 I Deemed indirect benefic. owner because of status as co-trustee and co-benefic. of a family trust. Class A Common Stock 76708 I Through spouse Class A Common Stock 165547 D Such shares of Class A Common Stock are held in one trust, of which the reporting person is one of two trustees, under Trust Agreement dated 12/22/1973 fbo Anne S. Kirschner, sister of the reporting person (the Anne S. Kirschner Trust). Distribution to beneficiaries without consideration. Does not include 1,447,535 shares of Class A Common Stock which are held in two trusts, in each of which the reporting person is one of three trustees including (i) Trust under Trust Agreement dated 12/22/73 fbo Marc S. Hermelin, under which the reporting person is primary beneficiary (the Marc Hermelin Trust); and (ii) Trust under Trust Agreement dated 12/23/73 fbo Minnette Hermelin, under which the reporting person is also a beneficiary (the Minnette Hermelin Trust); and (b) 165,547 shares of Class A Common Stock owned directly by the reporting person. Does not include 1,048,450 shares of Class A Common Stock, which are held in one trust under Trust Agreement dated 12/22/73 fbo Arnold Hermelin, under which the reporting person is deemed to have indirect ownership solely because the beneficiary is a sibling of the reporting person. Surrender of shares to the Anne S. Kirschner Trust U/T/A dated December 31, 1991 (the 1991 Trust), upon demand pursuant to terms of Pledge Agreement dated July 30, 1991 for benefit of the 1991 Trust, as successor to Minnette Hermelin. Distribution to beneficiary without consideration. Such shares of Class A Common Stock are held in one trust, of which the reporting person is one of three trustees, under Trust Agreement dated 12/22/1973 fbo Arnold Hermelin, brother of the reporting person. Does not include 879,309 shares of Class A Common Stock, which are held in the Anne S. Kirschner Trust, under which the reporting person is deemed to have indirect ownership solely because the beneficiary is a sibling of the reporting person. Such shares of Class A Common Stock are held in trust under the Marc Hermelin Trust. Such shares of Class A Common Stock are held in trust under the Minnette Hermelin Trust. Such shares of Class A Common Stock are held by Sarah Weltscheff, the wife of the reporting person. Such shares are held directly by the reporting person. /s/ Marc S. Hermelin 2009-01-21 -----END PRIVACY-ENHANCED MESSAGE-----