-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IVGEKGcada4z5LySkPdSplOnVaJ6SH+nkrFpa6vm8VJ5MDeW2km0Hu4a9z9YFwqK zJZhmrZ9rn7pRiVa4hatew== 0001140361-08-021727.txt : 20080922 0001140361-08-021727.hdr.sgml : 20080922 20080922191147 ACCESSION NUMBER: 0001140361-08-021727 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080918 FILED AS OF DATE: 20080922 DATE AS OF CHANGE: 20080922 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KV PHARMACEUTICAL CO /DE/ CENTRAL INDEX KEY: 0000057055 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 430618919 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2503 S HANLEY RD CITY: ST LOUIS STATE: MO ZIP: 63144 BUSINESS PHONE: 3146456600 MAIL ADDRESS: STREET 1: 2503 S HANLEY RD CITY: ST LOUIS STATE: MO ZIP: 63144 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERMELIN MARC S CENTRAL INDEX KEY: 0001039209 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09601 FILM NUMBER: 081083357 BUSINESS ADDRESS: STREET 1: 2503 S HANLEY RD CITY: ST LOUIS STATE: MO ZIP: 63144 BUSINESS PHONE: 3146456600 MAIL ADDRESS: STREET 1: 2503 SOUTH HANLEY RD CITY: ST LOUIS STATE: MO ZIP: 63144 4 1 doc1.xml FORM 4 X0303 4 2008-09-18 0 0000057055 KV PHARMACEUTICAL CO /DE/ KVA / KVB 0001039209 HERMELIN MARC S 2503 S. HANLEY ROAD ST. LOUIS MO 63144 1 1 1 0 Chairman & CEO Class A Common Stock 2008-09-18 5 J 0 233663 0 D 538299 I Deemed indirect beneficial owner because of status as a co-trustee and co-benef. of a family trust Class A Common Stock 2008-09-18 5 J 0 46800 0 D 491499 I Deemed indirect beneficial owner because of status as a co-trustee and co-benef. of a family trust Class A Common Stock 2008-09-18 5 J 0 46800 0 A 165547 D Class B Common Stock 2008-09-18 5 J 0 186863 0 D 365262 I Deemed indirect beneficial owner because of status as a co-trustee and co-benef. of a family trust Class B Common Stock 2008-09-18 5 J 0 186863 0 A 1503406 D Such shares of Class A Common Stock are held in one trust, of which the reporting person is a beneficiary, as well as, one of three trustees, under Trust Agreement dated 12/23/73 fbo Minnette Hermelin, mother of reporting person (the Minnette Hermelin Trust). Such shares of Class A Common Stock are owned directly by the reporting person. Distribution to beneficiary of Trust without consideration. Distribution to beneficiary of Trust, the reporting person, without consideration. Acquisition of Class A Common Stock from the Minnette Hermelin Trust, by the reporting person, a beneficiary of such trust, without consideration. Acquisition of Class B Common Stock from the Minnette Hermelin Trust, by the reporting person, a beneficiary of such trust, without consideration. Does not include (a) 956,036 shares of Class A Common Stock which are held in one trust, of which the reporting person is one of three trustees, under Trust Agreement dated 12/22/73 fbo Marc S. Hermelin, under which the reporting person is the primary beneficiary (the Marc Hermelin Trust); and (b) 165,547 shares of Class A Common Stock owned directly by the reporting person. Does not include 2,126,921 shares of Class A Common Stock which are held in two trusts, in each of which the reporting person is deemed to have indirect beneficial ownership solely because the beneficiary is a sibling of the trustee, including (i) Trust under Trust Agreement dated 12/22/73 fbo Arnold Hermelin, of which the reporting person is one of three trustees (the Arnold Hermelin Trust); and (ii) Trust under Trust Agreement dated 12/22/73 fbo Anne Kirschner, of which the reporting person is one of two trustees (the Anne Kirschner Trust). Does not include 1,447,535 shares of Class A Common Stock which are held in two trusts, in each of which the reporting person is one of three trustees, including (i) the Marc Hermelin Trust; and (ii) the Minnette Hermelin Trust. Does not include 1,771,293 shares of Class B Common Stock which are held in the Marc Hermelin Trust; and (b) 1,503,406 shares of Class B Common Stock owned directly by the reporting person. Does not include 4,480,354 shares of Class B Common Stock which are held in two trusts, in each of which the reporting person is deemed to have indirect beneficial ownership solely because the beneficiary is a sibling of the trustee, including (i) the Arnold Hermelin Trust; and (ii) the Anne Kirschner Trust. Does not include 2,136,555 shares of Class B Common Stock which are held in two trusts, in each of which the reporting person is one of three trustees, including (i) the Marc Hermelin Trust; and (ii) the Minnette Hermelin Trust. /s/ Marc S. Hermelin 2008-09-22 -----END PRIVACY-ENHANCED MESSAGE-----