-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M/AoqzKgz2m+Pu6EhQCIrkTSZ/UQAIo7/9KmGmMAKuCndx/sZHTrG6wwmKrujJpv K3Q5QHS42EH0yarIE1KZ+Q== 0001140361-08-017308.txt : 20080718 0001140361-08-017308.hdr.sgml : 20080718 20080718172704 ACCESSION NUMBER: 0001140361-08-017308 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080716 FILED AS OF DATE: 20080718 DATE AS OF CHANGE: 20080718 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KV PHARMACEUTICAL CO /DE/ CENTRAL INDEX KEY: 0000057055 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 430618919 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2503 S HANLEY RD CITY: ST LOUIS STATE: MO ZIP: 63144 BUSINESS PHONE: 3146456600 MAIL ADDRESS: STREET 1: 2503 S HANLEY RD CITY: ST LOUIS STATE: MO ZIP: 63144 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERMELIN MARC S CENTRAL INDEX KEY: 0001039209 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09601 FILM NUMBER: 08960031 BUSINESS ADDRESS: STREET 1: 2503 S HANLEY RD CITY: ST LOUIS STATE: MO ZIP: 63144 BUSINESS PHONE: 3146456600 MAIL ADDRESS: STREET 1: 2503 SOUTH HANLEY RD CITY: ST LOUIS STATE: MO ZIP: 63144 4 1 doc1.xml FORM 4 X0303 4 2008-07-16 0 0000057055 KV PHARMACEUTICAL CO /DE/ KVA / KVB 0001039209 HERMELIN MARC S 2503 S. HANLEY ROAD ST. LOUIS MO 63144 1 1 1 0 Chairman & CEO Class A Common Stock 2008-07-16 4 J 0 400000 0 A 701462 I Deemed indirect beneficial owner because of status as a co-trustee and co-benef. of a family trust Class B Common Stock 2008-07-16 4 J 0 400000 0 D 622625 I Deemed indirect beneficial owner because of status as a co-trustee and co-benef. of a family trust Class A Common Stock 2008-07-16 4 J 0 133333 0 D 979536 I Deemed indirect beneficial owner because of status as a co-trustee and co-benef. of a family trust Class B Common Stock 2008-07-16 4 J 0 133333 0 A 1747793 I Deemed indirect beneficial owner because of status as a co-trustee and co-benef. of a family trust Class A Common Stock 2008-07-16 4 J 0 133333 0 D 1101971 I Deemed indirect beneficial owner as trustee solely because beneficiary is a sibling. Class B Common Stock 2008-07-16 4 J 0 133333 0 A 2210645 I Deemed indirect beneficial owner as trustee solely because beneficiary is a sibling. Class A Common Stock 2008-07-16 4 J 0 133334 0 D 1078950 I Deemed indirect beneficial owner as trustee solely because beneficiary is a sibling. Class B Common Stock 2008-07-16 4 J 0 133334 0 A 2215709 I Deemed indirect beneficial owner as trustee solely because beneficiary is a sibling. Such shares of Class A Common Stock are held in one trust, of which the reporting person is a beneficiary, as well as, one of three trustees, under Trust Agreement dated 12/23/73 fbo Minnette Hermelin, mother of reporting person (the ?Minnette Hermelin Trust?). Such shares of Class B Common Stock are held in the Minnette Hermelin Trust. Such shares of Class A Common Stock are held in Trust under Trust Agreement dated 12/23/73 fbo Marc S. Hermelin, under which the reporting person is the primary beneficiary and one of three trustees (the ?Marc S. Hermelin Trust?). Such shares of Class B Common Stock are held in the Marc S. Hermelin Trust. Such shares of Class A Common Stock are held in one trust, of which the reporting person is one of three trustees, under Trust Agreement dated 12/22/1973 fbo Anne S. Kirschner, sister of reporting person (the ?Anne S. Kirschner Trust?). Such shares of Class B Common Stock are held in the Anne S. Kirschner Trust. Such shares of Class A Common Stock are held in one trust, of which the reporting person is one of three trustees, under Trust Agreement dated 12/22/1973 fbo Arnold Hermelin, brother of reporting person (the ?Arnold Hermelin Trust?). Such shares of Class B Common Stock are held in the Arnold Hermelin Trust. Acquisition by the Minnette Hermelin Trust of Class A Common Stock in exchange for a like amount of shares of Class B Common Stock from, collectively, the Marc S. Hermelin Trust, the Anne S. Kirschner Trust and the Arnold Hermelin Trust. Does not include (a) 979,536 shares of Class A Common Stock which are held in the Marc S. Hermelin Trust; and (b) 118,677 shares of Class A Common Stock owned directly by the reporting person. Does not include (a) 1,747,793 shares of Class B Common Stock which are held in the Marc S. Hermelin Trust; and (b) 1,316,613 shares of Class B Common Stock owned directly by the reporting person. Does not include (a) 2,180,921 shares of Class A Common Stock which are held in two trusts, including (i) the Arnold Hermelin Trust and (ii) the Anne S. Kirschner Trust. Does not include (a) 4,426,354 shares of Class B Common Stock which are held in two trusts, including (i) the Arnold Hermelin Trust and (ii) the Anne S. Kirschner Trust. Does not include (a) 701,462 shares of Class A Common Stock which are held in the Minnette Hermelin Trust; and (b) 118,677 shares of Class A Common Stock owned directly by the reporting person. Does not include (a) 622,625 shares of Class B Common Stock which are held in the Minnette Hermelin Trust; and (b) 1,316,613 shares of Class B Common Stock owned directly by the reporting person. Does not include: (a) 1,680,998 shares of Class A Common Stock which are held in two trusts, in each of which the reporting person is one of three trustees, including (i) the Marc S. Hermelin Trust; and (ii) the Minnette Hermelin Trust; and (b) 118,677 shares of Class A Common Stock owned directly by the reporting person. Does not include: (a) 2,370,418 shares of Class B Common Stock which are held in two trusts, in each of which the reporting person is one of three trustees, including (i) the Marc S. Hermelin Trust; and (ii) the Minnette Hermelin Trust; and (b) 1,316,613 shares of Class B Common Stock owned directly by the reporting person. Does not include 1,078,950 shares of Class A Common Stock which are held in the Arnold Hermelin Trust. Does not include 2,215,709 shares of Class B Common Stock which are held in the Arnold Hermelin Trust. Does not include 1,101,971 shares of Class A Common Stock which are held in the Anne S. Kirschner Trust. Does not include 2,210,645 shares of Class B Common Stock which are held in the Anne S. Kirschner Trust. Disposition by the Minnette Hermelin Trust of Class B Common Stock in exchange for a like amount of shares of Class A Common Stock from, collectively, the Marc S. Hermelin Trust, the Anne S. Kirschner Trust and the Arnold Hermelin Trust. Disposition by the Marc S. Hermelin Trust of Class A Common Stock in exchange for a like amount of shares of Class B Common Stock from the Minnette Hermelin Trust. Acquisition by the Marc S. Hermelin Trust of Class B Common Stock in exchange for a like amount of shares of Class A Common Stock from the Minnette Hermelin Trust. Disposition by the Anne S. Kirschner Trust of Class A Common Stock in exchange for a like amount of shares of Class B Common Stock from the Minnette Hermelin Trust. Acquisition by the Anne S. Kirschner Trust of Class B Common Stock in exchange for a like amount of shares of Class A Common Stock from the Minnette Hermelin Trust. Disposition by the Arnold Hermelin Trust of Class A Common Stock in exchange for a like amount of shares of Class B Common Stock from the Minnette Hermelin Trust. Acquisition by the Arnold Hermelin Trust of Class B Common Stock in exchange for a like amount of shares of Class A Common Stock from the Minnette Hermelin Trust. Marc S. Hermelin, Trustee 2008-07-18 -----END PRIVACY-ENHANCED MESSAGE-----