-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rg30x3efOoTMKrmzMO+CeVbr4fb6MFiBuu7ZjlA11DKv9UnaWHvRR0k/WiIGJ/UV +x562LJnncX04DjoEsDZjg== 0001140361-07-019751.txt : 20071015 0001140361-07-019751.hdr.sgml : 20071015 20071015195841 ACCESSION NUMBER: 0001140361-07-019751 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20071015 DATE AS OF CHANGE: 20071015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KV PHARMACEUTICAL CO /DE/ CENTRAL INDEX KEY: 0000057055 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 430618919 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2503 S HANLEY RD CITY: ST LOUIS STATE: MO ZIP: 63144 BUSINESS PHONE: 3146456600 MAIL ADDRESS: STREET 1: 2503 S HANLEY RD CITY: ST LOUIS STATE: MO ZIP: 63144 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHIBNALL RICHARD H CENTRAL INDEX KEY: 0001287287 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09601 FILM NUMBER: 071172964 MAIL ADDRESS: STREET 1: 10888 METRO COURT CITY: MARLAND HEIGHTS STATE: MO ZIP: 63043 4 1 doc1.xml FORM 4 X0202 4 2006-12-31 0 0000057055 KV PHARMACEUTICAL CO /DE/ KVA / KVB 0001287287 CHIBNALL RICHARD H 5013 SOUTHRIDGE PARK DRIVE ST. LOUIS MO 63129 0 1 0 0 Vice President/Finance Option to Purchase 3.45 2006-12-31 4 D 0 3375 D 2007-01-02 Class A Common 0 D Option to Purchase 4.89 2006-12-31 4 A 0 3375 A 2007-01-02 Class A Common Stock 0 D Option to Purchase 22.25 2006-12-31 4 D 0 9000 D 2014-05-21 Class A Common Stock 9000 0 D Option to Purchase 23.09 2006-12-31 4 A 0 9000 A 2014-05-21 Class A Common Stock 9000 9000 D Option to Purchase 22.25 2007-10-11 4 D 0 1000 D 2014-05-21 Class A Common Stock 1000 0 D Option to Purchase 23.09 2007-10-11 4 A 0 1000 A 2014-05-21 Class A Common Stock 1000 1000 D Option to Purchase 16.79 2007-10-11 4 D 0 25000 D 2015-11-01 Class A Common Stock 25000 0 D Option to Purchase 19.99 2007-10-11 4 A 0 25000 A 2015-11-01 Class A Common Stock 25000 25000 D These two reported transactions involve an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option period. The Option was originally granted on January 2, 1997 and provides for a vesting of 10% on date of grant and in 10% increments on each anniversary date thereafter. As reported on a Form 4 filed January 3, 2007 (and amended on a Form 4/A filed January 5, 2007), on January 2, 2007, Mr. Chibnall exercised his option to purchase 3,375 of Class A Common Stock at the replacement option price of $4.89 per share. These two reported transactions involve an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option period. The Option was originally granted on May 21, 2004 and provides for a vesting of 10% on date of grant and in 10% increments on each anniversary date thereafter. These two reported transactions involve an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option period. The Option was originally granted on May 21, 2004 and provides for a vesting of 10% on date of grant and in 10% increments on each anniversary date thereafter. These two reported transactions involve an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option period. The Option was originally granted on November 1, 2005 and provides for a vesting of 10% on date of grant and in 10% increments on each anniversary date thereafter. /s/ Richard H. Chibnall 2007-10-15 -----END PRIVACY-ENHANCED MESSAGE-----