-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PRSFI1fcwSArxjGiY2JEplu9UZGjdnlEVxJnijQFYtpoy9PCzzYJEF+o+0qYBLvp 0e+i7por5WhjbA4fiW6K7A== 0001011240-02-000064.txt : 20021226 0001011240-02-000064.hdr.sgml : 20021225 20021226153346 ACCESSION NUMBER: 0001011240-02-000064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021220 FILED AS OF DATE: 20021226 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KV PHARMACEUTICAL CO /DE/ CENTRAL INDEX KEY: 0000057055 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 430618919 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09601 FILM NUMBER: 02869112 BUSINESS ADDRESS: STREET 1: 2503 S HANLEY RD CITY: ST LOUIS STATE: MO ZIP: 63144 BUSINESS PHONE: 3146456600 MAIL ADDRESS: STREET 1: 2503 S HANLEY RD CITY: ST LOUIS STATE: MO ZIP: 63144 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: HERMELIN MARC S CENTRAL INDEX KEY: 0001039209 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 2503 S HANLEY RD CITY: ST LOUIS STATE: MO ZIP: 63144 BUSINESS PHONE: 3146456600 MAIL ADDRESS: STREET 1: 2503 SOUTH HANLEY RD CITY: ST LOUIS STATE: MO ZIP: 63144 4 1 kvf4hermm122602.txt FORM 4 - MARC HERMELIN DATED 12/24/02 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [ ] Check this box if no longer subject of Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). ================================================================================ 1. Name and Address of Reporting Person* Hermelin Marc S. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 2503 So. Hanley Road - -------------------------------------------------------------------------------- (Street) St. Louis MO 63144 - -------------------------------------------------------------------------------- (City) (State) (Zip) ================================================================================ 2. Issuer Name and Ticker or Trading Symbol K-V Pharmaceutical Company; KVA and KVB ================================================================================ 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) ================================================================================ 4. Statement for Month/Day/Year December 20, 2002 ================================================================================ 5. If Amendment, Date of Original (Month/Day/Year) ================================================================================ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ X ] Director [ ] 10% Owner [ X ] Officer (give title below) [ ] Other (specify below) Vice-Chairman and Chief Executive Officer ================================================================================ 7. Individual or Joint/Group Reporting (check applicable line) [ X ] Form Filed by One Reporting Person [ ] Form Filed by More Than One Reporting Person ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
6. 2A. 4. 5. Owner- Deemed Securities Acquired (A) Amount of ship Execution 3. or Disposed of (D) Securities Form: 7. Date, Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. if any Code --------------------------- Owned at End (D) or Indirect 1. Transaction (Month/ (Instr. 8) (A) of Month Indirect Beneficial Title of Security Date Day/ ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) Year) Code V (D) and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------- Class A Common Stock 12/20/02 J(1) V 101,489 A Class A Common Stock 12/20/02 B(2) V 11,277 D 164,807 D - ------------------------------------------------------------------------------------------------------------------------- Class A Common Stock 12/20/02 J(3) G 219,821 D 999,056 I(a) 420 I(b) - ------------------------------------------------------------------------------------------------------------------------- Class B Common Stock 669,610 D Class B Common Stock 12/20/02 J(3) V 190,000 D 1,353,077 I(a) - ------------------------------------------------------------------------------------------------------------------------- Class B Common Stock 2,081 I(b) - ------------------------------------------------------------------------------------------------------------------------- ========================================================================================================================= (1) Receipt of shares from irrevocable trust for the benefit of the reporting person. (2) Gift of shares to a private family charitable foundation. (3) Transfer of shares to a family limited partnership from a trust dated 12/22/73 FBO Marc S. Hermelin. (a) Shares held in two trusts in which the reporting person is one of three trustees of each trust; including, Trust Agreement dated 12/22/73 FBO Marc S. Hermelin, in which the reporting person is the primary beneficiary, and one other trust, including Trust Agreement dated 12/23/73 FBO Minnette Hermelin. (b) Shares held in limited partnership.
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). Persons who respond to the collection of information contained in the form are not required to respond unless the form displays a currently valid OMB control number. (Over) SEC 1474 (9-02) FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
9. 10. Number Owner- of ship 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature of Derivative 6. of Underlying 8. ities Secur- of Exer- 3A. 4. Securities Date Securities Price Bene- ity: In- cise 3. Deemed Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- Execution action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Date, Code of (D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date If any (Instr. (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship Security Secur- Day/ Day/ ------- ------------ Exer- tion of (Instr (Instr. (Instr. (Instr. (Instr. 3) ity Year) Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ----------------------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Explanation of Responses: /s/ Marc S. Hermelin 12/24/02 - --------------------------------------------- ----------------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a current valid OMB Number. Page 2 -----END PRIVACY-ENHANCED MESSAGE-----