0001209191-21-026415.txt : 20210413
0001209191-21-026415.hdr.sgml : 20210413
20210413105432
ACCESSION NUMBER: 0001209191-21-026415
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210412
FILED AS OF DATE: 20210413
DATE AS OF CHANGE: 20210413
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FIKE CARIN L
CENTRAL INDEX KEY: 0001703359
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00303
FILM NUMBER: 21822314
MAIL ADDRESS:
STREET 1: 1014 VINE STREET
CITY: CINCINNATI
STATE: OH
ZIP: 45202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KROGER CO
CENTRAL INDEX KEY: 0000056873
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411]
IRS NUMBER: 310345740
STATE OF INCORPORATION: OH
FISCAL YEAR END: 0130
BUSINESS ADDRESS:
STREET 1: 1014 VINE ST
CITY: CINCINNATI
STATE: OH
ZIP: 45201
BUSINESS PHONE: 5137624000
MAIL ADDRESS:
STREET 1: 1014 VINE ST
CITY: CINCINNATI
STATE: OH
ZIP: 45201
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-04-12
0
0000056873
KROGER CO
KR
0001703359
FIKE CARIN L
C/O THE KROGER CO.
1014 VINE STREET
CINCINNATI
OH
45202
0
1
0
0
Vice President and Treasurer
Common Stock
35243.6493
D
Common Stock
2021-04-12
4
M
0
2000
10.98
A
12565
I
by Spouse
Common Stock
2021-04-12
4
S
0
2000
37.955
D
10565
I
by Spouse
Non-Qualified Stock Option
10.98
2021-04-12
4
M
0
2000
0.00
D
2022-07-12
Common Stock
2000
0
I
by Spouse
The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.
/s/ Carin L. Fike, by Dorothy D. Roberts, Attorney-in-Fact
2021-04-13