0001209191-21-026415.txt : 20210413 0001209191-21-026415.hdr.sgml : 20210413 20210413105432 ACCESSION NUMBER: 0001209191-21-026415 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210412 FILED AS OF DATE: 20210413 DATE AS OF CHANGE: 20210413 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FIKE CARIN L CENTRAL INDEX KEY: 0001703359 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00303 FILM NUMBER: 21822314 MAIL ADDRESS: STREET 1: 1014 VINE STREET CITY: CINCINNATI STATE: OH ZIP: 45202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KROGER CO CENTRAL INDEX KEY: 0000056873 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 310345740 STATE OF INCORPORATION: OH FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 1014 VINE ST CITY: CINCINNATI STATE: OH ZIP: 45201 BUSINESS PHONE: 5137624000 MAIL ADDRESS: STREET 1: 1014 VINE ST CITY: CINCINNATI STATE: OH ZIP: 45201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-04-12 0 0000056873 KROGER CO KR 0001703359 FIKE CARIN L C/O THE KROGER CO. 1014 VINE STREET CINCINNATI OH 45202 0 1 0 0 Vice President and Treasurer Common Stock 35243.6493 D Common Stock 2021-04-12 4 M 0 2000 10.98 A 12565 I by Spouse Common Stock 2021-04-12 4 S 0 2000 37.955 D 10565 I by Spouse Non-Qualified Stock Option 10.98 2021-04-12 4 M 0 2000 0.00 D 2022-07-12 Common Stock 2000 0 I by Spouse The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees. These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. /s/ Carin L. Fike, by Dorothy D. Roberts, Attorney-in-Fact 2021-04-13